截至月份: 2024年9月30日 狀態: 新提交 致：香港交易及結算所有限公司 公司名稱: 中原证劵股份有限公司 (「本公司」) FF301 股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 第 1 頁 共 11 頁 v 1.1.0 FF301 本公司乃2002年於中華人民共和國河南省成立的股份有限公司，中文公司名稱為「中原证券股份有限公司」，在香港以「中州证券」名義開展業務。因此，「法定/註冊股本」之概念不適用於本公 司。在上述第I部顯示「法定/註冊股本」的資料是指本公司的「已發行股本」。 第 2 頁 共 11 頁 v 1.1.0 呈交日期: 2024年9月30日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | H | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 (如上市) | 01375 | 說明 | | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | 法定/註冊股本 | | | 上月底 ...

会议内容：中原证券股份有限公司 2024 年半年度业绩说明会 会议召开时间：2024 年 10 月 08 日(星期二)下午 14:00-15:00 会议召开地点： 上海证券 交 易 所 上 证 路 演 中 心 （ 网 址 ： http://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 证券代码：601375 证券简称：中原证券 公告编号：2024-038 中原证券股份有限公司 关于召开 2024 年半年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 参加本次业绩说明会的人员包括公司总经理、执行委员会主任委员李昭欣先 生，执行委员会委员、财务总监、董事会秘书郭良勇先生和独立董事张东明女士 等公司领导及相关部门工作人员。 四、投资者参加方式 欢迎有意向参加本次说明会的投资者于 2024 年 09 月 24 日(星期二)至 09 月 30 日(星期一)16:00 前登录上证路演中心网站首页点击"提问预征集"栏 目或通过公司投资者关系邮箱：investor@ccn ...

[Table_MainInfo] 公司研究/金融/券商 证券研究报告 中原证券（601375）公司半年报点评 2024 年 09 月 13 日 [Table_InvestInfo] 投资评级 中性 维持 | --- | --- | |--------------------------------------------------------|-----------| | 股票数据 | | | [ 09 Table_StockInfo 月 12 日收盘价（元） ] | 3.41 | | 52 周股价波动（元） | 3.25-4.12 | | 股本结构 [ 总股本（ Table_CapitalInfo 百万股） ] | | | 流通 A 股（百万股） | 4643 3448 | | B 股 /H 股（百万股） 相关研究 | 0/1195 | 市场表现 [Table_QuoteInfo] -18.92% -12.92% -6.92% -0.92% 5.08% 11.08% 2023/9 2023/12 2024/3 2024/6 中原证券 海通综指 | --- | --- | --- | --- | |---- ...

