Core Viewpoint - *ST Huaron announced a reduction in shareholding due to judicial auction involving Wuhan New Generation Technology Co., Ltd. and Cai Shouping [1] Group 1: Shareholding Changes - Wuhan New Generation Technology Co., Ltd. sold 18 million shares, while Cai Shouping sold 7.994729 million shares, which were acquired by Wang Min, Wei Wei, and Guo Yang [1] - After the transaction, Wuhan New Generation Technology Co., Ltd. and Cai Shouping collectively hold 16.234261 million shares, representing 8.30% of the company's total share capital [1] - There is a possibility that the remaining 16.234261 million shares held by Wuhan New Generation Technology Co., Ltd. may go unsold in the next 12 months, leading to further reductions [1]

湖北华嵘控股股份有限公司 简式权益变动报告书 （新一代科技、蔡守平） 上市公司名称：湖北华嵘控股股份有限公司 股票上市地点：上海证券交易所 股票简称：华嵘控股 股票代码：600421 信息披露义务人 1：武汉新一代科技有限公司 住所/通讯地址：湖北省武汉市东湖新技术开发区珞瑜路沿街商铺 490-518 号光谷世界城 B 地块 1 栋 2 单元 17 层 01 室 股份变动性质：股份减少（司法拍卖） 信息披露义务人 2：蔡守平 住所/通讯地址：北京市海淀区中关村东路 18 号 1 号楼 C-511 股份变动性质：股份减少（司法拍卖） 签署日期：2025 年 9 月 17 日 1 信息披露义务人声明 本部分所述词语或简称与本报告书"释义"所述词语或简称具有相同含义。 一、信息披露义务人依据《中华人民共和国公司法》《中华人民共和国证券 法》《上市公司收购管理办法》《公开发行证券公司信息披露内容与格式准则第 15 号—权益变动报告书》（以下简称"准则 15 号"）及相关的法律、法规及部门 规章的有关规定编写本报告书。 二、依据《公司法》《证券法》《收购办法》《准则 15 号》的规定，本报告书 已全面披露信息披露义务人 ...

湖北华嵘控股股份有限公司 详式权益变动报告书 上市公司名称： 湖北华嵘控股股份有限公司 股票上市地： 上海证券交易所 股票简称： *ST 华嵘 股票代码： 600421 信息披露义务人： 海南伯程汇能科技中心（有限合伙） 住所： 海南省三亚市天涯区凤凰岛 C 座 26 层大谷国际 园区 C2610 房 039 室 通讯地址： 福建省厦门市思明区松岳路 8 号悦享中心 B 塔 1605B 股份变动性质：股份增加（协议转让） 签署日期：二〇二五年九月 湖北华嵘控股股份有限公司 详式权益变动报告书 信息披露义务人声明 一、本报告书系依据《中华人民共和国证券法》《上市公司收购管理办法》 《公开发行证券的公司信息披露内容与格式准则第 15 号——权益变动报告书》 《公开发行证券的公司信息披露内容与格式准则第 16 号——上市公司收购报告 书》等相关法律、法规和规范性文件编制。 二、截至本报告书签署之日，信息披露义务人签署本报告书已获得必要的授 权和批准，其履行亦不违反其章程或内部规则中的任何条款，或与之相冲突。 三、依据《中华人民共和国证券法》《上市公司收购管理办法》的规定，本 报告书已全面披露了信息披露义务人在湖北华 ...

北京博星证券投资顾问有限公司 关于 湖北华嵘控股股份有限公司 财务顾问 二〇二五年九月 | 第一节 | 释义 4 | | --- | --- | | 第二节 | 序言 6 | | 第三节 | 财务顾问承诺与声明 7 | | | 一、财务顾问承诺 7 | | | 二、财务顾问声明 7 | | 第四节 | 财务顾问意见 9 | | | 一、对详式权益变动报告书内容的核查 9 | | | 二、对权益变动目的的核查 9 | | | 三、对信息披露义务人基本情况的核查 9 | | | 四、对信息披露义务人进行证券市场规范化运作辅导的情况 17 | | | 五、对本次权益变动的方式的核查 17 | | | 六、对本次权益变动所涉及股份的权利限制情况的核查 18 | | | 七、对未来 12 个月内继续增持或者处置已拥有权益股份的计划的核查 18 | | | 八、对本次权益变动资金来源及合法性的核查 18 | | | 九、对本次权益变动所履行的决策程序的核查 19 | | | 十、对信息披露义务人后续计划的核查 20 | | | 十一、对过渡期间保持上市公司稳定经营的安排核查 22 | | | 十二、对本次权益变动对上市公 ...

