安集微电子科技 (上海) 股仹有陉公司 自 2020 年 1 月 1 日 至 2020 年 12 月 31 日止年度财务报表 6-1-1 审计报告 毕马威华振実字第 2102132 号 安集微电子科技 (上海) 股仹有陉公司全体股东： 一、审计意见 我们実计了后附的第 1 页至第 101 页的安集微电子科技 (上海) 股仹有陉公司 (以下简称 "安集科技") 财务报表，包括 2020 年 12 月 31 日的合幵及殎公司资产负债表，2020 年度的 合幵及殎公司利润表、合幵及殎公司现金流量表、合幵及殎公司股东权益变劢表以及相关财务 报表附注。 我们讣为，后附的财务报表在所有重大斱面挄照丨华人民共和国财政部颁布的企业会计准 则 (以下简称"企业会计准则") 的觃定编制，公允反映了安集科技 2020 年 12 月 31 日的合幵 及殎公司财务状冴以及 2020 年度的合幵及殎公司经营成果和现金流量。 二、形成审计意见的基础 我们挄照丨国注册会计师実计准则 (以下简称"実计准则") 的觃定执行了実计工作。実计 报告的"注册会计师对财务报表実计的责仸"部分迕一步阐述了我们在返些准则下的责仸。挄 照丨国注册会计师职业道 ...

申万宏源证券承销保荐有限责任公司 关于安集微电子科技（上海）股份有限公司 向不特定对象发行可转换公司债券 并在科创板上市 之 上市保荐书 保荐人 二〇二三年八月 安集科技向不特定对象发行可转换公司债券 上市保荐书 申万宏源证券承销保荐有限责任公司及其保荐代表人已根据《中华人民共和 国公司法》（以下简称"《公司法》"）《中华人民共和国证券法》（以下简称"《证 券法》"）《证券发行上市保荐业务管理办法》《上市公司证券发行注册管理办法》 （以下简称"《注册管理办法》"）《上海证券交易所科创板股票上市规则》等法律 法规和中国证券监督管理委员会（以下简称"中国证监会"）及上海证券交易所 （以下简称"上交所"）的有关规定，诚实守信，勤勉尽责，严格按照依法制定 的业务规则和行业自律规范出具上市保荐书，并保证所出具文件真实、准确、完 整。 现将有关情况报告如下： 一、发行人基本情况 （一）基本资料 | 公司名称 | 安集微电子科技（上海）股份有限公司 | | | | --- | --- | --- | --- | | 英文名称 | Anji Microelectronics Technology (Shanghai) Co. ...

股票简称：安集科技 股票代码：688019 安集微电子科技（上海）股份有限公司 Anji Microelectronics Technology （Shanghai） Co., Ltd. 上海市浦东新区华东路 5001 号金桥出口加工区（南区）T6-9 幢底层 向不特定对象发行可转换公司债券 募集说明书（申报稿） 保荐人（主承销商） 新疆乌鲁木齐市高新区（新市区）北京南路 358 号大成国际大厦 20 楼 2004 室 二〇二三年八月 安集微电子科技（上海）股份有限公司 募集说明书 声 明 中国证监会、交易所对本次发行所作的任何决定或意见，均不表明其对申请 文件及所披露信息的真实性、准确性、完整性作出保证，也不表明其对发行人的 盈利能力、投资价值或者对投资者的收益作出实质性判断或保证。任何与之相反 的声明均属虚假不实陈述。 根据《证券法》的规定，证券依法发行后，发行人经营与收益的变化，由发 行人自行负责。投资者自主判断发行人的投资价值，自主作出投资决策，自行承 担证券依法发行后因发行人经营与收益变化或者证券价格变动引致的投资风险。 任何投资者一经通过认购、交易、受让、继承或者其他合法方式持有本次债 券，即视作 ...

上海市锦天城律师事务所 法律意见书 上海市锦天城律师事务所 关于安集微电子科技（上海）股份有限公司 向不特定对象发行可转换公司债券的 法律意见书 地址：上海市浦东新区银城中路 501 号上海中心大厦 9/11/12 层 电话：021-20511000 传真：021-20511999 邮编：200120 4-1-1 | | 声明事项 | 3 | | --- | --- | --- | | 释 | 义 | 5 | | 正 | 文 | 8 | | 一、 | 本次发行可转债的批准和授权 | 8 | | 二、 | 发行人本次发行可转债的主体资格 | 9 | | 三、 | 发行人本次发行可转债的实质条件 | 10 | | 四、 | 发行人的设立 | 14 | | 五、 | 发行人的独立性 | 14 | | 六、 | 发行人的主要股东 | 16 | | 七、 | 发行人的股本及演变 | 17 | | 八、 | 发行人的业务 | 17 | | 九、 | 关联交易及同业竞争 | 18 | | 十、 | 发行人的主要财产 | 20 | | 十一、 | 发行人的重大债权债务 | 20 | | 十二、 | 发行人的重大资产变化及收购 ...

