证券代码：002530 公告编号：2023-045 金财互联控股股份有限公司 关于持股5%以上股东股份解除质押的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 一、股东股份解除质押基本情况 金财互联控股股份有限公司（以下简称"公司"）近日接到持股 5%以上股东（第 一大股东）江苏东润金财投资管理有限公司（以下简称"东润金财"）的通知，获悉 其所持有的本公司股份解除质押，具体事项如下： 1、本次解除质押基本情况 | | 是否为控股 | 本次解除 | 占其所 | 占公司 | | | | | --- | --- | --- | --- | --- | --- | --- | --- | | 股东 | 股东或第一 | 质押股份 | 持股份 | 总股本 | 起始日 | 解除日期 | 质权人 | | 名称 | 大股东及其 | 数量（万 | 比例 | 比例 | | | | | | 一致行动人 | 股） | （%） | （%） | | | | | 东润 | 是 | 2719.2742 | 30.09 | 3.49 | 2022 年 | 2023 年 | 福寿园（上海）投 ...

证券代码：002530 公告编号：2023-044 金财互联控股股份有限公司 关于持股5%以上股东非交易过户暨 股份变动超过1%的提示性公告 证券代码：002530 公告编号：2023-044 因东润金财未能按照与福寿园投资签署的相关协议偿还相关债务本金及利息共 计1.1481亿元人民币，福寿园投资向江苏省盐城市中级人民法院提起诉讼并申请了强 制执行。 近期，公司通过中国证券登记结算有限责任公司深圳分公司系统查询获悉，公 司持股5%以上股东东润金财上述涉及的14,407,258股公司股票，已被司法强制执行并 已完成过户登记手续。本次司法划转后，东润金财持有公司股份90,374,460股，占公 司总股本的11.6%，其中质押股份数为27,192,742股。 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 金财互联控股股份有限公司（以下简称"公司"）通过中国证券登记结算有限 责任公司深圳分公司系统查询获悉，公司持股5%以上股东（第一大股东）江苏东润 金财投资管理有限公司（以下简称"东润金财"），因债权转让合同纠纷导致其2022 年3月9日质押的公司股份于近期被司法 ...

名称：金财互联控股股份有限公司 统一社会信用代码：91320900608684500T 类型：股份有限公司（外商投资、上市） 法定代表人：朱文明 证券代码：002530 公告编号：2023-043 金财互联控股股份有限公司 关于完成工商变更登记并换发营业执照的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假记 载、误导性陈述或重大遗漏。 金财互联控股股份有限公司（以下简称"公司"）于 2023 年 10 月 27 日召开第 六届董事会第五次会议、2023 年 11 月 15 日召开 2023 年第三次临时股东大会，审议 通过了《关于变更经营范围及修订<公司章程>的议案》，同意对公司经营范围和《公 司章程》进行修改，内容详见公司在指定媒体披露的公告（公告编号：2023-037、 2023-040、2023-042）。 近日，公司已完成经营范围变更登记并取得江苏省盐城市市场监督管理局核发 的《营业执照》，变更后的工商登记信息如下： 注册资本：77919.8175 万人民币 成立日期：1988 年 07 月 30 日 住所：盐城市大丰区经济开发区南翔西路 333 号 经营范围：一般项目：以自 ...

中国江苏省南京市汉中门大街 309 号 B 座 5、7、8 层（210036） 5,7,8/F, Block B, 309 Hanzhongmen Dajie, Nanjing, China, 210036 电话/Tel: +86-25-89660977 传真/Fax: + 86-25-89660966 网址/Website:http://www.grandall.com.cn 2023 年 11 月 国浩律师（南京）事务所 关 于 金财互联控股股份有限公司 2023 年第三次临时股东大会 之 法律意见书 国浩律师（南京）事务所 关于金财互联控股股份有限公司 2023 年第三次临时股东大会之法律意见书 致：金财互联控股股份有限公司 根据《中华人民共和国证券法》《中华人民共和国公司法》以及中国证券监 督管理委员会《上市公司股东大会规则》的规定，本所接受金财互联控股股份有 限公司（以下简称"公司"）的聘请，指派律师景忠、谭美玲出席公司 2023 年 第三次临时股东大会（以下简称"本次股东大会"），并就公司本次股东大会出 具法律意见书。 为出具本法律意见书，本所律师出席了本次股东大会，并对本次股东大会召 集和召开的 ...

