浙江和义观达律师事务所 法律意见书 浙江和义观达律师事务所 关于维科技术股份有限公司 2024 年第三次临时股东大会的 法 律 意 见 书 致：维科技术股份有限公司 浙江和义观达律师事务所（以下简称"本所"）接受维科技术股份有限公司 （以下简称"公司"）的委托，指派本所律师出席公司于 2024 年 9 月 12 日召开 的 2024 年第三次临时股东大会（以下简称"本次股东大会"），并根据《中华 人民共和国公司法》（以下简称"《公司法》"）《上市公司股东大会规则》（以 下简称 "《股东大会规则》"）等法律、法规、规范性文件以及《维科技术股 份有限公司章程》（以下简称"《公司章程》"）的相关规定出具本法律意见书。 为出具本法律意见书，本所律师参加了本次股东大会，审查了公司提供的与 本次股东大会有关的文件。经本所律师核查，这些文件中的副本或复印件均与正 本或原件相符。 本所律师同意将本法律意见书作为公司本次股东大会公告材料，随其他须公 告的文件一同公告，并依法对本所律师在其中发表的法律意见承担责任。 本法律意见书仅就公司本次股东大会所涉及到的相关法律事项出具。除此以 外，未经本所同意，本法律意见书不得为任何其他人 ...

证券代码：600152 证券简称：维科技术 公告编号：2024-055 维科技术股份有限公司 2024 年第三次临时股东大会决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 本次会议是否有否决议案：无 (五) 公司董事、监事和董事会秘书的出席情况 1、公司在任董事 9 人，出席 9 人； 2、公司在任监事 5 人，出席 5 人； 3、董事会秘书出席了本次会议；高级管理人员列席了本次会议。 二、 议案审议情况 一、 会议召开和出席情况 | 1、出席会议的股东和代理人人数 | 588 | | --- | --- | | 2、出席会议的股东所持有表决权的股份总数（股） | 195,535,311 | | 3、出席会议的股东所持有表决权股份数占公司有表决权股 | | | 份总数的比例（%） | 36.9662 | (四) 表决方式是否符合《公司法》及《公司章程》的规定，大会主持情况等。 本次股东大会采用现场投票与网络投票相结合的方式对本次股东大会通知 中列明的事项进行了投票表决。现场出席本次股东大会现场会议的股 ...

证券代码：600152 证券简称：维科技术 公告编号：2024-054 维科技术股份有限公司 关于使用部分闲置募集资金购买理财产品到期赎回 的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 二、截至本公告日，公司最近十二个月使用募集资金购买理财产品的情况 | 序 | 理财产品类型 | 实际投入金 | 实际收回本 | 实际收益(万元) | | 尚未收回本 | | --- | --- | --- | --- | --- | --- | --- | | 号 | | 额（万元） | 金（万元） | | | 金金额（万 | | | | | | | | 元） | | 1 | 银行理财产品 | 2,000.00 | 2,000.00 | | 4.17 | | | 2 | 银行理财产品 | 11,000.00 | 11,000.00 | | 74.25 | | | 3 | 银行理财产品 | 2,000.00 | 2,000.00 | | 4.00 | | | 4 | 银行理财产品 | 2,000.00 | 2,000.00 | | 4. ...

贵公司关于股价异常波动的问询函已收悉,经认真核查,现将有关问题回 复如下: 本公司作为贵公司的控股股东,截止本函回复日,我司不存在影响公司股 票交易异常波动的重大事项,也不存在其他应披露而未披露的重大信息,包括 但不限于重大资产重组、股份发行、收购、债务重组、业务重组、资产剥离、 资产注入、股份回购、股权激励、破产重整、重大业务合作、引进战略投资者 等重大事项，股票异常波动期间不存在买卖公司股票的情况。 特此回复。 关于《维科技术股份有限公司股票交易异常波动的征询函》的 回函 维科技术股份有限公司: ...