安集微电子科技（上海）股份有限公司 关于向不特定对象发行可转换公司债券申请 获得上海证券交易所受理的公告 证券代码：688019 证券简称：安集科技 公告编号：2023-075 特此公告。 安集微电子科技（上海）股份有限公司 董 事 会 二〇二三年八月二十二日 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 安集微电子科技（上海）股份有限公司（以下简称"公司"）于2023年8月 21日收到上海证券交易所（以下简称"上交所"）出具的《关于受理安集微电子 科技（上海）股份有限公司科创板上市公司发行证券申请的通知》（上证科审（再 融资）〔2023〕209号）。上交所对公司报送的科创板上市公司发行证券的募集 说明书及相关申请文件进行了核对，认为该项申请文件齐备，符合法定形式，决 定予以受理并依法进行审核。 公司本次向不特定对象发行可转换公司债券事项尚需通过上交所审核，并获 得中国证券监督管理委员会做出同意注册的决定后方可实施。上述事项最终能否 通过上交所审核并获得中国证券监督管理委员会同意注册的决定尚存在不确定 性。公司将根据上述 ...

证券代码：688019 证券简称：安集科技 公告编号：2023-074 安集微电子科技（上海）股份有限公司 关于收到董事长提议回购公司股份的提示性公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 二、提议人的提议内容 1、回购股份的种类：公司发行的人民币普通股（A 股）。 2、回购股份的用途：用于员工持股及/或股权激励计划。若公司未能在股份 回购实施结果暨股份变动公告日后 3 年内使用完毕已回购股份，尚未使用的已回 购股份将予以注销。如国家对相关政策作调整，则本回购方案按调整后的政策实 行。 3、回购股份的方式：集中竞价交易方式。 4、回购股份的资金总额：不低于人民币 1,000 万元（含），不超过人民币 2,000 万元（含）。 5、回购股份的价格：不超过人民币 180.00 元/股（含）。 6、回购期限：自公司董事会审议通过本次回购股份方案之日起 12 个月内。 安集微电子科技（上海）股份有限公司（以下简称"安集科技"或"公司"） 于 2023 年 8 月 17 日收到公司董事长 Shumin Wang（王淑敏）女 ...

证券代码：688019 证券简称：安集科技 公告编号：2023-038 安集微电子科技（上海）股份有限公司 关于参加 2022 年度半导体行业集体业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 上海证券交易所上证路演中心（http://roadshow.sseinfo.com/） 投资者可于 2023 年 5 月 12 日（星期五）16:00 前通过邮件、传真等形式将 需要了解和关注的问题提前提供给公司。公司将在说明会上对投资者普遍关注的问 题进行回答。 安集微电子科技（上海）股份有限公司（以下简称"公司"）已于 2023 年 4 月 12 日发布公司 2022 年年度报告。为便于广大投资者更全面深入地了解公司 2022 年度经营成果、财务状况、发展理念，公司参与了由上交所主办的 2022 年 度半导体行业集体业绩说明会，此次活动将采用视频和网络文字互动的方式举行， 投资者可登录上海证券交易所上证路演中心（http://roadshow.sseinfo.com/）参与 线上互动交流。 一、 ...

