Group 1 - The core announcement indicates that Oriental Huicai Securities (08001) will have its listing status canceled by the Stock Exchange starting from 9:00 AM on November 17, 2025, in accordance with GEM Rule 9.14A(1) [1]

智通财经APP讯，东方汇财证券(08001)发布公告，联交所宣布，由 2025 年 11 月 17 日上午 9 时起，该 公司的上市地位将根据《GEM 规则》第 9.14A(1)条予以取消。 ...

該公司的股份自 2024 年 7 月 18 日起已暫停買賣。根據《GEM 規則》第 9.14A(1)條，若 該公司未能於 2025 年 7 月 17 日或之前復牌，聯交所可將該公司除牌。 該公司未能於 2025 年 7 月 17 日或之前履行聯交所訂下的復牌指引而復牌。於 2025 年 8 月 15 日，GEM 上市委員會決定根據《GEM 規則》第 9.14A(1)條取消該公司股份在聯交所 的上市地位。 香港聯合交易所有限公司 (香港交易及結算所有限公司全資附屬公司) THE STOCK EXCHANGE OF HONG KONG LIMITED (A wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited) 通告 關於 東方滙財證券國際控股有限公司 （於開曼群島註冊成立之有限公司） （股份代號：8001） 取消上市地位 香港聯合交易所有限公司（聯交所）宣布，由 2025 年 11 月 17 日上午 9 時起，東方滙財 證券國際控股有限公司（該公司）的上市地位將根據《GEM 規則》第 9.14A(1)條予以取 消。 聯交所宣布，由 ...

Core Viewpoint - 东方汇财证券's shares will be delisted from the Hong Kong Stock Exchange, with the last trading date set for November 14, 2025, and the delisting effective from November 17, 2025 [1] Company Summary - The company received a letter from the Hong Kong Stock Exchange on November 5, 2025, regarding the delisting of its shares [1] - The shares will continue to be suspended from trading until the delisting date [1]

于2025年11月5日，公司接获联交所函件，当中告知公司股份的最后上市日期将为2025年11月14日，而 股份的上市地位将于2025年11月17日上午九时正起取消。 东方汇财证券(08001)公布，于2025年10月9日，上市复核委员会就复核进行聆讯。于2025年11月4日， 公司接获联交所函件，当中声明，经审慎考虑所有事实及证据，以及公司及联交所上市科提交的全部陈 述后，上市复核委员会决定维持上市委员会根据GEM上市规则第9.14A(1)条即时取消公司上市地位的决 定。 ...

Core Viewpoint - Oriental Wealth Securities (08001) faces delisting from the Hong Kong Stock Exchange after the Listing Review Committee upheld the decision to cancel its listing status based on GEM Listing Rule 9.14A(1) [1] Group 1 - The Listing Review Committee held a hearing on October 9, 2025, regarding the company's listing status [1] - On November 4, 2025, the company received a letter from the Exchange stating that the Review Committee decided to maintain the delisting decision [1] - The final listing date for the company's shares is set for November 14, 2025, with the listing status to be canceled on November 17, 2025, at 9:00 AM [1]

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告之內容概不 負 責，對 其 準 確 性 或 完 整 性 亦 不 發 表 任 何 聲 明，並 明 確 表 示 概 不 就 因 本 公 告 全 部 或 任 何 部 分 內 容 而 產 生 或 因 倚 賴 該 等 內 容 而 引 致 之 任 何 損 失 承 擔 任 何 責 任。 ＊ （於開曼群島註冊成立之有限公司） （股份代號：8001） (1)上 市 覆 核 委 員 會 之 決 定； (2)取 消 上 市 地 位；及 (3)繼續暫停買賣 於 二 零 二 五 年 十 一 月 五 日，本 公 司 接 獲 聯 交 所 函 件，當 中 告 知 本 公 司 股 份（「股 份」）的 最 後 上 市 日 期 將 為 二 零 二 五 年 十 一 月 十 四 日（「最後上市日期」），而 股 份 的 上 市 地 位 將 於 二 零 二 五 年 十 一 月 十 七 日 上 午 九 時 正 起 取 消。 本 公 告 由 東 方 滙 財 證 券 國 際 控 股 有 限 公 司（「本公司」，連 同 其 附 屬 公 司 統 稱「本 集 團」）根 據 香 港 聯 合 交 易 所 有 限 公 ...

