由 於GEM上 市 公 司 普 遍 為 中 小 型 公 司，在GEM買賣之證券可能會較於聯交所 主 板 買 賣 之 證 券 承 受 較 大 之 市 場 波 動 風 險，同 時 無 法 保 證 在GEM買賣之證券 會 有 高 流 通 量 之 市 場。 * 僅供識別 – 1 – 香港交易及結算所有限公司及香港聯合交易所有限公司對本公告之內容概不 負 責，對 其 準 確 性 或 完 整 性 亦 不 發 表 任 何 聲 明，並 明 確 表 示 概 不 就 因 本 公 告 全 部 或 任 何 部 分 內 容 而 產 生 或 因 倚 賴 該 等 內 容 而 引 致 之 任 何 損 失 承 擔 任 何 責 任。 ＊ （於開曼群島註冊成立之有限公司） （股份代號：8001） 截至二零二五年三月三十一日止年度之全年業績公告 香 港 聯 合 交 易 所 有 限 公 司（「聯 交 所」）GEM（「GEM」）之 特 色 GEM之定位乃為相比起其他在聯交所上市之公司帶有較高投資風險之中小型 公 司 提 供 一 個 上 市 之 市 場。有 意 投 資 者 應 了 解 投 資 於 該 等 公 司 之 潛 在 風 險，並 應 經 過 審 慎 ...

Financial Performance - Revenue for the six months ended September 30, 2024, was HK$73,340,000, a significant increase of 591.5% compared to HK$10,604,000 for the same period in 2023[13] - Profit for the period reached HK$10,485,000, compared to HK$1,679,000 in the corresponding period of 2023, representing a growth of 523.5%[13] - Total comprehensive income for the period was HK$10,687,000, up from HK$1,679,000 in 2023, indicating a growth of 536.5%[15] - Basic and diluted earnings per share attributable to owners of the Company increased to 8.43 HK cents from 1.43 HK cents, reflecting a rise of 489.5%[15] - Profit attributable to owners of the Company for the six months ended 30 September 2024 was HK$10,485,000, a substantial increase from HK$1,777,000 in 2023[86] - The Group recorded a net profit attributable to owners of the Company of approximately HK$10,485,000 for the six months ended 30 September 2024, compared to approximately HK$1,777,000 in 2023[191] Assets and Liabilities - Current assets as of September 30, 2024, totaled HK$277,996,000, compared to HK$258,539,000 as of March 31, 2024, showing an increase of 7.6%[17] - Total assets amounted to approximately HK$289,683,000, up from approximately HK$273,660,000 as of 31 March 2024, while total liabilities increased to approximately HK$39,799,000 from approximately HK$34,463,000[195] - Net current assets increased to HK$238,772,000 from HK$224,076,000, representing a growth of 6.6%[17] - The current ratio was approximately 7.1 times as of 30 September 2024, down from 7.5 times as of 31 March 2024[195] - Total equity attributable to owners of the Company rose to HK$249,884,000 from HK$239,197,000, an increase of 4.5%[17] - The total equity as of 30 September 2024 was HK$249,884,000, an increase from HK$237,486,000 as of 30 September 2023, reflecting a growth of about 5.9%[21] Cash Flow - Net cash used in operating activities for the six months ended 30 September 2024 was HK$14,111,000, compared to a net cash generated of HK$255,000 in the same period of 2023, indicating a significant decline in cash flow from operations[23] - Cash and cash equivalents at the end of the period were HK$19,310,000, down from HK$41,654,000 at the beginning of the period, marking a decrease of approximately 53.7%[23] - The company reported a net cash used in investing activities of HK$7,766,000 for the six months ended 30 September 2024, with no cash used in investing activities reported for the same period in 2023[23] Expenses - Employee costs for the period were HK$3,351,000, slightly decreased from HK$3,400,000 in the previous year[13] - Administrative and other operating expenses surged to HK$59,652,000 from HK$5,582,000, reflecting an increase of 973.5%[13] - Finance costs for the period were HK$89,000, compared to HK$15,000 in the same period last year, indicating a rise of 493.3%[13] - Total administrative and other operating expenses increased to approximately HK$59,652,000 (2023: approximately HK$5,582,000), representing an increase of approximately 968.6%[186] Business Operations - The company has maintained its core business operations in brokerage services, underwriting, securities financing, money lending, and asset management without significant changes during the reporting period[26] - The Group's revenue is generated from brokerage services, underwriting, asset management, and money lending services[169] - The Group's banking facilities include a bank overdraft facility of up to HK$20 million, guaranteed by a corporate guarantee of the same amount[132] - The Group's asset management business includes agreements to provide investment advisory or custodian services