向特定对象发行股票 申请文件的审核问询函的回复 （修订稿） 保荐机构（主承销商） 证券简称：动力源 证券代码：600405 关于北京动力源科技股份有限公司 （四川省成都市武侯区高新区天府二街 198 号） 二〇二三年九月 上海证券交易所： 北京动力源科技股份有限公司（以下简称"公司"、"发行人"、"上市公司" 或"动力源"）收到贵所于 2023 年 3 月 20 日下发的《关于北京动力源科技股份 有限公司向特定对象发行股票申请文件的审核问询函》（上证上审（再融资） 〔2023〕110 号）（以下简称"审核问询函"），公司已会同华西证券股份有限公 司（以下简称"华西证券"、"保荐机构"）、北京市康达律师事务所（以下简称"律 师"、"申报律师"）、信永中和会计师事务所（特殊普通合伙）（以下简称"信永 中和"）、立信会计师事务所（特殊普通合伙）（以下简称"立信"）等相关方对审 核问询函所列示问题进行了逐项落实、核查。 现就本次审核问询函提出的问题书面回复如下，请予审核。 如无特别说明，本审核问询函回复所使用的简称与募集说明书中的释义相 同；以下回复中若出现各分项数值之和与总数尾数不符的情况，均为四舍五入原 因造成。 ...

证券简称：动力源 证券代码：600405 关于北京动力源科技股份有限公司 向特定对象发行股票申请文件 审核中心意见落实函的回复 保荐机构（主承销商） （四川省成都市武侯区高新区天府二街 198 号） 二〇二三年九月 | 落实函所列问题 | 黑体、加粗 | | --- | --- | | 对落实函所列问题的回复 | 宋体、不加粗 | | 对本回复报告的补充或修改 | 楷体、加粗 | 7-1-3-2 | 目录 3 | | | --- | --- | | 问题 | 1 4 | | 问题 | 2 13 | | 问题 | 3 23 | | 保荐机构的总体意见 | 57 | 上海证券交易所： 北京动力源科技股份有限公司（以下简称"公司"、"发行人"、"上市公司" 或"动力源"）收到贵所于 2023 年 7 月 24 日出具的《关于北京动力源科技股份 有限公司向特定对象发行股票的审核中心意见落实函》（上证上审（再融资） 〔2023〕512 号）（以下简称"落实函"），公司已会同华西证券股份有限公司（以 下简称"华西证券"、"保荐机构"）、北京市康达律师事务所（以下简称"发行人 律师"）、立信会计师事务所（特殊普通合伙）（以 ...

证券代码：600405 证券简称：动力源 编号：2023-063 公司分别于 2023 年 3 月 20 日、2023 年 7 月 24 日收到上交所出具的《关于 北京动力源科技股份有限公司向特定对象发行股票申请文件的审核问询函》（上证 上审（再融资）〔2023〕110 号）（以下简称"《问询函》"）、《关于北京动力源科技 股份有限公司向特定对象发行股票的审核中心意见落实函》（上证上审（再融资） 〔2023〕512 号）（以下简称"《落实函》"）。 鉴于公司于 2023 年 8 月 31 日披露了《动力源 2023 年半年度报告》，公司按 照要求会同相关中介机构对上述《问询函》的回复、《落实函》的回复以及募集说 明书等相关文件进行内容更新，现根据规定对修订后的文件进行公开披露。具体 内容详见公司同日在上海证券交易所网站（www.sse.com.cn）披露的相关公告。 公司本次向特定对象发行股票尚需获得中国证券监督管理委员会（以下简称 "中国证监会"）做出同意注册的决定后方可实施，最终能否获得中国证监会同意 注册的决定及其时间尚存在不确定性。公司将根据该事项的进展情况及时履行信 息披露义务，敬请广大投资者注意投 ...

证券代码：600405 证券简称：动力源 公告编号：2023-062 北京动力源科技股份有限公司 关于召开 2023 年半年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 会议召开时间：2023 年 9 月 20 日(星期三)上午 10:00-11:00 会议召开地点：上海证券交易所上证路演中心（网址： https://roadshow.sseinfo.com/） 会议召开方式：上证路演中心"图文展示+网络文字互动问答" 投资者可于 2023 年 9 月 13 日(星期三)至 9 月 19 日(星期二)16:00 前登录上证 路演中心网站首页点击"提问预征集"栏目或通过公司邮箱 ir@dpc.com.cn 进行提 问。公司将在说明会上对投资者普遍关注的问题进行回答。 北京动力源科技股份有限公司（以下简称"公司"）已于 2023 年 8 月 31 日发 布公司 2023 年半年度报告，为便于广大投资者更全面深入地了解公司 2023 年半 年度经营成果、财务状况，公司计划于 2023 年 9 月 20 日上午 ...