证券代码：002530 公告编号：2023-042 2、本次股东大会不涉及变更以往股东大会已通过的决议。 一、会议召开和出席情况 1、公司 2023 年第三次临时股东大会以现场表决与网络投票相结合的方式召开。 现场会议：2023 年 11 月 15 日（星期三）14:50 在金财互联控股股份有限公司 （江苏省盐城市大丰区经济开发区南翔西路 333 号）召开。 网络投票：通过深圳证券交易所交易系统进行网络投票时间：2023 年 11 月 15 日 9:15～9:25、9:30～11:30 和 13:00～15:00；通过深圳证券交易所互联网投票系 统投票时间：2023 年 11 月 15 日 9:15～15:00。 会议由公司董事会召集，董事长朱文明先生主持。本次会议的召集、召开符合 《中华人民共和国公司法》、《上市公司股东大会规则》、《深圳证券交易所股票 上市规则》等有关法律、行政法规、部门规章、规范性文件和《金财互联控股股份 有限公司章程》的有关规定。 金财互联控股股份有限公司 2023年第三次临时股东大会决议公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗 ...

[Important Content Notice](index=1&type=section&id=Important%20Content%20Notice) The board, supervisory board, and senior management guarantee the accuracy and completeness of the quarterly report, which remains unaudited - The Board of Directors, Supervisory Board, and senior management guarantee the truthfulness, accuracy, and completeness of the quarterly report content and assume legal responsibility[3](index=3&type=chunk) - The company's principal, the person in charge of accounting work, and the head of the accounting department declare that the financial information is true, accurate, and complete[3](index=3&type=chunk) - This report has not been audited[4](index=4&type=chunk) [I. Key Financial Data](index=1&type=section&id=I.%20Key%20Financial%20Data) The company's financial performance for the third quarter and year-to-date shows a decrease in revenue but a significant reduction in net loss and improved operating cash flow [1. Key Accounting Data and Financial Indicators](index=1&type=section&id=1.%20Key%20Accounting%20Data%20and%20Financial%20Indicators) The company's key financial data for Q3 2023 and year-to-date shows a slight decrease in operating revenue but a significant narrowing of net loss attributable to shareholders and improved net cash flow from operating activities Key Accounting Data and Financial Indicators | Indicator | Current Period (CNY) | YoY Change in Current Period | Year-to-Date (CNY) | YoY Change in Year-to-Date | | :--- | :--- | :--- | :--- | :--- | | Operating Revenue | 290,733,922.24 | -5.65% | 861,566,152.28 | -4.40% | | Net Profit Attributable to Shareholders of Listed Company | -17,935,390.63 | -2.93% | -46,693,225.04 | 53.39% | | Net Profit Attributable to Shareholders of Listed Company (Excluding Non-Recurring Gains/Losses) | -19,241,080.26 | 4.68% | -55,253,810.41 | 50.92% | | Net Cash Flow from Operating Activities | — | — | -24,751,639.83 | 30.97% | | Basic Earnings Per Share (CNY/share) | -0.023 | -4.55% | -0.060 | 53.49% | | Diluted Earnings Per Share (CNY/share) | -0.023 | -4.55% | -0.060 | 53.49% | | Weighted Average Return on Net Assets | -1.35% | Decreased by 0.28 percentage points | -3.47% | Increased by 2.54 percentage points | | **Balance Sheet Indicators** | **End of Current Period (CNY)** | **End of Prior Year (CNY)** | **Change from End of Prior Year** | | | Total Assets | 2,625,876,225.16 | 2,685,321,487.19 | -2.21% | | | Owners' Equity Attributable to Shareholders of Listed Company | 1,322,597,178.94 | 1,369,290,403.98 | -3.41% | | - Year-to-date, the net loss attributable to shareholders significantly narrowed by **53.39%** year-on-year, indicating improved profitability[4](index=4&type=chunk) - Year-to-date, net cash flow from operating activities improved by **30.97%** year-on-year, indicating optimized cash flow management[4](index=4&type=chunk) [2. Non-Recurring Gains and Losses Items and Amounts](index=1&type=section&id=2.