海通证券股份有限公司（以下简称"海通证券"或"保荐机构"）作为上海 步科自动化股份有限公司（以下简称"步科股份"或"公司"）首次公开发行股 票并上市的持续督导保荐机构，根据《证券发行上市保荐业务管理办法》《上市 公司监管指引第 2 号——上市公司募集资金管理和使用的监管要求》《上海证券 交易所科创板股票上市规则》《上海证券交易所上市公司自律监管指引第 11 号— —持续督导》《上海证券交易所科创板上市公司自律监管指引第 1 号——规范运 作》等有关规定，对公司使用银行承兑汇票支付募投项目所需资金并以募集资金 等额置换的事项进行了核查，具体情况如下： 一、募集资金基本情况 经中国证券监督管理委员会《关于同意上海步科自动化股份有限公司首次公 开发行股票注册的批复》（证监许可[2020]2386 号），同意公司首次公开发行股票 的注册申请。公司获准向社会公众公开发行人民币普通股（A 股）股票 2,100 万 股，发行价为每股人民币 20.34 元，共计募集资金 42,714.00 万元，扣除发行费 用后，实际募集资金净额为 38,145.41 万元。上述募集资金全部到位，已经天健 会计师事务所（特殊普通合伙）审验， ...

公司代码：688160 公司简称：步科股份 上海步科自动化股份有限公司 投资者关系活动记录表 ...

Group 1: Company Strategy and Market Focus - The company aims to transition from traditional automation components to integrated, modular, and systematic solutions, enhancing its market competitiveness in the robotics sector [2][3] - The strategic plan includes expanding into related industries, specifically targeting robotics, medical imaging, and machine IoT, while also exploring new sectors such as renewable energy and machine tool accessories [3] Group 2: Financial Performance - The company reported an increase in gross margin due to a decline in raw material prices and the implementation of cost structure reforms, aiming to maintain a stable gross margin at a reasonable level [3] Group 3: Product Advantages - The third-generation frameless torque motor products are positioned to compete with international leaders, showcasing technical advantages in magnetic circuit and process design, along with cost benefits [3] - The company has developed a diverse range of motor products that meet various customer needs in terms of specifications, sizes, and power [3]

公司代码：688160 公司简称：步科股份 上海步科自动化股份 投资者关系活动记录表 ...

深圳市深南大道 6008 号特区报业大厦 24/31/41/42 层 邮编：518034 24/31/41/42F, Tequbaoye Building, 6008 Shennan Avenue, Shenzhen, Guangdong Province 518034, China 电话/Tel: (+86)(755) 83515666 传真/Fax: (+86)(755) 83515333 网址/Website:http://www.grandall.com.cn 邮箱/Email: grandallsz@grandall.com.cn 国浩律师（深圳）事务所 关于 上海步科自动化股份有限公司 2023 年第二次临时股东大会 之法律意见书 GLG/SZ/A2422/FY/2023-691 致：上海步科自动化股份有限公司 国浩律师（深圳）事务所（以下简称"本所"）接受上海步科自动化股 份有限公司（以下简称"贵公司"或者"公司"）的委托，指派律师出席了 公司 2023 年第二次临时股东大会（以下简称"本次股东大会"）。现根据《中 华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和国证 券法》（以下 ...

证券代码：688160 证券简称：步科股份 公告编号：2023-037 上海步科自动化股份有限公司 2023 年第二次临时股东大会决议公告 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 本次会议是否有被否决议案：无 一、 会议召开和出席情况 （一） 股东大会召开的时间：2023 年 9 月 11 日 （二） 股东大会召开的地点：深圳市南山区高新园北区朗山一路 6 号意中利科 技园 1 号 3 楼会议室 （三） 出席会议的普通股股东、特别表决权股东、恢复表决权的优先股股东及 其持有表决权数量的情况： | 1、出席会议的股东和代理人人数 | 7 | | --- | --- | | 普通股股东人数 | 7 | | 2、出席会议的股东所持有的表决权数量 | 59,685,565 | | 普通股股东所持有表决权数量 | 59,685,565 | | 3、出席会议的股东所持有表决权数量占公司表决权数量的 | 71.0542 | | 比例（%） | | | 普通股股东所持有表决权数量占公司表决权数量的比例 | 71.05 ...