〔2023〕112 号 关于对北京动力源科技股份有限公司及 有关责任人予以通报批评的决定 当事人： 北京动力源科技股份有限公司，A 股证券简称：动力源，A 股证券代码：600405； 上海证券交易所 纪律处分决定书 何振亚，北京动力源科技股份有限公司时任董事长； ──────────────────────── 胡一元，北京动力源科技股份有限公司时任财务负责人兼董 事会秘书； 许国艺，北京动力源科技股份有限公司时任独立董事兼审计 委员会召集人。 何 昕，北京动力源科技股份有限公司时任总经理； -1- 经查明，2023 年 1 月 30 日，北京动力源科技股份有限公司 （以下简称动力源或公司）披露 2022 年年度业绩预盈公告，预 计 2022 年度归属于上市公司股东的净利润（以下简称归母净利 润）为 1,050 万元到 1,570 万元，归属于上市公司股东扣除非经 常性损益后的净利润（以下简称扣非后归母净利润）为 850 万元 到 1,275 万元。 2023 年 4 月 11 日，公司披露业绩预告更正公告，预计 2022 年度实现归母净利润为-1,900 万元到-1,040 万元，扣非后归母净 利润为-2, ...

Financial Performance - The company's operating revenue for the first half of 2023 was approximately ¥439.82 million, a decrease of 23.95% compared to ¥578.32 million in the same period last year[19]. - The net profit attributable to shareholders for the first half of 2023 was a loss of approximately ¥58.78 million, compared to a loss of ¥27.74 million in the same period last year[19]. - The net cash flow from operating activities increased by 155.76% to approximately ¥51.63 million, up from ¥20.19 million in the same period last year[19]. - The weighted average return on net assets for the first half of 2023 was -6.79%, compared to -3.10% in the same period last year[19]. - The total assets at the end of the reporting period were approximately ¥2.46 billion, a decrease of 5.27% from ¥2.60 billion at the end of the previous year[19]. - The net assets attributable to shareholders at the end of the reporting period were approximately ¥821.92 million, down 6.54% from ¥879.46 million at the end of the previous year[19]. - The basic earnings per share for the first half of 2023 was -¥0.106, compared to -¥0.050 in the same period last year[19]. - The diluted earnings per share for the first half of 2023 was also -¥0.106, consistent with the basic earnings per share[19]. - The company reported a net profit attributable to shareholders after deducting non-recurring gains and losses of approximately -¥58.47 million for the first half of 2023, compared to -¥26.03 million in the same period last year[19]. - The company reported a net loss of CNY 270,499,866.83 for the period, compared to a loss of CNY 211,719,390.35 at the end of 2022[149]. - The net loss for the first half of 2023 was CNY 60,042,989.15, compared to a net loss of CNY 28,433,848.80 in the same period of 2022, indicating a worsening of 111.5%[156]. Business Segments and Innovations - The company has diversified its core business into three main areas: data communication, green travel, and new energy, focusing on customer needs and technological innovation[23]. - The data communication segment includes high voltage direct current power systems and server power modules, targeting telecom operators and data centers[24]. - The green travel segment features products like hydrogen fuel cell DC/DC converters and electric vehicle charging systems, aimed at commercial vehicles and rail transport applications[26]. - The new energy segment offers solutions such as energy storage systems and photovoltaic inverters, contributing to the company's renewable energy initiatives[25]. - The company emphasizes a full lifecycle service approach in its renewable energy solutions, enhancing customer engagement and satisfaction[25]. - The company aims to leverage its expertise in data communication to enhance operational efficiency and service quality across its diversified business segments[26]. - The company has integrated three types of onboard power products into a three-in-one onboard power supply, which includes onboard chargers, DC/DC converters, and high-voltage distribution boxes[27]. - The company is developing a new energy integrated system that combines photovoltaic, energy storage, and charging solutions, providing users with safe, intelligent, and efficient green travel solutions[27]. - The company has developed an intelligent stacking system product for data centers and communication bases, focusing on high-efficiency design and low-carbon technology, which has been successfully sold in various provinces[67]. - The company has launched several industry-leading new products, including a communication power module with 98% efficiency, enhancing its competitive position in the high-end communication power market[81]. Market Trends and Strategic Focus - The company is committed to maintaining its core business focus while expanding into emerging sectors, ensuring a balanced growth strategy[23]. - The management highlighted the importance of technological advancements in maintaining competitive advantage amid intense industry competition[23]. - The report indicates that the company will continue to explore strategic partnerships and acquisitions to bolster its market