北京博星证券投资顾问有限公司关于 对湖北华嵘控股股份有限公司监管工作函 回复的核查意见 上海证券交易所管理二部： 湖北华嵘控股股份有限公司（以下简称"上市公司"或"公司"）于 2025 年 8 月 11 日收到上海证券交易所《关于公司控股股东及其一致行动人协议转让暨控制 权变更有关事项的监管工作函》（上证公函【2025】1212 号）（以下简称"《工 作函》"），北京博星证券投资顾问有限公司（以下简称"本财务顾问"）担任 海南伯程汇能科技中心（有限合伙）（以下简称"海南伯程"）收购上市公司的 财务顾问，对贵部下发的《工作函》所涉及的问题进行了核查并出具核查意见， 具体如下： 问题一：公告显示，本次交易作价约 4.5 亿元，海南伯程认缴出资额 2.4 亿元，截至公告日实缴出资额仅 2,000 万元。请海南伯程及林木顺等合伙人核 实并说明收购所需资金的具体来源、筹备情况及资金保证，是否具备实际履约 能力，是否存在将拟取得股票进行质押等高杠杆融资安排，是否存在其他影响 收购后控制权稳定的事项。请财务顾问核查并发表明确意见。 回复： （一）本次收购所需资金的具体来源、筹备情况及资金保证，是否具备实际 履约能力 分别为 ...

Core Viewpoint - The announcement details the progress of the second judicial auction of shares held by a major shareholder of Hubei Huaron Holdings Co., Ltd., indicating that significant portions of shares have been auctioned off, but the overall control of the company remains unchanged [2][3][11]. Group 1: Auction Details - The shares involved in the auction are held by Wuhan New Generation Technology Co., Ltd. and its concerted actor Mr. Cai Shouping, totaling 42,228,990 shares, which accounts for 21.59% of the company's total share capital [2][5]. - The auction resulted in the successful sale of 18,000,000 shares, with two transactions of 9,000,000 shares each sold to bidders Wang Min and Wei Wei, representing 4.60% of the total share capital each [2][6]. - The remaining 16,234,261 shares were not sold, representing 8.30% of the total share capital, while Mr. Cai Shouping's 7,994,729 shares were sold to bidder Guo Yang, accounting for 4.09% of the total share capital [2][8]. Group 2: Impact on Company Control - The auction does not change the company's control structure, as Wuhan New Generation Technology Co., Ltd. and Mr. Cai Shouping are not the controlling shareholders or actual controllers of the company [3][11]. - The company emphasizes that the auction will not affect its daily operations or management [3][11]. Group 3: Future Steps and Regulations - The auction's final results depend on the payment of auction proceeds by the winning bidders and the legal procedures for share transfer, which introduces some uncertainty [2][11]. - According to regulations, the new shareholders from the auction are prohibited from selling their acquired shares within six months [11].

股票代码：600421 股票简称：*ST华嵘 公告编号：临 2025-058 湖北华嵘控股股份有限公司 关于持股 5%以上股东的股份被第二次司法拍卖的进展公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 一、本次司法拍卖的基本情况 吉林省长春市中级人民法院于 2025 年 7 月 22 日 10 时起至 2025 年 7 月 23 日 10 时 止 （ 延 时 的 除 外 ） 在 淘 宝 网 司 法 拍 卖 网 络 平 台 上 （ 网 址 ： http://sf.taobao.com）对武汉新一代科技有限公司及其一致行动人蔡守平先生 1 本次拍卖的股份为湖北华嵘控股股份有限公司（以下简称"公司"）持股 5% 以上股东武汉新一代科技有限公司及其一致行动人蔡守平先生合计持有公 司股份数量 42,228,990 股，占公司总股本比例为 21.59%。截至本公告披露 日，司法拍卖网拍阶段已经结束，武汉新一代科技有限公司持有的股份拍卖 成交两笔，一笔为 9,000,000 股，占公司总股本比例为 4.60%，竞买人为 ...