for two funds registered in Hong Kong and three in the Cayman Islands, with fee income linked to assets under management and fund performance[145] Market and Economic Conditions - The global economy experienced moderate recovery during the reporting period, but growth momentum remained weak due to high inflation and geopolitical conflicts, leading to significant downward pressure on the economy[136] - The Group's performance is influenced by external factors such as the economic environment in Hong Kong, interest rate movements, and the turnover of the Hong Kong securities market[136] - The Group's financial performance is susceptible to fluctuations due to various external factors, including market demand for capital raising activities[136] Segment Performance - For the six months ended September 30, 2024, the total revenue from reportable segments was HK$73,340,000[44] - The segment profit for brokerage services was a loss of HK$304,000, while underwriting and placing services generated a profit of HK$791,000[47] - Margin financing services reported a loss of HK$242,000, whereas money lending services achieved a profit of HK$10,067,000[47] - Asset management services contributed a profit of HK$296,000, leading to a total segment profit of HK$10,608,000 for the period[47] Customer and Revenue Sources - Major customers contributing 10% or more of the Group's revenue included Customer A with HK$10,090,000 (13.76%) and Customer B with HK$9,511,000 (12.97%) for the six months ended 30 September 2024[59] - The increase in revenue was mainly attributable to new business providing placement services for Urban Investment Bonds, contributing approximately HK$61.27 million during the Reporting Period[172] - The Group recorded approximately HK$62,053,000 in placing commission income for the six months ended 30 September 2024, an increase of approximately 590 times compared to approximately HK$105,000 in 2023[177] Future Outlook and Strategy - The Group is considering expanding its corporate finance advisory business through acquisitions, focusing on licensed corporations with established client networks[163] - The Group aims to establish an integrated platform offering a wide range of financial services, including brokerage, underwriting, and asset management[162] - The Group plans to limit its money lending activities to loans secured by Hong Kong real estate moving forward[152] Dividend Policy - No dividends were recommended for the six months ended 30 September 2024, consistent with the previous year[79] - The Group currently does not have a pre-determined dividend payout ratio, and any future dividends will depend on operational performance and financial condition[196] - There is no assurance that the Group will declare or distribute any dividends in the future[200]

Financial Performance - Revenue for the six months ended September 30, 2024, was approximately HKD 73,340,000, an increase of about 591.63% compared to HKD 10,604,000 for the same period in 2023[5] - Profit attributable to owners for the six months ended September 30, 2024, was approximately HKD 10,485,000, representing an increase of about 490.04% from HKD 1,777,000 in the same period of 2023[5] - Total comprehensive income for the period was HKD 10,687,000, compared to HKD 1,679,000 for the same period in 2023[13] - Basic and diluted earnings per share for the period were HKD 0.0843, up from HKD 0.0143 in the same period of 2023[16] - The company's profit before tax for the six months ended September 30, 2024, was HKD 10,485,000, compared to HKD 1,777,000 for the same period in 2023, representing a significant increase[40] - The group recorded a net profit attributable to shareholders of approximately HKD 10,485,000, a significant increase from HKD 1,777,000 in 2023, driven by increased service income from the sale of city investment bonds[86] Dividends - The company does not recommend any interim dividend for the six months ended September 30, 2024, compared to no dividend for the same period in 2023[5] - The company did not recommend the payment of any dividends for the six months ended September 30, 2024, compared to no dividends in the same period of 2023[39] Assets