股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2025年10月31日 狀態: 新提交 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | 不適用 | | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 (如上市) | 08001 | 說明 | 東方滙財證券 | | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | | 法定/註冊股本 | | | 上月底結存 | | | 4,000,000,000 | HKD | | 0.05 | HKD | | 200,000,000 | | 增加 / 減少 (-) | | | | | | | HKD | | | | 本月底結存 | | | 4,000,000,000 | HKD | | 0.05 | HKD | | 200,000,000 | 本月底法定/註冊股本總額： HKD 200,000,000 FF301 第 1 頁 共 10 頁 ...

Core Viewpoint - The Hong Kong Stock Exchange has taken disciplinary action against Oriental Finance Holdings (08001) and six former directors due to severe mismanagement and failure to protect the company's assets, leading to significant impairment losses [1][2] Group 1: Disciplinary Actions - The Hong Kong Stock Exchange condemned Oriental Finance Holdings and issued disqualification statements against former executive director Ms. Li Yazhen, and independent non-executive directors Mr. Xiao Jianwei and Ms. Chen Minyi, deeming them unsuitable to serve as directors or senior management [1] - A statement regarding the damage to investor rights was issued against former independent non-executive director Mr. Deng Zongwei, indicating that his continued presence on the board would harm investor interests [1] Group 2: Loan Management Issues - Between 2015 and 2022, Oriental Finance Holdings granted a total of HKD 378 million (including interest) in multiple loans to individual clients, extending loan terms without ensuring proper registration of collateral properties, which would allow for enforcement in case of borrower default [2] - The company's auditors had warned as early as 2018 that the lack of registration of loan collateral would significantly reduce its enforceability, yet the company and its directors failed to take adequate measures to protect its assets, continuing to extend loan terms despite borrower defaults [2] Group 3: Impairment Losses - All borrowers ultimately defaulted, leading the company to recognize an impairment provision of HKD 145 million for the fiscal year 2022/23, with total confirmed impairment losses amounting to HKD 181 million as of March 31, 2024 [2] - Internal reviews revealed multiple deficiencies in internal controls, resulting in inadequate due diligence, failure to register loan collateral, and inability to respond effectively to loan defaults, ultimately compromising the company's asset protection [2]

Core Viewpoint - The Hong Kong Stock Exchange has taken disciplinary action against Oriental Huicai Securities and six former directors due to severe mismanagement and failure to protect the company's assets, leading to significant impairment losses. Group 1: Disciplinary Actions - The Hong Kong Stock Exchange condemned Oriental Huicai Securities and issued disqualification statements against former executive director Ms. Li Yanzhen, former independent non-executive directors Mr. Xiao Jianwei and Ms. Chen Minyi, and a statement of investor rights damage against former independent non-executive director Mr. Deng Zongwei [1] - The disqualification statements indicate that the aforementioned individuals are deemed unsuitable to serve as directors or senior management members of the company or its subsidiaries [1] - The Exchange criticized former executive director Ms. Sun Tianxin and former independent non-executive director Ms. Lu Xuanling for their roles in the company's governance failures [1] Group 2: Management Failures - The case involves serious board negligence, as the board failed to properly manage and supervise the company's lending operations despite increasing borrower defaults and warnings from auditors regarding several loans [2] - Between 2015 and 2022, Oriental Huicai Securities granted a total of HKD 378 million (including interest) in multiple loans to individual clients, extending loan terms without ensuring proper registration of collateral properties [2] - The company's auditors had warned as early as 2018 that the lack of registration of loan collateral would significantly reduce the enforceability of the collateral, yet the board did not take adequate measures to protect the company's assets [2] Group 3: Financial Impact - As a result of all borrowers defaulting on their loans, the company recognized an impairment provision of HKD 145 million for the fiscal year 2022/23, with total confirmed impairment losses amounting to HKD 181 million as of March 31, 2024 [2] - Internal control reviews revealed multiple deficiencies in the company's internal monitoring, leading to inadequate due diligence, failure to register loan collateral, and inability to respond effectively to loan defaults [2] - The internal control shortcomings also resulted in the company failing to identify transactions requiring disclosure, leading to delays in announcing relevant transactions or seeking shareholder approval [2]