公司简称:中铝国际 证券代码: 601068 中国国际金融股份有限公司关于 《中铝国际工程股份有限公司 2023 年限制性股票激励计划(草案修订稿) 》 之 独立财务顾问报告 二〇二四年四月 | -、释义 | | --- | | ー、声明… | | 三、基本假设。… | | 四、限制性股票激励计划的主要内容 | | (一) 拟授予的限制性股票类型、来源及数量 . | | (二) 激励对象范围及限制性股票分配情况… | | (三)限制性股票的授予价格及其确定方法 | | (四)限制性股票激励计划的有效期、授予日、限售期、解除限售安排和禁售期 | | ... | | (五)限制性股票的授予与解除限售条件 | | (六) 限制性股票激励计划的其他内容 | | 五、独立财务顾问意见……………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………… 18 | | (一)对公司股权激励计划是否符合政策法规规定的核查意见 | | (二)对公司实行股权激励计划可行性的核查意见………………………………… ...

证券代码：601068 证券简称：中铝国际 公告编号：临 2024-020 中铝国际工程股份有限公司 关于召开 2023 年度暨 2024 年第一季度 业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承 担法律责任。 重要内容提示： 会议召开时间：2024 年 4 月 25 日(星期四) 下午 16:00-17:00 会议召开地点：上海证券交易所上证路演中心（网址： http://roadshow.sseinfo.com/） 会议召开方式：上证路演中心视频录播和网络互动 投资者可于 2024 年 4 月 19 日(星期五) 至 4 月 24 日(星期 三)16:00 前登录上证路演中心网站首页，点击"提问预征集"栏目 （http://roadshow.sseinfo.com/questionCollection.do），根据活 动时间选中本次活动并向公司提问，或通过中铝国际工程股份有限公 司（以下简称公司）邮箱 IR-chalieco@chalieco.com.cn 向公司提问。 公司将在说明会上对投资者普遍关注的问题进行回 ...

序号 姓名 序号 姓名 序号 姓名 序号 姓名 1 司建宏 60 唐 锋 119 梁 勇 178 贾建军 2 于 祥 61 肖思奇 120 张 岭 179 宿祥文 3 马韶竹 62 李 猛 121 黄文虎 180 刁丙超 4 张仲井 63 邓 翔 122 高 伟 181 靳志远 5 曹多林 64 路 辉 123 鄢 锋 182 熊振军 6 肖伟庆 65 吴道林 124 杜年春 183 刘胜利 7 杨 晶 66 袁永健 125 丁进选 184 罗东明 8 张 健 67 黄若愚 126 李广愈 185 张 涛 9 韩凤平 68 张忠霞 127 高 峰 186 杨泉胜 10 赵 帆 69 李兴友 128 王万里 187 叶 林 11 姜 峰 70 赵志锐 129 肖向军 188 张立波 12 刘青照 71 娄建亭 130 沈向前 189 聂玉栋 13 韩紫阳 72 袁南天 131 张 涛 190 杨 彪 14 杨 凯 73 苏文菊 132 何 明 191 席东昌 二、其他管理人员及核心技术骨干 序号 姓名 岗位 1 李宜华 董事长、执行董事 2 刘 敬 执行董事、总经理 3 刘瑞平 执行董事、副总经理 4 刘东军 ...