上海步科自动化股份有限公司 2023 年第二次临时股东大会会议资料 1 / 6 上海步科自动化股份有限公司 2023 年第二次临时股东大会会议资料 目 录 | 2023 | 年第二次临时股东大会会议须知 3 | | --- | --- | | 2023 | 年第二次临时股东大会会议议程 5 | | 议案一：关于续聘 | 年度审计机构的议案 2023 6 | 2 / 6 上海步科自动化股份有限公司 2023 年第二次临时股东大会 会议资料 2023 年 9 月 11 日 上海步科自动化股份有限公司 2023 年第二次临时股东大会会议资料 上海步科自动化股份有限公司 2023 年第二次临时股东大会会议须知 为了维护上海步科自动化股份有限公司（以下简称"公司"）全体股东的合法 权益，确保股东大会的正常秩序和议事效率，保证股东大会顺利进行，根据《中 华人民共和国公司法》《中华人民共和国证券法》、中国证券监督管理委员会发布 的《上市公司股东大会规则》以及《公司章程》、公司《股东大会议事规则》的 有关规定，特制定本次会议须知如下： 一、为保证股东大会的严肃性和正常秩序，除出席会议的股东或股东代理人、 公司董事、监事、高级 ...

关于上海步科自动化股份有限公司 股票交易异常波动问询函的回函 本人已于 2023 年 8 月 31 日收到贵公司发来的《上海步科自动化股份有限公 司股票交易异常波动的问询函》，经本人认真自查，现回复如下: 本人为上海步科自动化股份有限公司(以下简称"上市公司")的实际控制人， 截至目前不存在影响上市公司股票交易异常波动的重大事项，不存在其他应披露 而未披露的重大信息，包括但不限于重大资产重组、股份发行、收购、债务重组、 业务重组、资产剥离、资产注入、股份回购、破产重整、重大业务合作、引进战 略投资者等对上市公司股票交易价格产生较大影响的重大事项。 特此回函! 特此回函! 公司控股股东(盖章):上 关于上海步科自动化股份有限公司 股票交易异常波动问询函的回函 上海步科自动化股份有限公司: 上海步科自动化股份有限公司: 本单位已于 2023年 8 月 31 日收到贵公司发来的《上海步科自动化股份有限 公司股票交易异常波动的问询函》,经认真自查,现回复如下： 本单位为上海步科自动化股份有限公司(以下简称"上市公司")的控股股东, 截至目前不存在影响上市公司股票交易异常波动的重大事项,不存在其他应披露 而未披露的重大 ...

上海步科自动化股份有限公司 关于股票交易异常波动的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 证券代码：688160 证券简称：步科股份 公告编号：2023-036 经公司自查，公司目前生产经营活动一切正常，市场环境、行业政策没有 发生重大调整。公司于 2023 年 8 月 25 日披露了《2023 年半年度报告》，报告期 内, 公司实现营业收入 23,484.91 万元，较上年同期下降 8.38%；营业利润 3,320.20 万元，较上年同期下降 30.62%；利润总额 3,319.78 万元，较上年同期 下降 30.62%；归属于上市公司股东的净利润 3,134.27 万元，较上年同期下降 26.92%。公司 2023 年半年度财务数据未经审计，敬请投资者注意投资风险。 （二）重大事项情况 经公司自查，并向公司控股股东上海步进信息咨询有限公司及实际控制人 唐咚先生函证核实：截至本公告披露日，除了在指定媒体上已公开披露的信息 外，不存在影响公司股票交易价格异常波动的重大事宜；不存在其他涉及本公 司应披露而未披露 ...