position and expand its product offerings[23]. - The company aims to enhance its market presence through strategic expansions in the renewable energy sector, particularly in energy storage and electric vehicle charging solutions[27]. - The company is actively advancing 5G network construction and expanding its coverage, while also promoting the research and development of 6G technology[33]. - The market for hydrogen fuel cell vehicles is expanding, with policies promoting the application of hydrogen energy, including a target of 3,000 hydrogen fuel cell vehicles in Beijing by 2023[38]. - The number of new energy vehicles in China reached 16.2 million by June 2023, with a projected sales volume of 8.5 million for new energy passenger vehicles in 2023, indicating a penetration rate of 36%[40]. - The electric bicycle market in China is expected to exceed 54 million units sold in 2023, with nearly 300 million electric bicycles currently in use[44]. - The distributed photovoltaic market is projected to grow by over 48% in 2023, with new installations expected to reach over 130 GW[48]. - The cumulative target for new wind and solar installations in 2023 is approximately 160 GW, with solar power cumulative installed capacity expected to reach around 490 GW[49]. Research and Development - The company has invested significantly in R&D, achieving a sustainable development cycle in technology platforms and product innovation[53]. - The company is focusing on innovation-driven research and development, continuously enriching its product lineup and expanding sales channels[64]. - Research and development expenses for the first half of 2023 were CNY 52,314,445.10, an increase from CNY 49,200,563.14 in the same period of 2022, reflecting a growth of 4.3%[155]. - The company is advancing the development of high-pressure energy storage technology and low-voltage string PCS technology, aiming to bring these systems to market to meet diverse user needs[82]. Financial Position and Risks - The company's total assets decreased to CNY 1,822,399,326.89 from CNY 1,939,084,292.63, a decline of 6.0%[153]. - The company's equity attributable to shareholders decreased to CNY 821,923,158.50, down 6.5% from CNY 879,456,202.40 at the end of 2022[149]. - The total liabilities to total assets ratio stands at approximately 66.0%, indicating a high level of leverage[149]. - The company faces risks from macroeconomic fluctuations and policy changes that could impact market demand and operational performance[100]. - Intense industry competition may affect the company's market share and profitability if it fails to maintain its technological and brand advantages[101]. - The company continues to launch innovative products such as passenger vehicle onboard power supplies and photovoltaic inverters, emphasizing the importance of accurately assessing market demand and technology for future product development[106]. - The company is actively seeking risk hedging tools to reduce the impact of currency fluctuations on its financial performance as overseas revenue continues to grow[109]. Environmental and Social Responsibility - The company emphasizes environmental protection, adhering to national laws and regulations without any violations or administrative penalties during the reporting period[121]. - The company has established an environmental management system and strictly implements various environmental laws and regulations in its production management[120]. - The company aims for sustainable development through clean production, pollution prevention, and resource conservation[120]. - The company is actively engaged in photovoltaic poverty alleviation projects, supporting 120 registered impoverished households in Jilin Province with an annual assistance of 3,000 yuan per household[122]. Corporate Governance and Shareholder Information - The company held its first extraordinary general meeting on March 16, 2023, where it approved a proposal for a specific issuance of A-shares and authorized the board to use real estate as collateral for financing[114]. - The company did not propose any profit distribution or capital reserve transfer plan for the first half of the year, indicating a focus on reinvestment[116]. - The total number of ordinary shareholders as of the end of the reporting period was 92,947[136]. - The largest shareholder, He Zhenya, held 62,138,615 shares, accounting for 11.23% of the total shares, with 34,546,728 shares pledged[138]. - The company reported no significant changes in share capital structure during the reporting period[135]. - The company has not disclosed any significant related party transactions during the reporting period[128].