Financial Performance - The company's operating revenue for Q1 2024 was CNY 4,985,267,000, representing a 15.77% increase compared to CNY 4,306,083,000 in the same period last year[5]. - Net profit attributable to shareholders reached CNY 103,961,000, a significant increase of 3,343.56% from CNY 3,436,000 in the previous year[5]. - The net profit after deducting non-recurring gains and losses was CNY 73,157,000, compared to a loss of CNY 5,132,000 in the same period last year[5]. - Basic earnings per share reached 0.0189 CNY, a significant increase of 1,475.00% compared to the previous period[26]. - The company's net profit for Q1 2024 was CNY 103,961 thousand, a significant increase from CNY 3,019 thousand in Q1 2023, representing a growth of approximately 3,344%[44]. - Operating revenue for Q1 2024 reached CNY 351,537 thousand, up from CNY 198,198 thousand in Q1 2023, indicating a year-over-year increase of about 77.3%[51]. - The company reported a total comprehensive income of CNY 16,262 thousand for Q1 2024, a significant recovery from a loss of CNY 137,916 thousand in the same period last year[54]. Revenue and Contracts - The company achieved overseas revenue of CNY 870 million, an increase of CNY 465 million, or 114% year-on-year[17]. - New overseas contracts signed amounted to CNY 596 million, reflecting an 80% increase compared to the previous year[17]. Operational Efficiency and Strategy - The company is focusing on a "technology + international" development strategy, enhancing its market presence in the non-ferrous metal industry[19]. - The company is implementing a comprehensive reform initiative termed "1+3+6" to enhance operational efficiency and management structure[20]. - The proportion of revenue from industrial projects in the engineering construction business has significantly increased, indicating an improvement in business structure[19]. - The company aims to build a world-class modern industrial service enterprise in the non-ferrous metal sector, emphasizing advanced technology and integrated solutions[19]. - The company continues to focus on market expansion and technological innovation as part of its strategic initiatives[29]. Cash Flow and Assets - The net cash flow from operating activities was negative at CNY -851,636,000, an improvement from CNY -1,663,212,000 in the previous year[5]. - The company reported a net cash flow from operating activities showing a substantial reduction in cash outflow compared to the previous year[29]. - Cash flow from operating activities generated a net outflow of CNY 851,636 thousand, an improvement compared to the outflow of CNY 1,663,212 thousand in the same period last year[46]. - The company reported a net increase in cash and cash equivalents of 81,209, compared to a decrease of 3,037,154 in the previous year[69]. - The company’s cash and cash equivalents at the end of Q1 2024 stood at 3,420,813, compared to 3,820,210 at the end of Q1 2023[69]. - The total assets decreased slightly by 0.26% to 40,835,607,000 CNY compared to the end of the previous year[26]. - The total assets of the company were CNY 40,835,607 thousand, slightly down from CNY 40,943,803 thousand, reflecting a decrease of about 0.3%[41]. - The total liabilities amounted to CNY 33,481,229 thousand, slightly down from CNY 33,689,303 thousand in the previous period, reflecting a decrease of approximately 0.6%[41]. - Total current assets decreased to CNY 10,465,250 thousand from CNY 10,798,285 thousand, representing a reduction of about 3.08%[71]. - The company’s total equity as of March 31, 2024, was CNY 8,837,552 thousand, a slight decrease from CNY 8,845,020 thousand as of December 31, 2023, reflecting a decline of approximately 0.09%[72]. Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 41,030, with the largest shareholder holding 73.56% of the shares[29]. - The total equity attributable to shareholders increased by 1.26% to 7,105,124,000 CNY[26]. Research and Development - Research and development expenses decreased to CNY 2,692 thousand from CNY 13,069 thousand, showing a reduction of approximately 79.4%[51]. - The company’s R&D expenses for Q1 2024 were 108,721, a decrease of 23.1% from 141,377 in Q1 2023[63]. Risk Management and Recognition - The company has not experienced any major risk events during the reporting period, maintaining a strong risk management framework[57]. - The company has been recognized as a "Demonstration Enterprise for Industry-University-Research Cooperation" in China, highlighting its commitment to innovation and collaboration[57].

证券代码：601068 证券简称：中铝国际 公告编号：临 2024-016 （一）中铝国际工程股份有限公司（以下简称公司）第四届董事 会第二十次会议的召开符合《中华人民共和国公司法》等相关法律、 法规及《中铝国际工程股份有限公司章程》（以下简称《公司章程》） 的规定。 （二）本次会议于 2024 年 4 月 18 日以现场结合视频通讯方式召 开。会议通知于 2024 年 4 月 3 日以邮件的方式向全体董事发出。 （三）本次会议应出席董事 9 人，实际出席董事 9 人，有效表决 人数 9 人，执行董事刘瑞平先生因其他公务未能亲自出席，已书面授 权执行董事刘敬先生代为出席并进行表决。 （四）公司董事长李宜华先生主持会议。公司高级管理人员、相 关部门人员和中介机构相关人员列席了会议。 二、董事会会议审议情况 本次会议审议并批准/通过如下议案： （一）审议批准了《关于公司 2024 年第一季度报告的议案》 公司董事会同意公司 2024 年第一季度报告。 1 中铝国际工程股份有限公司 第四届董事会第二十次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性 ...

证券代码：601068 证券简称：中铝国际 公告编号：临 2024-019 本次会议审议并通过如下议案： （一）审议并通过了《关于公司 2024 年第一季度报告的议案》 中铝国际工程股份有限公司 第四届监事会第十五次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承 担法律责任。 一、监事会会议召开情况 （一）中铝国际工程股份有限公司（以下简称公司）第四届监事 会第十五次会议的召开符合《中华人民共和国公司法》等相关法律、 法规及《中铝国际工程股份有限公司章程》等的规定。 （二）本次会议于 2024 年 4 月 18 日以通讯方式召开。会议通知 于 2024 年 4 月 8 日以邮件的方式向全体监事发出。 （三）本次会议应出席监事 3 人，实际出席监事 3 人，有效表决 人数 3 人，出席监事通过通讯方式对相关会议议案进行了表决。 二、监事会会议审议情况 表决结果：3 人同意、0 人反对、0 人弃权、0 人回避。经表决， 会议一致通过本议案。本议案尚需提交公司股东大会、A 股类别股东 会、H 股类别股东会审议批准。 特此公告。 中 ...