Financial Performance - The company's operating revenue for Q1 2023 reached ¥269,339,661.31, representing a year-over-year increase of 15.56%[3] - Net profit attributable to shareholders increased by 92.37% year-over-year, amounting to ¥76,181,951.92, driven by robust revenue growth and favorable product mix[12] - The net profit excluding non-recurring gains and losses grew by 38.46% year-over-year, totaling ¥70,123,479.83, reflecting stable revenue growth[12] - Basic and diluted earnings per share both stood at ¥1.02, marking a 37.84% increase compared to the previous year[3] - The company reported a significant increase in gross profit margin, attributed to product structure and foreign exchange rate impacts, with gross profit growth outpacing revenue growth[12] - The company's net profit for Q1 2023 reached ¥76,181,951.92, a significant increase from ¥39,600,955.23 in Q1 2022, representing a growth of approximately 92.2%[45] - The company reported a total comprehensive income of ¥76,196,298.23 for Q1 2023, compared to ¥39,658,666.36 in Q1 2022, indicating a growth of approximately 92.0%[46] Cash Flow and Investments - The net cash flow from operating activities surged by 130.03% to ¥73,242,070.38, primarily due to increased sales collections during the reporting period[14] - Net cash flow from operating activities for Q1 2023 was ¥73,242,070.38, significantly higher than ¥31,839,635.11 in Q1 2022[26] - The company reported a net cash inflow from investment activities of ¥67,699,344.35 in Q1 2023, a turnaround from a net outflow of ¥60,700,815.30 in Q1 2022[26] - Cash flow from financing activities showed a net inflow of ¥201,396,752.51 in Q1 2023, contrasting with a net outflow of ¥19,926,087.37 in Q1 2022[26] - The company received cash from sales of goods and services amounting to ¥313,553,556.19 in Q1 2023, compared to ¥206,637,164.06 in Q1 2022[25] - The company reported a net increase in cash and cash equivalents of ¥339,776,869.32 during Q1 2023, compared to a decrease of ¥49,474,236.86 in Q1 2022[48] Assets and Liabilities - Total assets at the end of the reporting period were ¥2,319,822,012.86, up 13.29% from the end of the previous year[4] - Total liabilities decreased to ¥514,924,367.73 in Q1 2023 from ¥526,051,349.69 in Q1 2022[21] - Shareholders' equity increased to ¥1,804,897,645.13 in Q1 2023, up from ¥1,521,549,944.38 in Q1 2022, indicating a growth of 18.6%[21] - The total assets increased to ¥2,319,822,012.86 in Q1 2023, compared to ¥2,047,601,294.07 in Q1 2022, marking a growth of about 13.2%[42] - The total liabilities decreased to ¥363,088,936.71 in Q1 2023 from ¥376,843,036.68 in Q1 2022, showing a reduction of approximately 3.5%[42] Research and Development - The company's total R&D investment reached ¥47,210,253.54, a 36.96% increase, reflecting ongoing commitment to innovation[14] - R&D expenses increased to ¥47,210,253.54 in Q1 2023, compared to ¥34,470,854.43 in Q1 2022, reflecting a growth of 37%[23] Shareholder and Capital Activities - The company raised a total of ¥207,136,218.90 in funds, with a net amount of ¥203,619,073.28 after deducting issuance costs, all of which have been received[18] - The company received approval from the China Securities Regulatory Commission to issue 1,272,570 shares to specific investors, enhancing its capital structure[39] Inventory and Receivables - Accounts receivable decreased to 193,939,784.05 RMB from 235,641,650.88 RMB year-over-year[61] - Inventory increased to 411,190,092.68 RMB from 365,899,049.91 RMB year-over-year[61] - Total current assets amounted to 1,328,749,139.68 RMB, up from 1,145,966,013.99 RMB year-over-year[61]

1、保荐总结报告书和证明文件及其相关资料的内容不存在虚假记载、误导 性陈述或重大遗漏，保荐机构及保荐代表人对其真实性、准确性、完整性承担法 律责任。 2、本保荐机构及本人自愿接受中国证监会对保荐总结报告书相关事项进行 的任何质询和调查。 3、本保荐机构及本人自愿接受中国证监会按照《证券发行上市保荐业务管 理办法》的有关规定采取的监管措施。 申万宏源证券承销保荐有限责任公司 关于安集微电子科技（上海）股份有限公司 首次公开发行股票并在科创板上市之 持续督导保荐总结报告书 申万宏源证券承销保荐有限责任公司（以下简称"保荐机构"）作为安集微 电子科技（上海）股份有限公司（以下简称"安集科技"、"公司"）首次公开发行 股票并在科创板上市的保荐机构。根据《证券发行上市保荐业务管理办法》《上 海证券交易所科创板股票上市规则》等相关规定,对安集科技首次公开发行股票 并在科创板上市进行尽职推荐和持续督导,持续督导期为 2019年 7月22日至 2022 年 12 月 31 日 。目前,持续督导期限已满,本保荐机构根据《证券发行上 市保荐业务管理办法》的有关规定对安集科技出具保荐总结报告书,具体情况如 下： 一、保荐机构和保荐 ...