证券代码：600152 证券简称：维科技术 公告编号：2024-053 维科技术股份有限公司 股票交易异常波动公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 一、股票交易异常波动的具体情况 公司股票（股票代码：600152，股票简称：维科技术）于 2024 年 9 月 3 日、 9 月 4 日连续两个交易日收盘价格涨幅偏离值累计超过 20%，根据《上海证券交 易所交易规则》（以下简称"《股票上市规则》"）的有关规定，公司股票交易属 于异常波动的情形。 二、公司关注并核实的相关情况 针对股票异常波动情况，公司对有关事项进行了核查，现将有关情况说明 如下： （一）生产经营情况 经向公司控股股东维科控股集团股份有限公司（以下简称"维科控股"）及 实际控制人何承命先生发问询函核实。截至本公告日，公司、维科控股及实际 控制人不存在影响公司股票交易异常波动的重大事项，亦不存在其他应披露而 未披露的重大信息，包括但不限于重大资产重组、股份发行、收购、债务重组、 业务重组、资产剥离、资产注入、股份回购、股权激励、破产重整 ...

关于《维科技术股份有限公司股票交易异常波动的征询函》的 回函 维科技术股份有限公司: 贵公司关于股价异常波动的问询函已收悉,经认真核查,现将有关问题回 复如下: 本人作为贵公司的实际控制人,截止本函回复日,不存在影响公司股票交 易异常波动的重大事项,也不存在其他应披露而未披露的重大信息,包括但不 限于重大资产重组、股份发行、收购、债务重组、业务重组、资产剥离、资产 注入、股份回购、股权激励、破产重整、重大业务合作、引进战略投资者等重 大事项,股票异常波动期间不存在买卖公司股票的情况。 特此回复。 实际招 2024 ...

维科技术股份有限公司 600152 2024 年第三次临时股东大会 会议资料 2024 年 9 月 12 日 维科技术股份有限公司 2024 年第三次临时股东大会会议资料 维科技术股份有限公司 2024 年第三次临时股东大会会议文件目录 一、 2024年第三次临时股东大会议程………………………………………………2 二、 2024 年第三次临时股东大会议案 议案一：关于与维科控股集团股份有限公司进行银行融资互保 的议 案………………………………………………………………………………………3 议案二：关于变更会计师事务所的议案………………………………………6 维科技术股份有限公司 议案三：关于拟股权转让所涉及的上海维蕴新能源科技有限公司股东全部权 益价值的议案…………………………………………………………………………10 1 维科技术股份有限公司 2024 年第三次临时股东大会会议资料 四、参会股东（股东代理人）发言及提问 五、以举手表决方式选举 2 名股东代表和 1 名监事为监票人 六、主持人宣布现场出席会议的股东及股东代表的人数及所持有表决权的股份总 七、参会股东（股东代表）对各项议案进行表决、投票 八、由监票人 ...