文件所规定的条件，其作为本次激励计划的激励对象合法、 有效。 中铝国际工程股份有限公司监事会关于 2023 年限制性股票激励计划（草案修订稿) 及相关事项的核查意见 中铝国际工程股份有限公司（以下简称公司）监事会依 据《中华人民共和国公司法》（以下简称《公司法》）、《中华 人民共和国证券法》（以下简称《证券法》）、《上海证券交易 所股票上市规则》、《上市公司股权激励管理办法》（以下简称 《管理办法》）、《中央企业控股上市公司实施股权激励工作 指引》（以下简称《工作指引》）和《中铝国际工程股份有限 公司章程》等有关规定，对《中铝国际工程股份有限公司 2023 年限制性股票激励计划（草案修订稿）》及其摘要（以 下简称《激励计划（草案修订稿）》及其摘要）相关事项进行 核查，发表核查意见如下： 监事会认为：《激励计划（草案修订稿）》及其摘要的内 容符合《公司法》《证券法》《管理办法》《国有控股上市公司 （境内）实施股权激励试行办法》《国务院国有资产监督管理 委员会、财政部关于规范国有上市公司实施股权激励制度有 关问题的通知》及《工作指引》等有关法律、法规及规范性 文件的规定，有利于公司的持续发展，不存在损害公司及全 ...

Financial Performance - As of December 31, 2023, the company's undistributed profits amounted to a loss of RMB 231,950 thousand, leading to a decision not to distribute profits or increase capital reserves for 2023[3]. - In 2023, the company's operating revenue was CNY 22,337,171, a decrease of 5.74% compared to CNY 23,697,329 in 2022[21]. - The net profit attributable to shareholders was a loss of CNY 2,657,963, representing a significant decline of 2,463.52% from a profit of CNY 112,458 in 2022[21]. - The total assets decreased by 13.61% to CNY 40,943,803 from CNY 47,392,218 in 2022[21]. - The company reported a basic earnings per share of -0.8982, a decline from -0.0036 in 2022[22]. - The company’s net assets attributable to shareholders decreased by 6.82% to CNY 7,016,541 from CNY 7,530,428 in 2022[21]. - The company reported a total of RMB 352,375 thousand in non-recurring gains for 2023, compared to RMB 538,098 thousand in 2022[28]. - The company reported a government subsidy of RMB 20,819 thousand in 2023, down from RMB 23,617 thousand in 2022[28]. - The company achieved a record of 137 awards in the 2023 evaluation of outstanding engineering consulting, surveying, and design results in the non-ferrous metal construction industry[36]. Operational Strategy - The company aims to build a world-class modern industrial service enterprise providing advanced technology and integrated solutions in the non-ferrous metal industry[12]. - The company plans to focus on core competencies and streamline operations by divesting non-core subsidiaries and low-efficiency assets[23]. - The company has halted new PPP projects and is gradually reducing municipal and civil construction business, shifting focus to industrial contracting[24]. - The company aims to enhance its competitive edge in the non-ferrous metal industry and related industrial sectors through technological advantages[24]. - The company is focusing on a transformation strategy centered around "technology+" to enhance its business model and improve project management capabilities[126]. - The company is implementing a "1+10" special action plan to improve contract quality and enhance project management capabilities[123]. - The company aims to increase the proportion of new industry business by exploring new growth points and optimizing business layout[124]. - The company is committed to enhancing project performance quality and customer satisfaction through improved project management systems[125]. Technological Advancements - The company completed 62 key technological breakthroughs, with 18 achieving international advanced levels, significantly promoting industry technological progress[11]. - The company launched the first domestic aluminum plate processing "black light factory," achieving unmanned production in the heat treatment workshop[11]. - The company applied for 96% more invention patents compared to the previous year, with a 33% increase in granted patents[32]. - The company has nine national engineering technology research centers, enhancing its technological leadership in the industry[45]. - The company has developed key technologies, including energy-saving techniques that reduce aluminum production energy consumption by 820 kWh per ton[70]. Market Expansion - The company expanded its international market presence, successfully entering resource exploration in new business areas[36]. - The company’s revenue from international markets increased by 238.32%, reaching RMB 3.37 billion, despite a decline in domestic revenue[61]. - The company signed new overseas contracts worth 3.379 billion yuan, with 16 contracts exceeding 10 million yuan each, totaling approximately 2.79 billion yuan[11]. - The company’s overseas marketing structure has been optimized, with a focus on key international markets, resulting in contracts worth 740 million CNY in Indonesia[72]. Risk Management - The company anticipates facing risks in 2024, including safety and environmental risks, reform and business transformation risks, market changes and competition risks, cash flow risks, and operational efficiency risks[4]. - The company has confirmed that there are no non-operational fund occupations by controlling shareholders or related parties[4]. - The company has not violated any regulatory decision-making procedures in providing guarantees[4]. - The company is addressing the risks associated with business transformation and market competition by improving its governance and operational mechanisms[133]. Governance and Compliance - The company received a standard unqualified audit report from its accounting firm, indicating the financial report's authenticity and completeness[3]. - The company has maintained a transparent governance structure, ensuring effective checks and balances among its governing bodies[176]. - The company has implemented training on legal knowledge to prevent business dealings with sanctioned countries, ensuring compliance with international regulations[164]. - The company has established a legal compliance department responsible for legal affairs, comprehensive risk management, and internal audits, ensuring robust governance[181]. - The company emphasizes the importance of legal compliance and risk management in its operations, fostering a culture of legal awareness among employees[189]. Employee Development - The company trained a total of 52,349 participants in 2023, with a training investment of RMB 12.226 million and a total training duration of 377,686.45 hours[142]. - The company established a talent pool categorized by professional types to enhance the management level while cultivating young talents[142]. Financial Management - The company’s total interest-bearing liabilities decreased by RMB 363 million to RMB 893 million as of December 31, 2023, compared to the previous year[90]. - The debt-to-capital ratio increased to 43.56% as of December 31, 2023, from 35.33% in the previous year, mainly due to financial losses during the year[92]. - The company is committed to optimizing its procurement system and increasing procurement concentration to improve cost management[138]. - The company plans to gradually reduce the use of supply chain payment tools to enhance financial flexibility and ensure the stability of its cash flow[137]. Shareholder Engagement - The company emphasizes effective communication with shareholders, maintaining transparency and providing timely information through various channels[197]. - The company has established multiple communication channels, including annual reports and performance briefings, to engage with shareholders and potential investors[197]. - The company held three shareholder meetings in 2023, all convened by the board of directors and chaired by Mr. Li Yihua[193].