and Liabilities - Non-current assets as of September 30, 2024, amounted to HKD 11,687,000, a decrease from HKD 15,121,000 as of March 31, 2024[17] - Current assets totaled HKD 277,996,000 as of September 30, 2024, compared to HKD 258,539,000 as of March 31, 2024[17] - Current liabilities were HKD 39,224,000 as of September 30, 2024, compared to HKD 34,463,000 as of March 31, 2024[17] - The company's total equity attributable to owners was HKD 249,884,000 as of September 30, 2024, compared to HKD 239,197,000 as of March 31, 2024[17] - The total receivables from loans and interest as of September 30, 2024, amounted to HKD 388,147,000, with HKD 241,704,000 in loans and HKD 146,443,000 in interest[45] - The net trade receivables as of September 30, 2024, were HKD 8,114,000, down from HKD 12,242,000 in March 2024[48] - The company reported a total of HKD 59,503,000 in trade receivables, with a provision for doubtful debts of HKD 51,389,000[48] - As of September 30, 2024, the total payable trade amounts from cash clients reached HKD 8,604,000, while margin clients accounted for HKD 2,228,000, resulting in a total of HKD 10,930,000[50] Revenue Sources - Brokerage service commission income was HKD 345,000, up from HKD 232,000 year-over-year, while underwriting and placement income rose to HKD 62,053,000 from HKD 105,000[33] - Margin financing service interest income decreased to HKD 347,000 from HKD 994,000, indicating a decline in this segment[33] - Lending service interest income increased to HKD 10,299,000 from HKD 8,942,000, reflecting growth in lending activities[33] - Asset management service income slightly decreased to HKD 296,000 from HKD 331,000, showing a minor decline in this area[33] - The company reported government grants of HKD 546,000 for the six months ended September 30, 2024, compared to no grants in the previous year[35] - The group recorded approximately HKD 62,053,000 in placement commission income for the six months ended September 30, 2024, an increase of about 590 times compared to approximately HKD 105,000 in the same period last year, attributed to the new business flow from City Investment Bonds[79] Business Operations - The company primarily engages in providing brokerage services, underwriting and placement services, securities and IPO financing services, lending services, and asset management services, with no significant operational changes during the reporting period[20] - All business operations are conducted in Hong Kong, with all revenue sources originating from this region[30] - The company continues to provide comprehensive securities trading and brokerage services, enhancing its offerings since April 2024[61] - The group aims to establish a comprehensive platform to provide a wide range of financial services, including brokerage, underwriting, and asset management services[72] - The group plans to explore opportunities to expand its existing business and diversify through acquisitions, particularly targeting licensed firms with established client networks in corporate finance consulting[73] Employee and Operational Costs - Employee costs and director remuneration amounted to HKD 3,351,000 for the six months ended September 30, 2024, slightly down from HKD 3,400,000 in 2023[36] - Total employee costs for the reporting period were approximately HKD 3,351,000, a decrease of about 1.4% from HKD 3,400,000 in 2023[82] - Marketing and business development expenses were reported at HKD 53,502,000 for the six months ended September 30, 2024, with no expenses recorded in the previous year[36] - Administrative and other operating expenses totaled approximately HKD 59,652,000, an increase of about 968.6% from HKD 5,582,000 in 2023, primarily due to marketing and business development costs for new service offerings[84] Legal and Governance Matters - The company received a claim from a former client, totaling HKD 10,000,000, related to fraudulent misrepresentation and damages[104] - The board believes that the claims against the company are extremely weak and will not have a significant impact on the financial position[105] - The company is actively engaged in discussions regarding the resolution of