Dividend Distribution - The company plans to distribute a cash dividend of RMB 0.06 per 10 shares, totaling RMB 27,857,308.20 based on a total share capital of 4,642,884,700 shares as of June 30, 2024[4] - The cash dividend per 10 shares is CNY 0.06, with no stock bonus or capital increase planned[125] - The total cash dividend amount represents 13.84% of the net profit attributable to ordinary shareholders in the consolidated financial statements[125] Financial Performance - The company's operating revenue for the first half of 2024 reached ¥1,198,670,567.05, representing a 14.62% increase compared to ¥1,045,764,808.74 in the same period last year[40] - Net profit attributable to shareholders of the parent company was ¥201,265,120.05, up 20.31% from ¥167,282,207.98 year-on-year[40] - The net cash flow from operating activities was ¥856,846,780.21, a significant recovery from a negative cash flow of -¥564,121,298.87 in the previous year[40] - Total assets increased by 2.90% to ¥53,198,797,130.31 from ¥51,701,683,772.46 at the end of the previous year[41] - Total liabilities rose by 3.66% to ¥38,923,940,463.36 compared to ¥37,551,184,086.55 at the end of the previous year[41] - The weighted average return on net assets increased to 1.44%, up from 1.21% in the previous year, reflecting improved profitability[42] - The company's net capital at the end of the reporting period was ¥9,796,971,098.20, an increase from ¥8,651,125,530.23 at the end of the previous year[44] - The risk coverage ratio improved to 326.23%, up from 248.71% in the previous year, indicating stronger risk management[44] Market Conditions - The A-share market indices showed a decline as of June 28, 2024, with the Shanghai Composite Index down by 0.25%, Shenzhen Component Index down by 7.10%, and ChiNext down by 10.99% compared to the beginning of the year[46] - The total trading volume of stock funds in the first half of 2024 was RMB 230.34 trillion, a year-on-year decrease of 7.62%[46] - The scale of equity financing in the first half of 2024 was RMB 173 billion, a significant year-on-year decline of 61.82%, with IPOs raising RMB 32.49 billion, down 74.57%[46] Business Expansion and Strategy - The company has established a comprehensive risk management system to identify, assess, and respond to various risks, ensuring operations remain within controllable limits[5] - The company has been approved for multiple qualifications by the China Securities Regulatory Commission, including IPO underwriting and financial advisory for mergers and acquisitions[29] - Central China Securities has expanded its business scope to include futures brokerage and private equity investment through its subsidiaries[33] - The company is actively involved in the interbank bond market and has qualifications for various financial product sales, indicating a diversified revenue stream[32] - The company has a strong focus on expanding its market presence and enhancing its service offerings through strategic qualifications and partnerships[31] - Central China Securities aims to leverage its diverse qualifications to capture growth opportunities in the evolving financial landscape[30] Risk Management - The company maintains a robust risk management strategy, balancing capital, risk, and returns to provide stable profit returns to shareholders[105] - The risk management framework consists of four layers, including the board of directors, risk control committees, and various management departments[106] - The company has established a comprehensive risk management information system covering all risk types and departments, enhancing risk identification and monitoring[108] - Key risks identified include credit risk, market risk, liquidity risk, and operational risk, with specific measures in place to manage each[109] - Credit risk management focuses on entry management, credit limits, due diligence, and ongoing monitoring of significant investments[110] - Market risk management includes strict investment authorization, risk limit monitoring, and the use of quantitative models for risk assessment[111] Legal and Compliance Issues - The company is involved in several ongoing legal disputes, with estimated liabilities including CNY 20 million related to Shenwu Technology Group and CNY 43,165.83 related to Kewen Food Group[130] - The company has faced regulatory scrutiny from the Henan Securities Regulatory Bureau regarding compliance issues and has been mandated to implement corrective measures[135] - The company has completed relevant rectification work and submitted a report to the Henan Securities Regulatory Bureau[136] Employee and Corporate Governance - As of the end of the reporting period, the group employed 2,627 people, with 2,304 in the company and 323 in subsidiaries[119] - The company has implemented a performance evaluation mechanism to motivate employees, with compensation including base salary, allowances, performance bonuses, and benefits[119] - The company has adhered to the Corporate Governance Code and has implemented measures to enhance corporate governance practices[143] Asset Management and Investment - The company is focusing on enhancing its asset management and investment banking services to drive future growth[198] - The company plans to enhance professional capabilities and expand the asset management product line to meet diverse client needs, focusing on fixed income products[62] - The company aims to recover RMB 22.0854 million from risk projects in the first half of 2024[65] Financial Instruments and Debt Management - The company has established a repayment working group to ensure timely payments to bondholders[166] - The total amount raised from the bond issuance was RMB 7.00 billion, with no remaining balance at the end of the reporting period[168] - The company has maintained strict compliance with legal regulations and has engaged multiple securities firms as trustees to protect bondholders' interests[167]

呈交日期: 2024年9月5日 I. 法定/註冊股本變動 FF301 股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2024年8月31日 狀態: 新提交 致：香港交易及結算所有限公司 公司名稱: 中原证劵股份有限公司 (「本公司」) | 1. 股份分類 | 普通股 | 股份類別 | H | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 (如上市) | 01375 | 說明 | | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | 法定/註冊股本 | | | 上月底結存 | | | 1,195,365,000 | RMB | | 1 RMB | | 1,195,365,000 | | 增加 / 減少 (-) | | | 0 | | | RMB | | 0 | | 本月底結存 | | | 1,195,365,000 | RMB | | 1 RMB | | 1,195,365,000 | | 2. 股份分類 | ...