Financial Performance - The company reported a half-year revenue of 688 million RMB, representing a year-on-year increase of 15%[1]. - The net profit for the first half of 2023 was 120 million RMB, up 10% compared to the same period last year[1]. - The company's operating revenue for the first half of 2023 was ¥234,849,072.43, a decrease of 8.38% compared to ¥256,328,979.31 in the same period last year[23]. - The net profit attributable to shareholders for the first half of 2023 was ¥42,888,892.73, down 26.92% from ¥31,342,683.58 in the previous year[23]. - Basic earnings per share for the first half of 2023 were ¥0.37, a decline of 27.45% from ¥0.51 in the previous year[21]. - The company's gross profit margin improved to 39.21% in the first half of 2023, up from 37.92% in 2022[81]. - The company reported a decline in government subsidies, with amounts of 4.68 million yuan in the first half of 2023, down from 9.38 million yuan in 2022[81]. - The company achieved operating revenue of 234.85 million yuan, a year-on-year decrease of 8.38%[87]. - The net profit attributable to the parent company was 31.34 million yuan, down 26.92% year-on-year[85]. Research and Development - The company has allocated 50 million RMB for R&D in AI technologies, aiming to enhance automation solutions[1]. - The R&D investment as a percentage of operating revenue increased to 12.02%, up by 3.70 percentage points from 8.32% in the same period last year[21]. - The company reported a total R&D expenditure of ¥28,240,417.34, representing a 32.38% increase compared to ¥21,332,993.19 in the same period last year[52]. - R&D expenditure accounted for 12.02% of total revenue, up from 8.32% year-on-year, indicating a 3.70% increase in the proportion[52]. - R&D personnel increased to 165, representing 26.19% of the total workforce, up from 19.24% in the previous year[60]. - The company has filed a total of 118 patents, including 15 invention patents, with 5 new applications during the reporting period[50]. - The company is focusing on high-end intelligent manufacturing, particularly in the lithium battery and photovoltaic sectors[48]. Market Expansion and Strategy - The company plans to expand its market presence in Southeast Asia, targeting a 20% market share by the end of 2024[1]. - The company plans to continue expanding its R&D team and marketing investments to maintain long-term growth despite a decline in downstream demand[22]. - The company is focusing on expanding into the new energy manufacturing sector, providing automation solutions for photovoltaic and lithium battery clients[71]. - The company is committed to expanding its market presence through innovative product designs and strategic partnerships in the robotics sector[56]. Product Development and Innovation - New product development includes the launch of an advanced HMI system, expected to increase sales by 30% in the next fiscal year[1]. - The company has developed a series of core technologies in industrial automation, robotics, and factory digitization, maintaining a competitive edge in the market[39]. - The company has launched an M-IoT machine IoT solution, enhancing product competitiveness through innovative human-machine interface products[40]. - The company has introduced a compact and precise low-voltage servo drive technology, improving motor control efficiency and system reliability[41]. - The company has developed a digital factory model that integrates digital technology with automation products, enabling multi-end collaboration in industry applications[42]. Financial Position and Assets - Total assets at the end of the reporting period were ¥910,909,126.08, an increase of 1.89% from ¥894,019,246.65 at the end of the previous year[23]. - The company's net assets attributable to shareholders at the end of the reporting period were ¥717,647,966.80, a slight decrease of 0.20% from ¥719,102,636.74 at the end of the previous year[23]. - The company's total liabilities increased to RMB 179,827,962.49 from RMB 166,072,940.15, indicating a rise of approximately 8.3%[183]. Operational Efficiency and Challenges - A strategic partnership with a leading tech firm is expected to boost operational efficiency by 15%[1]. - The company is exposed to risks from potential fluctuations in raw material prices, which could impact operational performance[80]. - The company faced risks related to reliance on imported raw materials, with 28.86% of total raw material purchases in the first half of 2023 coming from key components like IC chips and passive electronic components[78]. - The company is at risk of losing key technical personnel, which could hinder its competitive advantage in the technology-intensive industrial automation sector[78]. Environmental and Compliance - Environmental protection investments during the reporting period amounted to 8.34 million yuan, demonstrating the company's commitment to sustainability[108]. - The company has not faced any administrative penalties related to environmental protection, indicating compliance with relevant laws and regulations[109]. - The company has established an environmental protection mechanism, ensuring minimal impact from its operations on the environment[108]. Shareholder Commitments and Governance - The company plans to grant 2,290,000 stock options, representing 2.73% of the total share capital, to key technical and management personnel as part of its incentive plan[105]. - The company commits to compensating investors for losses incurred due to false statements or omissions in the IPO prospectus, as per regulatory requirements[136]. - The company will disclose specific reasons for any inability to fulfill commitments due to uncontrollable factors[141]. - The company will ensure compliance with relevant laws and regulations regarding share transfers and repurchases[122].