%20Non-Recurring%20Gains%20and%20Losses%20Items%20and%20Amounts) During the reporting period, the company's non-recurring gains and losses primarily stemmed from government subsidies and financial asset investment income, positively impacting net profit with a year-to-date total contribution of **8.56 million CNY** Non-Recurring Gains and Losses Items and Amounts | Item | Amount for Current Period (CNY) | Amount from Year-Beginning to End of Reporting Period (CNY) | Description | | :--- | :--- | :--- | :--- | | Gains/Losses from Disposal of Non-Current Assets | -4,205.26 | -64,669.44 | | | Tax refunds or reductions due to unauthorized approval or lack of formal approval documents | 370,001.09 | 1,013,594.50 | Chongqing Fengdong Heat Treatment Engineering Co Ltd received VAT refunds for welfare enterprises | | Government subsidies recognized in current profit or loss | 2,213,236.61 | 9,815,663.22 | Special funds for digitalization, high-tech enterprise subsidies; special funds for technology development, awards, and subsidies for heat treatment | | Fair value changes from holding transactional financial assets/liabilities, and investment income from disposal of transactional financial assets/liabilities and available-for-sale financial assets | 576,250.48 | 2,056,041.99 | Interest income from purchasing principal-protected, low-risk bank wealth management products | | Other non-operating income and expenses apart from the above | -312,632.62 | -565,462.70 | | | Less: Income tax impact | 1,100,778.38 | 2,700,678.46 | | | Minority interest impact (after tax) | 436,182.29 | 993,903.74 | | | Total | 1,305,689.63 | 8,560,585.37 | | - Year-to-date, government subsidies recognized in current profit or loss amounted to **9.82 million CNY**, primarily for digitalization segment's localization adaptation, R&D projects, and heat treatment segment's technology development and innovation awards[7](index=7&type=chunk) - Year-to-date, investment income from purchasing principal-protected, low-risk bank wealth management products totaled **2.06 million CNY**[7](index=7&type=chunk) [3. Changes and Reasons for Key Accounting Data and Financial Indicators](index=3&type=section&id=3.%20Changes%20and%20Reasons%20for%20Key%20Accounting%20Data%20and%20Financial%20Indicators) Multiple items in the company's balance sheet, income statement, and cash flow statement experienced significant changes this period, mainly due to maturing wealth management products, increased prepayments, higher investment income from joint ventures, and the company's cost-saving strategies - On the balance sheet, transactional financial assets decreased by **74.58%** to **48.12 million CNY**, primarily due to matured wealth management products being converted to bank deposits; prepayments increased by **62.70%** to **49.65 million CNY**, mainly due to increased prepayments for equipment in the heat treatment segment and service fees in the digitalization segment; long-term borrowings increased by **174.45%** to **52.40 million CNY**, primarily due to increased borrowings in the heat treatment segment[9](index=9&type=chunk) - On the income statement, investment income significantly increased by **153.14%** year-on-year to **10.52 million CNY**, mainly due to increased investment income from joint ventures accounted for under the equity method; credit impairment losses decreased by **38.77%** year-on-year, while asset impairment losses increased by **35.23%** year-on-year[10](index=10&type=chunk) - On