证券简称：东威科技 证券代码：688700 上海荣正企业咨询服务（集团）股份有限公司 关于 独立财务顾问报告 2025 年 4 月 | 一、释义 3 | | --- | | 二、声明 5 | | 三、基本假设 6 | | 四、独立财务顾问意见 7 | | 五、备查文件及咨询方式 12 | 昆山东威科技股份有限公司 2025 年限制性股票激励计划 首次授予相关事项 之 上海荣正企业咨询服务（集团）股份有限公司 独立财务顾问报告 一、释义 本独立财务顾问报告中，除非文义载明，下列简称具有如下含义： | 东威科技、本公司、 | 指 | 昆山东威科技股份有限公司 | | --- | --- | --- | | 公司、上市公司 | | | | 本激励计划、本计划 | 指 | 昆山东威科技股份有限公司 2025 年限制性股票激励计 划 | | 独立财务顾问 | 指 | 上海荣正企业咨询服务（集团）股份有限公司 | | | | 《上海荣正企业咨询服务（集团）股份有限公司关于 | | 独立财务顾问报告 | 指 | 昆山东威科技股份有限公司 2025 年限制性股票激励计 | | | | 划首次授予相关事项之独立财务顾问报告》 ...

昆山东威科技股份有限公司 2024 年度 内部控制审计报告 索引 内部控制审计报告 页码 1-2 您可使用手机"扫一扫"或进入"注册会 XYZH/2025SZAA8B0209 昆山东威科技股份有限公司 昆山东威科技股份有限公司全体股东: 按照《企业内部控制审计指引》及中国注册会计师执业准则的相关要求,我们审计了 昆山东威科技股份有限公司(以下简称"东威科技公司")2024年12月31日财务报告内 部控制的有效性。 一、企业对内部控制的责任 按照《企业内部控制基本规范》 、《企业内部控制应用指引》 、《企业内部控制评价 指引》的规定,建立健全和有效实施内部控制,并评价其有效性是东威科技公司董事会的 责任。 二、注册会计师的责任 北京市东城区朝阳门北大街 十师重名所 内部控制审计报告 我们的责任是在实施审计工作的基础上,对财务报告内部控制的有效性发表审计意 见,并对注意到的非财务报告内部控制的重大缺陷进行披露。 三、内部控制的固有局限性 内部控制具有固有局限性,存在不能防止和发现错报的可能性。此外,由于情况的变 化可能导致内部控制变得不恰当,或对控制政策和程序遵循的程度降低,根据内部控制审 计结果推测未来内部控制 ...

昆山东威科技股份有限公司 2024 年度 | 索引 | | 页码 | | --- | --- | --- | | 审计报告 | | 1-5 | | 公司财务报表 | | | | — | 合并资产负债表 | 1-2 | | — | 母公司资产负债表 | 3-4 | | — | 合并利润表 | 5 | | — | 母公司利润表 | 6 | | — | 合并现金流量表 | 7 | | — | 母公司现金流量表 | 8 | | — | 合并股东权益变动表 | 9-10 | | — | 母公司股东权益变动表 | 11-12 | | — | 财务报表附注 | 13-89 | | 信永中和合计师审名 所 汇京可东城区朝阳 北下街 联系电话 +86 (010) 6554 2288 | | | --- | --- | | 8 号富华大厦 A 座 9 层 | telephone: +86 (010) 6554 2288 | | 9/F, Block A, Fu Hua Mansion, No.8, Chaoyangmen Beidajie, ShineWing | | | Dongcheng District, Beijing, ...

上述独立董事候选人具有丰富的专业知识，熟悉相关法律、行政法规、规章 及其他规范性文件，其教育背景、工作经历及专业经验均能够胜任独立董事的职 责要求。 因此，我们同意提名赵建兵先生、王龙基先生、马捷先生、苏新建为公司第 三届董事会独立董事候选人，并同意将该事项提交公司第二届董事会第二十一次 会议审议。 昆山东威科技股份有限公司 董事会提名委员会 2025 年 4 月 24 日 关于第三届董事会独立董事候选人任职资格的审查意见 根据《中华人民共和国公司法》（以下简称"《公司法》"）《上市公司独 立董事管理办法》等法律法规及《昆山东威科技股份有限公司章程》等有关规定， 昆山东威科技股份有限公司（以下简称"公司"）第二届董事会提名委员会对公 司第三届董事会独立董事候选人的任职资格进行了审查，发表审查意见如下： 经审阅公司第三届董事会独立董事候选人赵建兵先生、王龙基先生、马捷先 生、苏新建先生的个人履历资料等相关资料，上述独立董事候选人未直接或间接 持有公司股份，与公司控股股东、实际控制人、持有公司 5%以上股份的股东及 其他董事、监事、高级管理人员之间不存在关联关系，不存在《公司法》中不得 担任公司董事的情形，不存在 ...