中信建投证券股份有限公司 关于 中铝国际工程股份有限公司 重大资产出售 之 2023 年度持续督导意见 暨持续督导总结报告 二零二四年四月 1 声 明 中信建投证券股份有限公司（以下简称"中信建投"或"独立财务顾问"）接受委 托，担任中铝国际工程股份有限公司（以下简称"中铝国际"、"上市公司"或"公司"） 2022 年重大资产出售（以下简称"本次交易"或"本次重组"）的独立财务顾问。 独立财务顾问 本报告是根据《中华人民共和国公司法》《中华人民共和国证券法》《上市公司重 大资产重组管理办法》《上海证券交易所股票上市规则》等法律、法规的有关规定，按 照证券行业公认的业务标准、道德规范和诚实信用、勤勉尽责精神，遵循客观、公正原 则，在认真审阅相关资料和充分了解本次交易实施情况的基础上，发表的独立财务顾问 持续督导意见，旨在就本次交易实施情况做出独立、客观和公正的评价，以供上市公司 全体股东及有关各方参考。本独立财务顾问特作如下声明： 1、本报告所依据的文件、材料由本次交易各方提供。提供方对所提供资料的真实 性、准确性、完整性和及时性负责，保证资料无虚假记载、误导性陈述和重大遗漏，并 对所提供资料的合法性、真实性、 ...

近日，公司收到由控股股东中国铝业集团有限公司转来的国 务院国有资产监督管理委员会（以下简称国务院国资委）《关于 中铝国际工程股份有限公司实施限制性股票激励计划的批复》 证券代码：601068 证券简称：中铝国际 公告编号：临 2024-015 中铝国际工程股份有限公司 关于 2023 年限制性股票激励计划 获得国务院国资委批复的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完 整性承担法律责任。 中铝国际工程股份有限公司（以下简称公司）第四届董事会 第十七次会议和第四届监事会第十一次会议审议通过了公司关 于 2023 年限制性股票激励计划的相关议案。具体详见公司 2023 年 12 月 9 日于上海证券交易所网站（www.sse.com.cn）披露的 相关公告。 特此公告。 中铝国际工程股份有限公司董事会 2024 年 4 月 2 日 （国资考分〔2024〕108 号），国务院国资委原则同意公司实施限 制性股票激励计划。 公司 2023 年限制性股票激励计划尚需获得公司股东大会以 及届时有效公司章程规定的 A 股、H 股类别股东会审议通过后 ...