disputes through mediation[105] - The company's legal advisors have assessed the claims and provided opinions that support the board's position on the weakness of the claims[102] - The company will provide updates on the status of the claims as necessary[102] - The company has adhered to all corporate governance codes except for deviations noted in C.1.6 and C.2.1[122] - The company currently does not have a designated Chairman or CEO position, with operations managed by executive directors and senior management[123] - The board of directors has not established the positions of chairman or CEO, ensuring balanced power and authority distribution[124] - The resignation of Ms. Chan Min Yi as an independent non-executive director has resulted in the number of independent non-executive directors falling below the minimum required by GEM Listing Rules[126] - Ms. Wang Xiaoyue has been appointed as an independent non-executive director, bringing the number of independent non-executive directors back to compliance with GEM Listing Rules[127] - The audit committee consists of three independent non-executive directors, with Mr. Xiao Jianwei serving as the chairman[131] - The audit committee has reviewed the interim financial statements of the group and confirmed their compliance with applicable accounting standards[131] - The company has adopted trading standards for directors' securities transactions in accordance with GEM Listing Rules[129] - The board of directors includes three executive directors and three independent non-executive directors as of the announcement date[131] - The company is committed to ensuring the accuracy and completeness of the information disclosed in the announcement[132]

香 港 聯 合 交 易 所 有 限 公 司（「聯 交 所」）GEM（「GEM」）之 特 色 概 要 東 方 滙 財 證 券 國 際 控 股 有 限 公 司（「本公司」）董 事（「董 事」）會（「董事會」）欣 然 提 呈 本 公 司 及 其 附 屬 公 司（統 稱「本集團」）截 至 二 零 二 四 年 三 月 三 十 一 日 止 年 度 （「二 零 二 三╱二 四 財 年」）之 經 審 核 綜 合 業 績，連 同 截 至 二 零 二 三 年 三 月 三 十 一 日 止 十 五 個 月 之 經 審 核 比 較 數 字（其 已 由 董 事 會 審 核 委 員 會 審 閱 並 於 二 零 二 四 年 六 月 二 十 八 日 經 董 事 會 批 准）如 下： 綜合財務狀況表 流動負債 應付貿易款項 13 8,200 9,660 應計費用及其他應付款項 13,509 3,091 租賃負債 233 732 應付稅項 12,521 9,736 非流動負債 租賃負債 – 233 本公司擁有人應佔權益 股 本 14 6,221 6,221 儲 備 232,976 229,584 綜合財務報表附註 東 方 滙 財 證 券 國 際 ...

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告之內容概不 負責，對其準確性或完整性亦不發表任何聲明，並明確表示概不就因本公告全 部或任何部分內容而產生或因倚賴該等內容而引致之任何損失承擔任何責任。 ＊ （於開曼群島註冊成立之有限公司） （股份代號： 8001） 有 關 截 至 二 零 二 三 年 九 月 三 十 日 止 六 個 月 之 中 期 報 告 之 澄 清 公 告 茲提述(i)東方滙財證券國際控股有限公司（「本公司」，連同其附屬公司統稱「本 集團」）於二零二三年十一月十三日刊發的本公司截至二零二三年九月三十日 止六個月之中期報告（「中期報告」）；及(ii)本公司於二零二三年十一月七日刊 發的本公司截至二零二三年九月三十日止六個月之中期業績公告（「中期業績 公告」）。除文義另有規定外，本公告所用詞彙與中期報告所界定者具有相同涵 義。 本公司注意到，本集團於二零二三年九月三十日之簡明綜合財務狀況表（「中期 財務狀況」）存在資產分類錯誤（「分類錯誤」）。因此，本公司謹此澄清中期報告 及中期業績公告所呈列之中期財務狀況有關項目的正確分類。 分類錯誤 誠如中期報告及中期業績公告所披露，截至二零二三年九月 ...

Financial Performance - For the six months ended September 30, 2023, the Group reported revenue of HK$10,604,000, a decrease of 46.3% compared to HK$19,744,000 for the same period in 2022[9]. - Profit before income tax for the reporting period was HK$1,679,000, down 82.0% from HK$9,350,000 in the corresponding period of 2022[9]. - Earnings per share for the period was 1.53 HK cents, compared to 6.93 HK cents for the same period in 2022, representing a decrease of 77.9%[9]. - The total comprehensive income for the period was HK$1,679,000, down from HK$6,818,000 in the previous year, representing a decrease of approximately 75.3%[14]. - Profit attributable to owners of the Company for the six months ended 30 September 2023 was HK$1,777,000, down 73.9% from HK$6,818,000 in the prior year[67]. Assets and Liabilities - The Group's total assets as of September 30, 2023, amounted to HK$237,486,000, slightly up from HK$235,805,000 as of March 31, 2023[11]. - Net current assets decreased to HK$169,991,000 from HK$218,404,000 as of March 31, 2023, reflecting a decline of 22.1%[11]. - The Group's cash and cash equivalents as of September 30, 2023, were HK$3,648,000, down 36.6% from HK$5,769,000 as of March 31, 2023[11]. - Total loan receivables as of 30 September 2023 were HK$242,353,000, a decrease from HK$248,099,000 as of 31 March 2023[78]. - Interest receivables as of 30 September 2023 were HK$40,566,000, significantly