北京市朝阳区建外大街丁 12 号英皇集团中心 8 层 8/F, Emperor Group Centre, No.12D, Jianwai Avenue, Chaoyang District, Beijing, 100022, P.R.China 电话/Tel.:010-50867666 传真/Fax:010-65527227 网址/Website:www.kangdalawyers.com 北京 西安 深圳 海口 上海 广州 杭州 沈阳 南京 天津 菏泽 成都 苏州 呼和浩特 香港 武汉 郑州 长沙 厦门 重庆 合肥 宁波 济南 北京市康达律师事务所 关于北京动力源科技股份有限公司 2022 年度向特定对象发行 A 股股票的 补充法律意见书（六） 康达股发字[2023]第 0010-6 号 二〇二三年八月 补充法律意见书（六） 引 言 致：北京动力源科技股份有限公司 本所接受北京动力源科技股份有限公司（以下称"动力源"或"发行人"）的委 托，担任发行人 2022 年度向特定对象发行 A 股股票的的特聘专项法律顾问，本 所律师于 2023 年 1 月 12 日出具了《法律意见书》及《律师工作报告》。2023 ...

7-2-2-1 关于北京动力源科技股份有限公司 向特定对象发行股票申请文件 审核中心意见落实函的回复 信会师函字[2023]第 ZB170 号 上海证券交易所: 根据贵所于 2023年 7 月 24 日出具的《关于北京动力源科技股份 有限公司向特定对象发行股票的审核中心意见落实函》(上证上审(再 融资)(2023)512 号)(以下简称"落实函")有关要求,由申报会计 师进行回复。 立信会计师事务所(特殊普通合伙)(以下简称"我们"、"年报会 计师"、"本所"）作为北京动力源科技股份有限公司(以下简称"发行 人"、"公司")2022年度审计机构,对落实函中的相关问题履行了核 查程序,现将相关情况说明如下: 2023 年 4 月 28 日, 发行人披露了《北京动力源科技股份有限公司 专项核查意见 第1页 7-2-2-2 立信会计师事务所(特殊普通合伙) BDO CHINA SHU LUN PAN CERTIFIED PUBLIC ACCOUNTANTS LLP 问题 3 根据公司 2023 年半年度业绩预告,公司 2023 年半年度预计实现归母净利 润为-5,000 万元到-6,000 万元，与上年同期相比,预 ...

证券代码：600405 证券简称：动力源 公告编号：2023-058 北京动力源科技股份有限公司 关于向特定对象发行股票的审核中心意见 落实函回复（修订稿）的提示性公告 2023 年 8 月 29 日 公司收到《落实函》后，按照要求会同相关中介机构就《落实函》提出的问 题进行了认真研究和逐项落实，并按照《落实函》的要求对相关问题进行了说明 和 论 证 分 析 ， 具 体 内 容 详 见 公 司 于 2023 年 8 月 1 日 在 上 交 所 网 站 （www.sse.com.cn）披露的《关于北京动力源科技股份有限公司向特定对象发行 股票申请文件审核中心意见落实函的回复》等相关文件。 现根据上交所对《落实函》回复的审核意见，公司会同中介机构对《落实函》 的回复内容进行了补充更新，具体内容详见公司同日披露于上交所网站 （www.sse.com.cn）的《关于北京动力源科技股份有限公司向特定对象发行股票 申请文件审核中心意见落实函的回复（修订稿）》等相关文件。 公司本次向特定对象发行股票尚需获得中国证券监督管理委员会（以下简称 "中国证监会"）做出同意注册的决定后方可实施，最终能否获得中国证监会同意 注册的决定 ...

证券简称：动力源 证券代码：600405 关于北京动力源科技股份有限公司 向特定对象发行股票申请文件 审核中心意见落实函的回复 保荐机构（主承销商） （四川省成都市武侯区高新区天府二街 198 号） 二〇二三年八月 上海证券交易所： 北京动力源科技股份有限公司（以下简称"公司"、"发行人"、"上市公司" 或"动力源"）收到贵所于 2023 年 7 月 24 日出具的《关于北京动力源科技股份 有限公司向特定对象发行股票的审核中心意见落实函》（上证上审（再融资） 〔2023〕512 号）（以下简称"落实函"），公司已会同华西证券股份有限公司（以 下简称"华西证券"、"保荐机构"）、北京市康达律师事务所（以下简称"发行人 律师"）、立信会计师事务所（特殊普通合伙）（以下简称"申报会计师"）等相关 方对落实函所列示问题进行了逐项落实、核查。 现就本次落实函提出的问题书面回复如下，请予审核。 如无特别说明，本回复所使用的简称与募集说明书中的释义相同；以下回复 中若出现各分项数值之和与总数尾数不符的情况，均为四舍五入原因造成。 本回复中的字体格式说明如下： | 落实函所列问题 | 黑体、加粗 | | --- | --- ...