Financial Performance - The company's operating revenue for 2024 was CNY 749,997,504.95, a decrease of 17.51% compared to CNY 909,229,904.80 in 2023[21]. - The net profit attributable to shareholders for 2024 was CNY 69,272,891.54, down 54.25% from CNY 151,427,452.93 in 2023[21]. - Basic and diluted earnings per share for 2024 were CNY 0.23, a decline of 55.77% from CNY 0.52 in 2023[23]. - The weighted average return on equity decreased by 7.40 percentage points to 4.02% in 2024 from 11.42% in 2023[23]. - The gross profit margin decreased by 5.63 percentage points to 32.96% year-on-year[123]. - The total operating revenue for the company was approximately ¥742.59 million, a decrease of 17.95% compared to the previous year[122]. - The company reported a net profit of CNY 69,272,891.54 for the year, with a cash dividend amounting to CNY 29,800,056.00, representing 43.02% of the net profit attributable to ordinary shareholders[191]. Research and Development - Research and development expenses accounted for 11.02% of operating revenue in 2024, an increase of 2.21 percentage points from 8.81% in 2023[23]. - The company invested CNY 82.64 million in R&D, accounting for 11.02% of the annual operating revenue[36]. - The company's R&D expenses have consistently exceeded 7.5% of revenue, reflecting a strong commitment to innovation and technology advancement[88]. - Research and development investment totaled ¥82,641,175.18, representing a 3.14% increase from the previous year, and accounted for 11.02% of operating revenue, up from 8.81%[94]. - The company has a total of 369 patents, including 57 invention patents and 311 utility model patents, with 72 new patents obtained during the reporting period[92]. - The company is focusing on technological advancements and strategic acquisitions to enhance its competitive edge[168]. Market Position and Strategy - The company’s vertical continuous electroplating equipment holds over 50% market share in China[39]. - The company has established a leading position in the lithium battery electroplating equipment sector, being the only global enterprise to achieve large-scale production of lithium battery plating film equipment[42]. - The company is actively exploring the photovoltaic industry and is working on copper-to-silver technology[42]. - The company is focusing on expanding its business in the new energy sector, particularly in lithium battery and photovoltaic industries[160]. - The company is expanding its market presence in Southeast Asia, targeting a 30% increase in market share within the next two years[171]. - The company is actively promoting its VCP equipment in the PCB electroplating field, achieving domestic leading levels in several key indicators[157]. Corporate Governance and Compliance - The company has received a standard unqualified audit report from the accounting firm Xin Yong Zhong He[4]. - The company has not reported any non-operating fund occupation by controlling shareholders or related parties[7]. - The company has not experienced any violations of decision-making procedures regarding external guarantees[7]. - The company has not disclosed any special arrangements for corporate governance[7]. - The company has established specialized committees, including the Audit Committee, Nomination Committee, Compensation and Assessment Committee, and Strategic Committee[177]. - The company has no record of penalties from securities regulatory agencies in the past three years[175]. Risks and Challenges - The company experienced a significant decline in net profit due to decreased revenue and increased costs, including higher salaries[24]. - The company faces risks related to a significant decline in performance due to changes in product structure and lower-than-expected demand in the new energy sector[108]. - The company is exposed to market competition risks, particularly from foreign and regional competitors in the electroplating equipment sector[111]. - The company faces risks related to talent retention in a competitive industry, which could impact new product development and service quality[110]. Production and Operations - The company has implemented modular production techniques to significantly improve production efficiency and reduce delivery times[53]. - The company employs a procurement model that combines order-based purchasing with reasonable inventory management, ensuring timely supply of raw materials[50]. - The company has a comprehensive quality control program that includes product design, material procurement, and manufacturing processes to ensure product reliability[56]. - The company has established a reliable service team that ensures timely response to customer needs, enhancing customer stability and brand image[107]. Shareholder and Dividend Information - The company plans to distribute a cash dividend of 1.00 RMB per 10 shares, totaling 29,800,056.00 RMB, which represents 43.02% of the net profit attributable to shareholders for the fiscal year 2024[5]. - Total cash dividend, including share repurchase, reached CNY 44,858,291.19, accounting for 64.76% of the net profit attributable to ordinary shareholders[191]. - The company has a cash dividend policy that aligns with the Shanghai Stock Exchange regulations, ensuring protection for all shareholders, especially minority shareholders[187]. Employee and Management Information - The company employed a total of 1,394 staff, with 907 in production, 124 in sales, 186 in technical roles, 25 in finance, and 152 in administration[184]. - The average salary of R&D personnel increased from 23.59 thousand to 26.94 thousand RMB, indicating a rise in compensation despite the reduction in headcount[104]. - The total remuneration for all directors, supervisors, and senior management at the end of the reporting period amounted to RMB 14.195 million[174]. - The total remuneration for core technical personnel at the end of the reporting period was RMB 4.054 million[174].