the cash flow statement, net cash flow from operating activities improved by **30.97%** year-on-year to **-24.75 million CNY**, primarily due to the company's cost-saving measures reducing operating cash outflows; net cash flow from investing activities significantly increased by **309.56%** year-on-year to **131.81 million CNY**, primarily due to the recovery of investments and bank wealth management funds; net cash flow from financing activities improved by **75.17%** year-on-year to **-22.43 million CNY**, mainly due to a decrease in loan repayments[11](index=11&type=chunk) [II. Shareholder Information](index=4&type=section&id=II.%20Shareholder%20Information) This section details the total number of common shareholders and the holdings of the top ten shareholders, including information on pledged shares [1. Total Number of Common Shareholders, Preferred Shareholders with Restored Voting Rights, and Top Ten Shareholders' Holdings](index=4&type=section&id=1.%20Total%20Number%20of%20Common%20Shareholders%2C%20Preferred%20Shareholders%20with%20Restored%20Voting%20Rights%2C%20and%20Top%20Ten%20Shareholders'%20Holdings) As of the end of the reporting period, the company had **50,697** common shareholders; among the top ten, Jiangsu Dongrun Jincai Investment Management Co Ltd is the largest shareholder with **13.45%** of shares, some of which are pledged, and Xu Zhengjun, the second largest, holds **8.89%**, with most of his restricted shares and some unrestricted shares also pledged - The total number of common shareholders at the end of the reporting period was **50,697**[13](index=13&type=chunk) Top Ten Shareholders' Holdings | Shareholder Name | Shareholder Nature | Shareholding Percentage | Number of Shares Held (shares) | Number of Restricted Shares Held (shares) | Pledge, Mark or Freeze Status (Share Status/Number) | | :--- | :--- | :--- | :--- | :--- | :--- | | Jiangsu Dongrun Jincai Investment Management Co Ltd | Domestic Non-State-Owned Legal Person | 13.45% | 104,781,718 | 0 | Pledged/41,600,000 | | Xu Zhengjun | Domestic Natural Person | 8.89% | 69,274,807 | 60,882,005 | Pledged/32,500,000 | | Oriental Engineering Co Ltd | Overseas Legal Person | 7.67% | 59,776,136 | 0 | None | | Zhu Wenming | Domestic Natural Person | 6.49% | 50,562,282 | 37,921,711 | None | | Zhu Jianli | Domestic Natural Person | 2.75% | 21,439,279 | 0 | None | - Zhu Wenming and Jiangsu Dongrun Jincai Investment Management Co Ltd are parties acting in concert[13](index=13&type=chunk) [2. Total Number of Preferred Shareholders and Top 10 Preferred Shareholders' Holdings](index=4&type=section&id=2.%20Total%20Number%20of%20Preferred%20Shareholders%20and%20Top%2010%20Preferred%20Shareholders'%20Holdings) The company has no preferred shareholders - The company has no preferred shareholders[14](index=14&type=chunk) [III. Other Important Matters](index=5&type=section&id=III.%20Other%20Important%20Matters) No other significant matters require disclosure in this reporting period - No other important matters need to be disclosed in this reporting period[15](index=15&type=chunk) [IV. Quarterly Financial Statements](index=5&type=section&id=IV.%20Quarterly%20Financial%20Statements) The quarterly financial statements provide a detailed overview of the company's assets, liabilities, equity, income, and cash flows for the reporting period [1. Consolidated Balance Sheet](index=5&type=section&id=1.