Financial Performance - The company's operating revenue for the first half of 2024 reached ¥1,198,670,567.05, representing a 14.62% increase compared to ¥1,045,764,808.74 in the same period last year[31]. - Net profit attributable to shareholders of the parent company was ¥201,265,120.05, up 20.31% from ¥167,282,207.98 year-on-year[31]. - The net profit after deducting non-recurring gains and losses was ¥197,291,564.12, reflecting a 26.44% increase from ¥156,041,312.09 in the previous year[31]. - The total assets at the end of the reporting period amounted to ¥53,198,797,130.31, a 2.90% increase from ¥51,701,683,772.46 at the end of the previous year[32]. - The total liabilities increased by 3.66% to ¥38,923,940,463.36 from ¥37,551,184,086.55 year-on-year[32]. - The weighted average return on net assets rose to 1.44%, an increase of 0.23 percentage points compared to 1.21% in the previous year[33]. - The company's total comprehensive income attributable to the parent company for the first half of 2024 was RMB 208,225,465.23, an increase from RMB 181,166,706.89 in the same period of 2023, representing a growth of approximately 14.9%[179]. - The net profit for the first half of 2024 was RMB 179,401,440.76, up from RMB 163,729,512.49 in the first half of 2023, representing a growth of 9.9%[178]. Dividend Distribution - The company plans to distribute a cash dividend of RMB 0.06 per 10 shares, totaling approximately RMB 27,857,308.20 (including tax) based on a total share capital of 4,642,884,700 shares as of June 30, 2024[3]. - The company plans to distribute a cash dividend of 0.06 CNY per 10 shares, totaling 27,857,308.20 CNY, which represents 13.84% of the net profit attributable to ordinary shareholders in the consolidated financial statements[116]. Risk Management - The company has established a comprehensive risk management system to identify, assess, and respond to various risks, ensuring operations remain within controllable limits[4]. - Major risks faced by the company include credit risk, market risk, liquidity risk, reputation risk, operational risk, compliance risk, and information technology risk[101]. - The company maintains a robust risk management strategy, focusing on balancing capital, risk, and returns to provide stable profit returns to shareholders[97]. - A four-tier risk management structure is established, including the board of directors, risk control committees, risk management headquarters, and frontline risk control systems[98]. - The company has developed a comprehensive risk management information system covering various risk types and departments, facilitating risk identification, measurement, assessment, monitoring, and reporting[100]. Market Conditions - As of June 28, 2024, major A-share market indices showed declines: Shanghai Composite Index -0.25%, Shenzhen Component Index -7.10%, ChiNext Index -10.99%, and STAR Market -16.42%[37]. - In the first half of 2024, the total trading volume of stock funds in the two markets was RMB 230.34 trillion, a year-on-year decrease of 7.62%[37]. - The scale of equity financing in the industry was RMB 173 billion, down 61.82% year-on-year, with IPOs totaling 44 and raising RMB 32.49 billion, declines of 74.57% and 84.50% respectively[37]. Client and Revenue Growth - In the first half of 2024, the total number of clients in the securities brokerage business reached 3.055 million, an increase of 2.20% year-on-year[45]. - The company's public fund sales amounted to RMB 2.491 billion, representing an increase of 85.00% compared to the same period last year[45]. - The company aims to enhance its wealth management services by integrating online and offline operations, focusing on customer satisfaction and personalized services[45]. - The company achieved a cumulative underwriting/distribution amount of RMB 7.491 billion from 130 bond projects[49]. Compliance and Governance - The board of directors guarantees the truthfulness, accuracy, and completeness of the semi-annual report, with no false records or misleading statements[3]. - The company has been subject to regulatory scrutiny by the Henan Securities Regulatory Bureau for various compliance issues, including improper management of subsidiary investments and risk assessments[124]. - The company has maintained compliance with the Corporate Governance Code and has adopted relevant standards for directors and supervisors during the reporting period[132][133]. Operational Efficiency - The company is committed to optimizing its cost structure and enhancing operational efficiency as part of its strategic initiatives[56]. - The company plans to enhance its professional service capabilities by expanding its stock custody business and enhancing customer resources in the brokerage business[73]. - The company is focusing on compliance culture building and has conducted extensive compliance training for employees[108]. Future Strategies - The company plans to enhance its investment banking capabilities and expand project reserves, particularly around the "7+28+N" industrial chain in Henan[39]. - The company aims to support local enterprises in utilizing overseas capital markets for development, enhancing its strategic role in the Henan capital market[41]. - The company plans to enhance its influence in the Hong Kong capital market by actively expanding various financial advisory and placement projects in the second half of 2024[73]. - The company aims to leverage new technologies in its financial services to improve operational efficiency and customer experience[195].