Financial Performance - The company's operating revenue for Q1 2025 was ¥211,449,002.62, representing a 7.08% increase compared to ¥197,462,421.55 in the same period last year[3]. - Net profit attributable to shareholders decreased by 45.11% to ¥17,005,837.93 from ¥30,981,133.28 year-on-year[3]. - The net profit after deducting non-recurring gains and losses fell by 43.21% to ¥16,352,129.54 compared to ¥28,795,871.76 in the previous year[3]. - Basic and diluted earnings per share decreased by 53.85% to ¥0.06 from ¥0.13 in the same period last year[4]. - The company reported a net profit margin improvement, with net income figures to be disclosed in future reports[15]. - The net profit for Q1 2025 was CNY 17,005,837.93, a decrease of 45.0% compared to CNY 30,981,133.28 in Q1 2024[17]. - Operating profit for Q1 2025 was CNY 21,108,989.46, down 37.8% from CNY 33,898,694.56 in the same period last year[17]. - The company reported a total comprehensive income of CNY 17,475,498.80 for Q1 2025, down 43.1% from CNY 30,763,687.31 in Q1 2024[18]. - Basic and diluted earnings per share for Q1 2025 were both CNY 0.06, compared to CNY 0.13 in Q1 2024[18]. - Operating profit for Q1 2025 was CNY -70,098.77, a significant decline from CNY 75,531,537.90 in Q1 2024[27]. - Net profit for Q1 2025 was CNY -395,152.43, compared to a net profit of CNY 73,694,805.03 in Q1 2024, indicating a substantial loss[27]. Assets and Liabilities - Total assets increased by 5.29% to ¥2,861,746,746.77 from ¥2,717,987,693.16 at the end of the previous year[4]. - Current assets totaled RMB 1,847,056,284.74 as of March 31, 2025, compared to RMB 1,719,065,992.09 at the end of 2024, reflecting a growth of 7.4%[12]. - Total assets amounted to RMB 2,861,746,746.77 as of March 31, 2025, an increase of 5.3% from RMB 2,717,987,693.16 at the end of 2024[13]. - Total liabilities reached RMB 1,111,048,062.33 as of March 31, 2025, up 12.9% from RMB 984,362,131.25 at the end of 2024[14]. - Shareholders' equity was RMB 1,750,698,684.44 as of March 31, 2025, an increase of 1.9% from RMB 1,733,625,561.91 at the end of 2024[14]. - Total liabilities increased to CNY 879,650,965.74 as of March 31, 2025, compared to CNY 777,805,408.48 at the end of 2024[25]. Cash Flow - The company reported a net cash flow from operating activities of ¥707,371.90, a significant recovery from a negative cash flow of ¥33,207,673.53 in the previous year[3]. - Cash flow from operating activities for Q1 2025 was CNY 707,371.90, a significant improvement from a negative cash flow of CNY -33,207,673.53 in Q1 2024[21]. - The net cash flow from operating activities was -CNY 18,597,409.06, an improvement from -CNY 27,739,331.33 in the same period last year[28]. - Cash inflow from investment activities totaled CNY 222,325,809.10, up from CNY 190,324,363.99 in Q1 2024, representing a growth of 16.8%[28]. - The net cash flow from investment activities was -CNY 36,516,832.89, a decline from CNY 72,648,083.81 in Q1 2024[28]. - The cash outflow from financing activities was CNY 303,332.00, compared to CNY 15,806,017.96 in Q1 2024, indicating a significant reduction[29]. - The net increase in cash and cash equivalents was -CNY 54,758,218.58, contrasting with an increase of CNY 29,169,651.66 in Q1 2024[29]. - The ending balance of cash and cash equivalents was CNY 129,573,841.55, down from CNY 153,154,835.86 at the end of Q1 2024[29]. Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 8,403[8]. - The largest shareholder, Liu Jianbo, holds 30.69% of the shares, totaling 91,582,400 shares[8]. - No significant changes in major shareholders or their participation in financing activities were reported[9]. Research and Development - Research and development expenses totaled ¥18,320,815.35, accounting for 8.66% of operating revenue, down from 9.64% in the previous year[4]. - Research and development expenses for Q1 2025 were CNY 11,047,346.76, down from CNY 13,485,867.95 in Q1 2024, a decrease of 18.1%[26]. Market Strategy - The company is focusing on expanding its market presence and enhancing product development strategies in the upcoming quarters[10].