down from HK$119,932,000 as of 31 March 2023[78]. Revenue Breakdown - For the six months ended September 30, 2023, the total revenue from external clients was HK$10,604,000, with the brokerage segment contributing HK$232,000[39]. - The underwriting and placing segment generated revenue of HK$105,000, while margin financing brought in HK$994,000[39]. - The money lending segment reported revenue of HK$8,942,000, and asset management contributed HK$331,000[39]. - The Group's revenue decreased by approximately 46.29%, from HK$19,744,000 for the six months ended September 30, 2022, to HK$10,604,000 for the same period in 2023, primarily due to a decline in interest income from money lending services[118]. Expenses - Employee costs for the six months ended September 30, 2023, were HK$3,400,000, down 35.1% from HK$5,235,000 in the previous year[9]. - Administrative expenses decreased to HK$3,582,000 from HK$5,064,000, a reduction of 29.3% year-on-year[9]. - Finance costs for the six months ended 30 September 2023 were approximately HK$15,000, down from approximately HK$101,000 in the previous year[165]. Cash Flow - The net cash generated from operating activities for the six months ended September 30, 2023, was HK$255,000, a significant recovery from a cash outflow of HK$6,391,000 in the same period of 2022[16]. - The Company did not incur any cash outflows in investing activities for the six months ended September 30, 2023, compared to HK$383,000 in the same period of 2022[16]. - The financing activities resulted in a cash outflow of HK$2,376,000 for the six months ended September 30, 2023, contrasting with a cash inflow of HK$8,077,000 in the previous year[16]. Equity - The total equity attributable to owners of the Company was HK$237,486,000, an increase from HK$235,805,000 as of March 31, 2023[11]. - As of September 30, 2023, the total equity attributable to owners of the Company increased to HK$237,582,000 from HK$235,805,000 as of April 1, 2023, reflecting a growth of approximately 0.75%[13]. Operational Insights - There were no significant changes in operations during the reporting period, maintaining stability in the Company's business model[19]. - The Group's operations are solely based in Hong Kong, with all revenue derived from this region for the periods ended 30 September 2023 and 2022[47]. - The Group has a diverse customer base with no single customer contributing more than 10% of total revenue for the periods ended 30 September 2023 and 2022[47]. Legal Matters - The company received a legal claim (Claim A) from a former client, alleging conspiracy and fraud against its subsidiary, Oriental Wealth Securities, but the Board believes the claim is weak and unlikely to impact the financial position materially[197]. - A second legal claim (Claim B) was filed against Oriental Wealth Securities for HKD 10,000,000, including allegations of fraudulent misrepresentation and breach of a cash client agreement, but the Board also considers this claim weak[198]. - The Board, after consulting with legal advisors, is confident that neither Claim A nor Claim B will have a significant impact on the Group's financial status[199]. Strategic Initiatives - The Group plans to expand into Type 6 (advising on corporate finance) and Type 9 (asset management) regulated activities to enhance service offerings and income sources[103]. - The Group is actively identifying potential acquisition targets licensed for Type 6 activities, focusing on those with established client networks[104]. - The Group's strategy aims to capture new business opportunities and create substantial value for shareholders[103].

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告之內容概不 負責，對其準確性或完整性亦不發表任何聲明，並明確表示概不就因本公告全 部或任何部分內容而產生或因倚賴該等內容而引致之任何損失承擔任何責任。 ＊ （於開曼群島註冊成立之有限公司） （股份代號： 8001） 截 至 二 零 二 三 年 九 月 三 十 日 止 六 個 月 之 中 期 業 績 公 告 東方滙財證券國際控股有限公司（「本公司」，連同其附屬公司統稱「本集團」）董 事（「董事」）會（「董事會」）欣然宣佈本集團截至二零二三年九月三十日止六個月之 未經審核簡明綜合業績。本公告載列本集團截至二零二三年九月三十日止六個 月的中期報告（「二零二三年中期報告」）全文，其內容乃根據香港聯合交易所有 限公司（「聯交所」）GEM證券上市規則的相關披露規定而編製。二零二三年中期 報告將刊載於本公司網站(www.orientsec.com.hk)及聯交所網站(www.hkexnews.hk)， 並於適當時候寄發予本公司股東。 承董事會命 東方滙財證券國際控股有限公司 執行董事 李雅貞 香港，二零二三年十一月七日 於本公告日期，董事會包括(i)執行董事蕭恕明先生 ...