Financial Performance - The company's operating revenue increased by 56.82% year-on-year, driven by a strategic focus on the Chinese market and close collaboration with existing customers[17]. - The net profit attributable to shareholders, excluding non-recurring gains and losses, reached CNY 300.45 million, a significant increase of 229.78% compared to the same period last year[18]. - Basic earnings per share increased by 95.32% to 4.59 RMB, and diluted earnings per share increased by 94.89% to 4.58 RMB compared to the previous period[39]. - The net profit attributable to shareholders reached CNY 301.44 million, a year-on-year increase of 140.99%[62]. - The company reported a government subsidy of CNY 11.91 million, closely related to its normal business operations[63]. - In 2022, the company achieved operating revenue of CNY 1,076.79 million, a year-on-year increase of 56.82%[172]. - The net profit attributable to the parent company was CNY 301.44 million, representing a year-on-year growth of 140.99%[172]. - The gross profit margin for chemical mechanical polishing liquids increased by 3.18 percentage points to 58.59%[176]. - The gross profit margin for 2022 was 54.21%, an increase of 3.13 percentage points from 2021, primarily due to currency fluctuations and a shift in product mix[193]. Research and Development - Research and development expenses accounted for 14.99% of operating revenue, a decrease of 7.31 percentage points compared to the previous year[39]. - The total R&D investment for the year was approximately 161.36 million yuan, representing 14.99% of the company's revenue, a decrease of 7.31 percentage points from the previous year[132]. - The company is committed to continuous R&D investment and has established three core technology platforms to enhance its competitive edge in the semiconductor materials market[47]. - The company has established a research and development management system to enhance its product development and industrialization processes, ensuring alignment with industry advancements and customer needs[101]. - The company continues to invest heavily in R&D resources to enhance its existing capabilities and improve the efficiency of R&D成果转化[131]. - The company has developed and optimized a silicon nitride polishing solution, achieving commercialization and enhancing its competitive position in the dielectric materials polishing solution market[127]. - The company has expanded its product line in functional wet electronic chemicals, including various cleaning solutions and etching liquids, with significant breakthroughs in alkaline copper post-polishing cleaning solutions[128]. Market Expansion and Product Development - The company successfully expanded its product offerings in chemical mechanical polishing liquids, achieving high revenue growth rates in tungsten polishing liquids and cerium oxide-based polishing liquids[41]. - The company made significant progress in the overseas market for silicon substrate polishing liquids, indicating successful market expansion[41]. - The company has developed a comprehensive product matrix for chemical mechanical polishing (CMP) liquids, including various product lines such as copper and dielectric materials polishing liquids, with customer usage and numbers meeting expectations[97]. - The company has successfully applied its products in various semiconductor sectors, including logic chips, memory chips, and third-generation semiconductors, becoming a mainstream supplier for leading clients in the semiconductor industry[77]. - The company aims to provide a comprehensive one-stop solution for customers through its full range of CMP products, addressing various process needs[75]. - The company has successfully established a technology platform for plating solutions and additives used in integrated circuit manufacturing and advanced packaging, achieving breakthroughs in high-end product series domestically[117]. Operational Efficiency and Management - The company continues to enhance management and operational efficiency, contributing to positive growth in performance[18]. - The company optimized its internal organizational structure and operational mechanisms, effectively controlling management costs and enhancing responsiveness to market changes[51]. - The company has implemented an ERP upgrade project to create an integrated information network, enhancing business support capabilities[53]. - The company has enhanced its supply chain management capabilities and proactively expanded production capacity to ensure the implementation of its annual operational plans[71]. - The company has implemented a sustainable development management mechanism and integrated ESG management principles into its corporate culture and operations[74]. Investment and Financial Strategy - The company plans to distribute a cash dividend of 4.20 RMB per 10 shares, totaling approximately 31,909,168.20 RMB, which represents about 10.59% of the net profit attributable to shareholders[26]. - The company has invested a total of 54,500.00 million in ongoing projects, with 16,136.46 million invested in the current period and a cumulative investment of 18,263.03 million[153]. - The copper polishing liquid series project has a total investment scale of 12,000.00 million, with 3,625.78 million invested in the current period, achieving sales through multiple client tests[150]. - The tungsten chemical mechanical polishing liquid project has a total investment scale of 12,000.00 million, with 3,800.14 million invested, and has successfully passed verification for products used in 28nm technology nodes[150]. Risks and Challenges - The company is facing potential risks from rising raw material prices due to tightening supply and stricter environmental policies[187]. - The company's reliance on its top five customers for sales was 82.47% in 2022, indicating a high customer concentration risk[166]. - The procurement from the top five suppliers accounted for 52.81% of total purchases in 2022, highlighting supplier concentration risk[168].