Financial Performance - The company's operating revenue for the first half of 2024 was ¥682,002,069.15, a decrease of 4.26% compared to ¥712,348,311.41 in the same period last year[12]. - The net profit attributable to shareholders of the listed company was -¥7,314,108.97, showing an improvement from -¥63,627,203.39 in the previous year[12]. - The net cash flow from operating activities decreased significantly by 85.89%, amounting to ¥27,559,467.54 compared to ¥195,360,888.88 in the same period last year[12]. - The total assets of the company at the end of the reporting period were ¥3,115,462,907.47, down 3.82% from ¥3,239,322,071.77 at the end of the previous year[12]. - The net assets attributable to shareholders of the listed company were ¥1,793,397,666.97, a slight decrease of 0.26% from ¥1,798,065,859.95 at the end of the previous year[12]. - The company reported a net profit attributable to shareholders after deducting non-recurring gains and losses of -¥19,617,911.32, compared to -¥79,983,191.66 in the same period last year[12]. - Basic earnings per share for the first half of 2024 was -0.0138 CNY, compared to -0.1212 CNY in the same period last year[13]. - Diluted earnings per share for the first half of 2024 was -0.0128 CNY, unchanged from the previous year[13]. - The weighted average return on equity for the first half of 2024 was -0.41%, an improvement from -3.41% in the same period last year[13]. - The gross profit margin improved to 14.20%, up from 6.00% in the previous year, indicating a significant increase of 8.20%[26]. Cash Flow and Investments - The net cash flow from operating activities decreased by 85.89% to 27.56 million RMB, indicating challenges in cash generation[30]. - The company plans to invest up to ¥1.0 billion in financial products using idle raised funds, with a 12-month investment period[35]. - The company also approved an investment of up to ¥2.0 billion using its own funds for low-risk financial products, effective for 12 months[35]. - The company reported a total cash balance of approximately ¥532.89 million at the end of the reporting period, an increase from ¥484.40 million at the beginning of the period[178]. - The total cash inflow from financing activities was ¥71,346,256.72, compared to ¥240,405,000.00 in the previous year[90]. Research and Development - R&D expenses increased by 41.64% to 54.59 million RMB, reflecting the company's commitment to innovation[30]. - The company has developed sodium-ion batteries with energy conversion efficiency exceeding 95%, providing significant cost savings and enhanced safety for users[22]. - The company has developed sodium-ion batteries with an energy density exceeding 150 Wh/kg and a cycle life of over 5000 times, showcasing its R&D capabilities[27]. - The company is focusing on the development of energy storage batteries, particularly sodium-ion batteries, to meet the growing demand in the energy market[19]. Market Position and Strategy - The company is focusing on sodium-ion battery applications to accelerate its industrial transformation and capture market opportunities[16]. - The main business includes the R&D, manufacturing, and sales of consumer batteries and small power batteries, with a focus on markets such as smartphones and electric tools[17]. - The company maintains strong partnerships with major clients like Transsion and TCL, contributing to a stable market share in the smartphone battery segment[17]. - The company is actively expanding its sodium-ion battery applications in energy storage, electric two-wheelers, and start-stop power systems, aiming for large-scale market penetration[22]. - The company is among the top five suppliers of 3C digital batteries in China, recognized for its strong technical foundation and reliable product quality[21]. Risks and Compliance - The company has detailed the potential risks it may face in the report, which can be found in the section on "Management Discussion and Analysis"[3]. - The company faces risks from macroeconomic fluctuations that could adversely affect the battery industry's development[43]. - The company is exposed to intensified competition in the lithium battery market, which may lead to further declines in gross margins for mature products[44]. - The company has received a criticism notice from the Shanghai Stock Exchange regarding compliance issues, requiring corrective measures to be submitted within one month[54]. - The company has implemented corrective measures in response to regulatory feedback, ensuring compliance with the requirements set forth by the Shanghai Stock Exchange and the China Securities Regulatory Commission[54]. Shareholder Information - As of June 30, 2024, the total number of ordinary shareholders was 57,192[70]. - The total number of shares outstanding was 528,955,640, with 37.98% being unrestricted circulating shares[68]. - The largest shareholder, Weike Holdings Group Co., Ltd., held 152,778,214 shares, representing 28.88% of total shares[70]. - The top ten shareholders collectively held 29.29% of the company's shares, indicating a significant concentration of ownership[71]. - The company has transferred a total of 4,051,078 shares under the 2022 stock option incentive plan[69]. Financial Reporting and Compliance - The report has not been audited, and the management has declared the financial report's authenticity and completeness[3]. - The financial report complies with the accounting standards set by the Ministry of Finance, accurately reflecting the company's financial position as of June 30, 2024, and its operating results and cash flows for the first half of 2024[109]. - The company has maintained compliance with the accounting standards set by the Ministry of Finance, ensuring the accuracy of financial reporting[107]. - The financial statements are prepared on a going concern basis, indicating the company has the ability to continue operations for at least 12 months from the reporting date[108]. Related Party Transactions - The company reported a total of 1.11 million CNY in purchases and 334.82 million CNY in sales from related parties during the reporting period, with related sales accounting for 0.49% of total revenue[58]. - The company confirmed daily related transactions for 2023 and projected for 2024, with expected purchases from Vico Holdings at 200 million CNY and sales at 2.5 billion CNY[55]. - The company engaged in related transactions with Nanchang Shuneng Technology, with reported sales of 45.06 million CNY and projected sales of 5 million CNY for 2024[56]. Inventory and Receivables - The company's inventory decreased from CNY 373.35 million to CNY 351.08 million, a decline of about 5.9%[74]. - The total accounts receivable at the end of the period is CNY 347,878,496.17, down from CNY 454,180,735.35 at the beginning of the period, representing a decrease of approximately 23.4%[185]. - The provision for bad debts at the end of the period is CNY 102,830,367.69, which includes a decrease of CNY 6,185,354.89 during the period[189]. - The accounts receivable aging report shows that the balance for receivables over 3 years has increased to CNY 74,199,829.78 from CNY 49,121,928.14, indicating a significant increase of approximately 50.9%[185]. Corporate Governance - The company’s actual controller is He Chengming, indicating a stable management structure[106]. - The company has not identified any significant issues affecting its ability to continue as a going concern within the next 12 months[107]. - The company’s management has confirmed the integrity status of its controlling shareholders and actual controllers, with no significant issues reported[55].