Financial Performance - Revenue for the three months ended June 30, 2023, was HK$5,242,000, a decrease of 47.5% compared to HK$10,003,000 for the same period in 2022[9]. - The Group reported a loss before income tax of HK$141,000 for the reporting period, compared to a profit of HK$4,124,000 in the corresponding period of 2022[9]. - Total comprehensive loss attributable to owners of the Company for the period was HK$127,000, compared to a profit of HK$2,847,000 in the same period last year[9]. - Basic and diluted loss per share for the period was (0.10) HK cents, compared to earnings of 3.05 HK cents and 2.95 HK cents for the corresponding period in 2022[9]. - The total reportable segment loss for the three months ended June 30, 2023, was HK$141,000, compared to a profit of HK$4,124,000 in the same period of 2022, indicating a significant downturn[30][32]. - The Group reported a loss attributable to owners of the Company of HK$127,000 for the three months ended June 30, 2023, compared to a profit of HK$2,847,000 in the same period of 2022[53]. - The Group recorded a net loss of approximately HK$0.1 million for the three months ended June 30, 2023, compared to a profit of approximately HK$2.8 million in the previous year, mainly due to a decrease in interest income of approximately HK$3.8 million[106]. Revenue Breakdown - For the three months ended June 30, 2023, the total reportable segment revenue was HK$5,242,000, a decrease from HK$10,003,000 in the same period of 2022, representing a decline of approximately 47.5%[30][32]. - The brokerage segment generated revenue of HK$95,000, down from HK$199,000 year-over-year, reflecting a decrease of about 52.3%[30][32]. - The margin financing segment reported a loss of HK$1,882,000, compared to a profit of HK$647,000 in the same period last year, indicating a significant decline in performance[30][32]. - The money lending segment achieved revenue of HK$4,502,000, a decrease from HK$8,325,000, representing a decline of approximately 45.8%[30][32]. - The asset management segment reported a profit of HK$166,000, compared to a profit of HK$5,039,000 in the previous year, showing a decrease of about 96.7%[30][32]. - Approximately 86% of the company's total revenue during the reporting period was derived from its money lending business[57]. Expenses and Cost Management - Employee costs decreased to HK$1,768,000 from HK$3,490,000, reflecting a reduction of 49.3% year-over-year[9]. - Administrative expenses were reduced to HK$1,642,000 from HK$2,309,000, a decrease of 28.8% compared to the previous year[9]. - Total employee costs for the reporting period were approximately HK$1.8 million, a decrease of 49% compared to HK$3.5 million in the same period last year[98]. - Administrative expenses decreased by approximately 29% to HK$1.6 million from HK$2.3 million year-on-year, primarily due to reduced operating lease charges[99]. Operational Activities - There were no significant changes in operations during the reporting period[14]. - The Company continues to focus on its investment holding activities without any new product or technology developments reported[14]. - The Group's operational activities remained stable with no significant changes reported during the period[4]. Future Plans and Strategies - The company plans to expand into Type 6 (advising on corporate finance) and Type 9 (asset management) regulated activities to broaden its income sources and explore new markets[59]. - The management is actively identifying potential acquisition targets licensed to conduct Type 6 regulated activities to leverage existing client bases and expand underwriting and placing business[63]. - The company aims to enhance its asset management capabilities by building a comprehensive professional team and expanding the scale of its asset management operations[64]. - The Group plans to explore IT infrastructure solutions through a joint venture with a well-known information service provider in China, aiming to diversify its service offerings[71]. - The Board has resolved to scale down its money lending business by not approving any new loan applications, focusing instead on extending existing arrangements and recovering non-performing debts[88]. Legal and Compliance Matters - The Board believes that Claim A for conspiracy and/or fraud against the Group is extremely weak and will not have any material impact on the Group's financial position[125]. - The Group is currently seeking legal advice regarding Claim B, which involves a claim of HK$10 million for various damages[126]. - The Company has complied with all code provisions set out in the Corporate Governance Code, except for the deviation from code provision C.2.1 regarding the separation of roles of chairman and chief executive officer[177]. - The Company currently has no chairman or chief executive officer, with daily operations managed by executive Directors and senior management[178]. Shareholder Information - As of June 30, 2023, the total number of shares issued was 124,416,000[149]. - Mr. Shiu Shu Ming holds 10,280,000 shares, representing approximately 8.26% of the total shareholding[149]. - Ms. Lee Nga Ching holds 518,400 underlying shares, representing approximately 0.42% of the total shareholding[149]. - The Company granted share options to eligible participants to subscribe for a total of 21,144,000 shares at an exercise price of HK$0.094 per share, valid from June 23, 2022, to June 22, 2032[167]. Risk Management - The Group acknowledges certain risks in its operations, many of which are beyond its control[128]. - The Group aims to improve its credit risk management policies and procedures in response to local market financial volatility[72]. - The Group's credit assessment procedures for money lending include evaluating collateral, the applicant's background, and conducting credit searches with external agencies when necessary[91].