证券代码： 601375 证券简称： 中原证券 公告编号：2024-033 中原证券股份有限公司（以下简称"公司"）董事会及全体董事保证本公告 内容不存在任何虚假记载、误导性陈述或者重大遗漏，并对其内容的真实性、准 确性和完整性承担法律责任。 公司第七届董事会第二十八次会议于 2024 年 8 月 30 日以通讯表决方式召 开。2024 年 8 月 16 日，公司以电子邮件形式向全体董事发出了召开董事会会议 的通知。会议应出席董事 9 人，实际出席董事 9 人。本次会议的召集、召开及表 决程序符合《公司法》等法律、行政法规、部门规章和《公司章程》的有关规定。 本次会议由董事长鲁智礼先生主持，审议并通过了以下议案： 一、审议通过了《2024 年半年度报告》 表决结果：同意 9 票，反对 0 票，弃权 0 票。 本议案事先经公司董事会审计委员会预审通过。 具体内容请参阅与本公告同日披露的《中原证券股份有限公司 2024 年半年 度报告》。 二、审议通过了《2024 年中期利润分配方案》 表决结果：同意 9 票，反对 0 票，弃权 0 票。 本议案事先经公司董事会审计委员会预审通过。 具体内容请参阅与本公告同日披露 ...

中原证券股份有限公司第七届监事会 第二十次会议决议公告 证券代码： 601375 证券简称： 中原证券 公告编号：2024-034 表决结果：同意 9 票，反对 0 票，弃权 0 票。 中原证券股份有限公司（以下简称"公司"）监事会及全体监事保证本公 告内容不存在任何虚假记载、误导性陈述或者重大遗漏，并对其内容的真实性、 准确性和完整性承担法律责任。 公司第七届监事会第二十次会议于 2024 年 8 月 30 日以通讯表决方式召开。 2024 年 8 月 19 日，公司以电子邮件形式向全体监事发出召开监事会会议通知。 会议应出席监事 9 人，实际出席监事 9 人。本次会议召集、召开及表决程序符合 《公司法》等法律、行政法规、部门规章和《公司章程》有关规定。本次会议由 监事会主席朱军红女士召集并主持，审议并通过了以下议案： 一、审议通过了《2024 年半年度报告》 表决结果：同意 9 票，反对 0 票，弃权 0 票。 监事会认为：公司 2024 年半年度报告的编制和审议程序符合相关法律、法 规和《公司章程》规定，年报的内容和格式符合中国证监会、上海证券交易所规 定，报告内容真实、准确、完整地反映了公司的实际情况 ...

关于计提资产减值准备的公告 证券代码： 601375 证券简称： 中原证券 公告编号：2024-036 中原证券股份有限公司 1、融出资金减值准备，主要为子公司根据融资人的主体特征和担保资产价 值等因素，综合融资人信用风险变化评估预期信用损失，采用违约概率/违约损 失率法或单项测试，对融出资金（含孖展融资）计提信用减值准备。 中原证券股份有限公司（以下简称"公司"）董事会及全体董事保证本公 告内容不存在任何虚假记载、误导性陈述或者重大遗漏，并对其内容的真实性、 准确性和完整性承担法律责任。 2024 年 8 月 30 日，公司召开第七届董事会第二十八次会议及第七届监事会 第二十次会议审议通过了《关于计提资产减值准备的议案》，现将具体情况公告 如下： 一、计提资产减值准备情况概述 根据《企业会计准则》和公司会计政策规定，为准确、客观地反映公司 2024 年 6 月 30 日的财务状况及 2024 年 1-6 月的经营成果，经公司及下属子公司对各 项金融资产、存货和长期资产等进行全面清查和减值测试，2024 年 1-6 月计提 信用减值准备人民币2,616.48万元，计提其他资产减值准备人民币296.44万元， ...

本次利润分配方案以实施权益分派股权登记日登记的总股本为基数，具 体日期将在权益分派实施公告中明确。 证券代码： 601375 证券简称： 中原证券 公告编号：2024-035 中原证券股份有限公司 2024年中期利润分配方案的公告 中原证券股份有限公司（以下简称"公司"）董事会及全体董事保证本公 告内容不存在任何虚假记载、误导性陈述或者重大遗漏，并对其内容的真实性、 准确性和完整性承担法律责任。 重要内容提示： 每股分配比例：每股派发现金红利人民币 0.006 元（含税）。 1、公司拟向全体股东（包括 A 股股东及 H 股股东）每 10 股派发现金红利人 民币 0.06 元（含税）。截至 2024 年 6 月 30 日，公司总股本 4,642,884,700 股， 以此计算合计拟派发现金红利人民币 27,857,308.20 元（含税），占 2024 年上半 年实现的合并口径可供分配利润的 31.57%，占 2024 年上半年归属于母公司股东 净利润的 13.84%。 2、在批准 2024 年中期利润分配方案的董事会召开日后至实施权益分派的股 权登记日前公司总股本发生变动的，拟维持分配总额不变，相应调整每股分 ...