%20Consolidated%20Balance%20Sheet) As of September 30, 2023, the company's consolidated balance sheet shows a slight decrease in total assets and owners' equity attributable to shareholders compared to the beginning of the year, with a significant reduction in transactional financial assets and notable increases in long-term borrowings and payables Consolidated Balance Sheet | Item | September 30, 2023 (CNY) | January 1, 2023 (CNY) | | :--- | :--- | :--- | | **Assets** | | | | Cash and Cash Equivalents | 440,670,836.40 | 365,485,344.57 | | Transactional Financial Assets | 48,116,360.34 | 189,258,433.23 | | Prepayments | 49,651,911.03 | 30,517,647.32 | | Other Receivables | 77,979,734.08 | 112,869,055.41 | | Inventories | 428,636,053.22 | 396,631,699.12 | | Development Expenditures | 3,502,384.63 | 2,002,895.06 | | Total Assets | 2,625,876,225.16 | 2,685,321,487.19 | | **Liabilities** | | | | Short-term Borrowings | 211,347,797.22 | 236,443,751.39 | | Contract Liabilities | 384,079,461.22 | 378,349,328.87 | | Taxes Payable | 11,648,996.19 | 24,434,858.97 | | Long-term Borrowings | 52,400,548.69 | 19,092,810.44 | | Long-term Payables | 6,629,151.17 | 3,268,493.83 | | Total Liabilities | 1,103,551,629.05 | 1,124,397,704.08 | | **Owners' Equity** | | | | Total Owners' Equity Attributable to Parent Company | 1,322,597,178.94 | 1,369,290,403.98 | | Total Owners' Equity | 1,522,324,596.11 | 1,560,923,783.11 | - Transactional financial assets significantly decreased from **189.26 million CNY** at the beginning of the year to **48.12 million CNY**, a **74.58%** decrease, mainly due to matured wealth management products being converted to bank deposits[9](index=9&type=chunk)[16](index=16&type=chunk) - Long-term borrowings increased from **19.09 million CNY** at the beginning of the year to **52.40 million CNY**, a **174.45%** increase, primarily due to increased borrowings in the heat treatment segment[9](index=9&type=chunk)[17](index=17&type=chunk) [2. Consolidated Income Statement from Year-Beginning to End of Reporting Period](index=7&type=section&id=2.%20Consolidated%20Income%20Statement%20from%20Year-Beginning%20to%20End%20of%20Reporting%20Period) As of September 30, 2023, the company's consolidated income statement from year-beginning to end of reporting period shows a slight year-on-year decrease in total operating revenue, but a significant narrowing of net loss through cost control and improved investment income Consolidated Income Statement from Year-Beginning to End of Reporting Period | Item | Amount for Current Period (CNY) | Amount for Prior Period (CNY) | | :--- | :--- | :--- | | Total Operating Revenue | 861,566,152.28 | 901,230,964.41 | | Total Operating Costs | 900,869,203.63 | 966,369,883.76 | | Investment Income | 10,521,430.10 | -19,799,608.09 | | Credit Impairment Losses | -7,499,259.98 | -12,247,885.81 | | Operating Profit | -25,660,697.92 | -82,510,292.86 | | Total Profit | -25,970,700.78 | -82,905,512.35 | | Net Profit | -36,082,041.69 | -94,274,600.79 | | Net Profit Attributable to Shareholders of Parent Company | -46,693,225.04 | -100,185,201.07 | | Basic Earnings Per Share | -0.060 | -0.129 | - Year-to-date, the net loss attributable to shareholders of the parent company narrowed from **-100.19 million CNY** in the prior year to **-46.69 million CNY**, a year-on-year improvement of **53.39%**[4](index=4&type=chunk)[19](index=19&type=chunk) - Investment income shifted from **-19.80 million CNY** in the prior year to **10.52 million CNY** in the current period, primarily due to increased investment income from joint ventures accounted for under the equity method[10](index=10&type=chunk)[18](index=18&type=chunk) [3. Consolidated Cash Flow Statement from Year-Beginning to End of Reporting Period](index=8&type=section&id=3.