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告之內容概不 負責，對其準確性或完整性亦不發表任何聲明，並明確表示概不就因本公告全 部或任何部分內容而產生或因倚賴該等內容而引致之任何損失承擔任何責任。 ＊ （於開曼群島註冊成立之有限公司） （股份代號： 8001） 截 至 二 零 二 三 年 六 月 三 十 日 止 三 個 月 之 第 一 季 度 業 績 公 告 東方滙財證券國際控股有限公司（「本公司」，連同其附屬公司統稱「本集團」）董 事（「董事」）會（「董事會」）欣然宣佈本集團截至二零二三年六月三十日止三個月 之未經審核簡明綜合業績。本公告載列本集團截至二零二三年六月三十日止 三個月的第一季度報告（「二零二三年第一季度報告」）全文，其內容乃根據香港 聯合交易所有限公司（「聯交所」）GEM證券上市規則的相關披露規定而編製。二 零二三年第一季度報告將刊載於本公司網站(www.orientsec.com.hk)及聯交所網 站(www.hkexnews.hk)，並將於適當時候寄發予本公司股東。 承董事會命 東方滙財證券國際控股有限公司 執行董事 李雅貞 香港，二零二三年八月七日 於本公告日期，董事會包括(i ...

Revenue and Financial Performance - The Group recorded a slight increase in revenue of approximately HK$2.4 million or 5.18% to approximately HK$49.1 million compared to 2021[18] - The Group recorded a slight increase in overall revenue for the fifteen months ended 31 March 2023, amounting to approximately HK$49.1 million, which is an increase of about HK$2.4 million or 5.18% compared to the previous year[22] - For the fifteen months ended 31 March 2023, the Group's total revenue amounted to approximately HK$49,125,000, an increase from HK$46,704,000 for the year ended 31 December 2021[53] - The Group recorded a net loss attributable to owners of the Company of approximately HK$125.7 million for the Period, compared to a profit of HK$18.0 million in 2021, primarily due to an impairment for loan and interest receivables of approximately HK$143.1 million[102][107] Income Sources and Changes - Interest income from the money lending business increased by approximately HK$9.1 million or 26.74%[18] - Service income from underwriting and placing services decreased by approximately HK$2.4 million or 77.19%[18] - Interest income from margin financing services decreased by approximately HK$3.9 million or 49.85%[18] - Revenue is primarily generated from brokerage services, underwriting, asset management, and money lending services[49] - Interest income from money lending services was approximately HK$43,237,000, while the expected credit loss allowance for the money lending business totaled approximately HK$143,107,000[66] Market Environment and Economic Impact - Fundraising through IPOs in Hong Kong experienced a substantial decrease of 72%, totaling HK$7.1 billion in 2022 compared to HK$28 billion in 2021[19] - The global economic growth decelerated from 5.5% to 4.1% in 2022, impacting the financial environment[19] - The uncertain global financial environment affected Hong Kong's IPO activities in 2022[19] - The Hong Kong stock market turnover declined, with the Hang Seng Index hitting a 13-year low in October 2022, marking its largest monthly decline in percentage terms since October 2008[31] - The average daily turnover on the Stock Exchange dropped by approximately 31% from HK$121.6 billion in 2021 to HK$83.9 billion in 2022, reflecting a decline in market performance[54] Strategic Plans and Business Development - The Group plans to expand into Type 6 (advising on corporate finance) and Type 9 (asset management) regulated financial services to broaden its income sources and capture new business opportunities[33] - The Group is considering acquiring a company licensed under the Securities and Futures Ordinance to conduct Type 6 regulated activities, focusing on targets with established client networks[33] - The management believes that future growth hinges on expanding the range of services provided, with each additional business segment enhancing the synergistic effect of current offerings[33] - The Group continues to rationalize costs to reduce operational burdens and explore new cooperation with other financial service providers[27] - In February 2023, the Company entered a memorandum of understanding with a financial printing service provider to diversify its business and increase profitability through value-added services[38] - A joint venture agreement was signed in April 2023 to provide IT infrastructure solutions, with an investment of approximately HK$50 million planned for IT project development[39] - The Group is exploring strategic cooperation with a software development company to enhance brokerage services and integrate institutional clients[42] - The Company is focused on organic growth and external acquisitions to diversify its business and maintain a long-term perspective for shareholder returns[43] Impairment and Credit Risk Management - Impairment