昆山东威科技股份有限公司股东会议事规则 昆山东威科技股份有限公司 股东会议事规则 第一章 总 则 第一条 为维护昆山东威科技股份有限公司（以下简称"公司"）及公司股 东的合法权益，保证股东会依法行使职权，根据《中华人民共和国公司法》（以 下简称"《公司法》"）和《昆山东威科技股份有限公司章程》（以下简称"公 司章程"）以及国家相关法律、行政法规的规定，制定本规则。 第二条 本规则适用于公司年度股东会和临时股东会（以下统称"股东 会"）。 第三条 公司应当严格按照法律、行政法规、公司章程及本规则的相关规 定召开股东会，保证股东能够依法行使权利。 公司董事会应当切实履行职责，认真、按时组织股东会。公司全体董事应 当勤勉尽责，确保股东会正常召开和依法行使职权。 第四条 股东会应当在《公司法》和公司章程规定的范围内行使职权。 第二章 股东会的召集 第五条 公司年度股东会每年召开一次，并应于上一会计年度结束后的 6 个月之内举行。临时股东会不定期召开，有下列情形之一的，公司在事实发生 之日起 2 个月以内召开临时股东会： （一）董事人数不足《公司法》规定人数或者本章程所定人数的 2/3 时； 公司董事会应当在本条前款规 ...

证券代码：688700 证券简称：东威科技 公告编号：2025-024 昆山东威科技股份有限公司（以下简称"公司"）于 2025 年 4 月 24 日召开 第二届董事会第二十一次会议审议通过了《关于制定市值管理制度的议案》。现 将相关情况公告如下： 为加强公司市值管理工作，进一步规范公司的市值管理行为，维护公司、投 资者及其他利益相关者的合法权益，积极响应《上市公司监管指引第 10 号--市 值管理》中关于鼓励上市公司建立市值管理制度的号召，根据《中华人民共和国 公司法》《中华人民共和国证券法》《上海证券交易所科创板股票上市规则》等 相关法律、法规和规范性文件的规定及《公司章程》，公司制定《市值管理制度》。 特此公告。 昆山东威科技股份有限公司董事会 2025 年 4 月 26 日 昆山东威科技股份有限公司 关于制定《市值管理制度》的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 ...

昆山东威科技股份有限公司 章 程 二○二五年四月 1 | | | | | | 第一章 总 则 第一条 为维护公司、股东、职工和债权人的合法权益，规范公司的组织和 行为，根据《中华人民共和国公司法》（以下简称《公司法》）、《中华人民共 和国证券法》（以下简称《证券法》）和其他有关规定，制订本章程。 第二条 公司系依照《公司法》和中华人民共和国其他有关法律、行政法规 成立的股份有限公司（以下简称"公司"）。 公司系由昆山东威电镀设备技术有限公司于 2019 年 5 月 28 日以整体变更方 式设立，并于 2019 年 5 月 28 日在苏州市行政审批局登记并取得营业执照，统一 社会信用代码为 913205837820996571。 第三条 公司于 2021 年 5 月 6 日经中国证券监督管理委员会（以下简称"中 国证监会"）注册，首次向社会公众发行人民币普通股 3680 万股，于 2021 年 6 月 15 日在上海证券交易所科创板上市。 公司于 2023 年 3 月 20 日经中国证券监督管理委员会核准，发行 5,888,000 份全球存托凭证（以下简称"GDR"），按照公司确定的转换比例计算代表 11,77 ...

昆山东威科技股份有限公司 2024 年度独立董事述职报告 2024 年度，本人作为昆山东威科技股份有限公司的独立董事，严格按照《中 华人民共和国公司法》《中华人民共和国证券法》《上市公司治理准则》《上海 证券交易所科创板股票上市规则》《上市公司独立董事规则》等相关法律、法规 和《公司章程》《公司独立董事工作制度》的要求，诚实、勤勉、独立地履行职 责，准时出席相关会议，认真审议董事会各项议案，了解公司的生产经营及发展 情况，较好的发挥了独立董事的独立性和专业作用，有效维护了公司和股东的利 益。现将本人 2024 年度履行独立董事职责情况汇报如下： 一、独立董事的基本情况 （一）个人工作履历、专业背景以及兼职情况 陆华明先生，1962 年 4 月出生，中国国籍，无境外永久居留权，大专学历， 注册会计师。1984 年至 1987 年，任昆山石浦工业公司科员；1987 年至 1993 年， 任上海针织十一厂昆山联营厂财务科长；1993 年至 1997 年，任昆山昆港针织漂 染有限公司财务总监；1997 年至 2002 年，任苏州信联会计师事务所有限公司部 门主任；2003 年至今，任苏州华明联合会计师事务所（普通合伙 ...