证券代码：600152 证券简称：维科技术 公告编号：2024-048 维科技术股份有限公司 关于拟股权转让所涉及的上海维蕴新能源科技有限公司股 东全部权益价值的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者 重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 拟通过公开挂牌转让所涉及的上海维蕴新能源科技有限公司（以下简称 "上海维蕴"）股东全部权益价值。挂牌底价及成交价格拟不低于经上海立信资 产评估有限公司的评估价值，最终成交金额以公开交易结果为准 本次交易拟通过公开挂牌转让方式，尚无法确定交易对象。交易在实施 过程中尚存在变化可能，敬请广大投资者注意投资风险 公司控股股东维科控股集团股份有限公司（以下简称"维科控股"）有 意参加竞价。若上述关联方竞买成功，本次交易将构成关联交易，根据《上海证 券交易所股票上市规则》可以免于按照关联交易的方式审议和披露 本次交易未构成重大资产重组 （三）交易的审批及程序 本次交易实施不存在重大法律障碍 公司已于 2024 年 8 月 23 日召开第十一届董事会第八次会议审议通过了 本次交易事项 本次交易尚需提交公司股东大 ...

维科技术股份有限公司 关于变更会计师事务所的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者 重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 证券代码：600152 证券简称：维科技术 公告编号：2024-046 重要内容提示： 拟聘任的会计师事务所名称：浙江天平会计师事务所（特殊普通合伙） （以下简称"浙江天平"） 原聘任的会计师事务所名称：立信中联会计师事务所（特殊普通合伙） （以下简称"立信中联"） 变更会计师事务所的简要原因及前任会计师的异议情况：鉴于立信中联 已连续多年为公司提供审计服务，为保证公司审计工作的独立性和客观性，并结 合公司业务发展及整体审计工作需要，根据财政部、国务院国资委及证监会联合 印发的《国有企业、上市公司选聘会计师事务所管理办法》等有关规定，拟聘任 浙江天平为公司 2024 年度审计机构。公司已就变更会计师事务所有关事宜与立 信中联进行了充分沟通，立信中联对本次变更事宜无异议。 维科技术股份有限公司（以下简称"公司"）于 2024 年 8 月 23 日召开第十 一届董事会第八次会议，审议通过了《关于变更会计师事务所的议案》，公司拟 聘浙江 ...