allowances on margin loans receivable and loans receivable increased due to the deteriorating market environment[31] - As of March 31, 2023, the Group's allowance for impairment loss on loan receivables was approximately HK$145,407,000[75] - The Group's credit risk management policies and procedures are continuously improved to effectively control the level of impaired loans despite domestic market turmoil[90] - A probability of default approach was adopted to determine the expected credit loss (ECL), with a default probability range of 34% to 52% applied[83] - The Group has established a loan receivables recovery committee to enhance decision-making efficiency regarding the recovery of outstanding loan receivables[76] - The Group is actively collecting non-performing loans and has re-allocated resources to recover these loans through various means, including legal proceedings and third-party collections[87] - Legal opinions indicated that the enforcement process for collateral in the PRC may be protracted and difficult, impacting the Group's ability to realize collateral value[81] - The Group has engaged independent legal advisers to review existing loan arrangements and assess debt recovery procedures[77] - The Group has sent invitations to professional institutions for the potential disposal of its loan portfolio, intending to use proceeds to settle business costs[89] - The valuation report on loan receivables was issued on June 23, 2023, to reassess expected credit loss under the ECL model[82] - Impairment allowances are provided when clients' collaterals are insufficient to cover their outstanding loan balances[75] Corporate Governance and Board Structure - The Company has complied with all applicable corporate governance code provisions throughout the 15 months ended March 31, 2023, except for deviations noted in the report[131] - The Board consists of seven Directors, including four executive Directors and three independent non-executive Directors[141] - Independent non-executive Directors represent more than one-third of the Board, ensuring compliance with GEM Listing Rules[145] - The Company has arranged appropriate insurance cover for legal actions against Directors since February 18, 2014[143] - The Company has not yet adopted the CG Code provision C.2.1, which states that the roles of Chairman and CEO should be separate[165] - The Company currently has no Chairman or CEO, with daily operations managed by executive Directors and senior management[166] - The Board comprises seven Directors, including three Independent Non-Executive Directors (INEDs), promoting critical review and control of management processes[175] - The Nomination Committee is responsible for reviewing Board composition and ensuring diversity in skills, experience, and perspectives[175] - The Company has adopted a Board diversity policy to achieve diversity that aligns with its business model and corporate goals[174] - Directors are subject to retirement by rotation at least once every three years, ensuring regular re-election processes[170] - Continuous professional development for Directors includes participation in seminars and reading materials related to governance and business operations[162] - The Company will arrange for the election of a new Chairman of the Board at an appropriate time[168] Remuneration and Performance Evaluation - The Remuneration Committee held 6 meetings during the fifteen months ended March 31, 2023[194] - The Remuneration Committee assessed the performance of executive Directors and approved the terms of their service contracts[196] - The Group aims to provide fair and equitable remuneration based on individual performance, experience, and market benchmarks[194] - The policy for executive Directors' remuneration was determined during the fifteen months ended March 31, 2023[196] - The Group has implemented employee performance appraisal mechanisms to adjust salaries according to performance and market conditions[194] - No Director participates in discussions regarding their own remuneration[193] - The Remuneration Committee makes recommendations to the Board on the remuneration packages of individual executive Directors and senior management[194] - The Group's strategy includes ensuring compensation arrangements are fair and not excessive, particularly in cases of termination or misconduct[193]