https://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 投资者可于 2025 年 09 月 26 日 （星期五） 至 10 月 10 日 （星期五）16:00 前登录上证路演中心网站首页点击"提问预征集"栏目或通过公司邮箱 Hbhrkg@163.com 进行提问。公司将在说明会上对投资者普遍关注的问题进行回 答。 湖北华嵘控股股份有限公司（以下简称"公司"）已于 2025 年 8 月 28 日发 布公司 2025 年半年度报告，为便于广大投资者更全面深入地了解公司 2025 年半 年度经营成果、财务状况，公司计划于 2025 年 10 月 13 日（星期一）14:00-15:00 举行 2025 年半年度业绩说明会，就投资者关心的问题进行交流。 证券代码：600421 证券简称：*ST 华嵘 公告编号：临 2025-059 湖北华嵘控股股份有限公司 关于召开 2025 年半年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 一、 说明会类型 本次投资者 ...

Core Viewpoint - *ST Huaron is facing delays in responding to the Shanghai Stock Exchange regarding a significant share transfer agreement, which could lead to a change in its controlling shareholder and actual controller [1][4][5] Group 1: Share Transfer Agreement - On August 11, *ST Huaron's controlling shareholder, Zhejiang Hengshun Investment Co., Ltd., and its concerted party, Shanghai Tianji Investment Co., Ltd., signed a share transfer agreement with Hainan Bocheng Huineng Technology Center [3] - According to the agreement, Hengshun Investment will transfer 38.1368 million shares (19.50% of total shares) to Bocheng Huineng, while Shanghai Tianji will transfer 10.768 million shares (5.51% of total shares) [3] - Post-transfer, Hengshun Investment and Shanghai Tianji will hold a combined 6.95% of shares, while Bocheng Huineng will hold 25.01% [3] Group 2: Regulatory Response - Following the announcement of the share transfer, the Shanghai Stock Exchange issued a regulatory letter requiring *ST Huaron to respond within three trading days [4] - The company has delayed its response multiple times, with the latest deadline set for September 18, 2025 [4] - The delays are attributed to incomplete documentation required for the regulatory response [1][4] Group 3: Regulatory Violations - The Hubei Securities Regulatory Bureau issued a warning letter to Bocheng Huineng and its partner Lin Moshun for failing to comply with regulations regarding the share transfer [5] - The violations include not announcing the detailed equity change report and not hiring a financial advisor as required [5] - The warning letter emphasizes the need for both parties to enhance their understanding of securities laws to prevent future violations [5] Group 4: Company Financials - For the first half of 2025, *ST Huaron reported revenue of 55.6423 million yuan and a net loss of 3.5477 million yuan [5] - The company's subsidiary, Zhejiang Zhuangchen, is a core business entity, primarily producing prefabricated component molds and related products [5][6] Group 5: Company Background - Bocheng Huineng was established on April 15, 2025, with a registered capital of 240 million yuan, focusing on investment activities and consulting services [6] - Lin Moshun holds a 31.66% stake in Bocheng Huineng, with full voting rights [6]

Core Viewpoint - The announcement details the issuance of a warning letter by the Hubei Securities Regulatory Bureau to Hainan Bocheng Huineng Technology Center (Limited Partnership) and Lin Mushun for violations related to the acquisition of shares in Hubei Huarong Holdings Co., Ltd. [1][2] Group 1 - Hainan Bocheng signed a share transfer agreement on August 11, 2025, to acquire 25.01% of Hubei Huarong's shares from Zhejiang Hengshun Investment Co., Ltd. and Shanghai Tianji Investment Co., Ltd. [1] - The controlling shareholder of Hubei Huarong will change to Hainan Bocheng, with Lin Mushun becoming the actual controller [1][2] - Hainan Bocheng failed to announce a detailed equity change report and did not hire a financial advisor, violating the regulations of the "Measures for the Administration of the Acquisition of Listed Companies" [1][2] Group 2 - The warning letter serves as an administrative regulatory measure and will be recorded in the securities and futures market integrity file [2] - Hainan Bocheng and Lin Mushun are advised to learn from this incident and prevent similar actions in the future [2] - If they disagree with the supervisory measures, they can apply for administrative reconsideration or file a lawsuit within specified timeframes [2] Group 3 - The acquisition involves a cash payment of 450.41 million yuan [6] - The completion of the acquisition remains uncertain as the detailed equity change report and financial advisor's verification are still pending [6][7] - The company has received a regulatory letter from the Shanghai Stock Exchange regarding the transfer and control change, which requires a response [7][8]