%20Consolidated%20Cash%20Flow%20Statement%20from%20Year-Beginning%20to%20End%20of%20Reporting%20Period) As of September 30, 2023, the company's consolidated cash flow statement from year-beginning to end of reporting period shows reduced operating cash outflows, significantly increased investing cash inflows, and decreased financing cash outflows, collectively leading to a positive net increase in cash and cash equivalents Consolidated Cash Flow Statement from Year-Beginning to End of Reporting Period | Item | Amount for Current Period (CNY) | Amount for Prior Period (CNY) | | :--- | :--- | :--- | | Net Cash Flow from Operating Activities | -24,751,639.83 | -35,858,145.23 | | Net Cash Flow from Investing Activities | 131,807,607.17 | -62,898,509.16 | | Net Cash Flow from Financing Activities | -22,426,749.91 | -90,313,001.40 | | Net Increase in Cash and Cash Equivalents | 85,562,306.77 | -186,373,290.81 | | Cash and Cash Equivalents at End of Period | 415,828,382.99 | 290,254,359.93 | - Net cash flow from operating activities improved by **30.97%** year-on-year, primarily due to the company's cost-saving measures reducing operating cash outflows[11](index=11&type=chunk)[21](index=21&type=chunk) - Net cash flow from investing activities significantly shifted from **-62.90 million CNY** in the prior year to **131.81 million CNY** in the current period, mainly due to the recovery of investments and bank wealth management funds[11](index=11&type=chunk)[21](index=21&type=chunk) - Net cash flow from financing activities improved by **75.17%** year-on-year, primarily due to a decrease in the company's loan repayments compared to the prior period[11](index=11&type=chunk)[21](index=21&type=chunk) [4. Adjustments to Financial Statement Items at the Beginning of the First Year of Adopting New Accounting Standards from 2023](index=9&type=section&id=4.%20Adjustments%20to%20Financial%20Statement%20Items%20at%20the%20Beginning%20of%20the%20First%20Year%20of%20Adopting%20New%20Accounting%20Standards%20from%202023) The company did not make any adjustments to financial statement items at the beginning of the first year of adopting new accounting standards from 2023 - The company did not adjust any financial statement items at the beginning of the first year of adopting new accounting standards from 2023[22](index=22&type=chunk) [5. Audit Report](index=9&type=section&id=5.%20Audit%20Report) This quarterly report is unaudited - The company's third-quarter report is unaudited[22](index=22&type=chunk)

金财互联控股股份有限公司 第四条 合法合规原则。对外捐赠应当遵守法律、法规，不得违背社会公德及 公序良俗，不得损害公共利益和其他公民的合法权益。 对外捐赠管理制度 第一章 总则 第一条 为进一步规范金财互联控股股份有限公司（以下简称"公司"或"本 公司"） 对外捐赠行为，加强对捐赠事项的管理，更好地履行公司社会责任，全 面、有效提升企业形象，维护公司、股东及员工权益，根据《中华人民共和国公益 事业捐赠法》、《中华人民共和国慈善法》、《中华人民共和国公司法》、《深圳 证券交易所上市公司社会责任指引》及《深圳证券交易所上市公司自律监管指引第 1号—主板上市公司规范运作》等有关法律、法规、规章、规范性文件和本公司 《公司章程》等制度的有关规定，并结合本公司的实际情况，制定本制度。 第二条 本制度适用于公司及全资、控股子公司（以下简称"子公司"）。未 经授权，公司下属子公司不得开展对外捐赠事项。 第二章 对外捐赠的原则 第三条 本制度所称"对外捐赠"是指，公司及其子公司以公司及子公司名义 自愿无偿将其有权处分的合法财产赠送给合法的受赠人用于与生产经营活动没有直 接关系的公益事业的行为。 第五条 自愿无偿。公司对外捐赠 ...

证券代码：002530 未来三年（2024-2026）股东回报规划 金财互联控股股份有限公司 未来三年（2024~2026 年）股东回报规划 为完善和健全金财互联控股股份有限公司（以下简称"公司"）科学、持续、稳 定的分红决策和监督机制，增加利润分配决策透明度和可操作性，保护投资者合法 权益，引导投资者树立长期投资和理性投资理念，公司董事会根据中国证监会《关 于进一步落实上市公司现金分红有关事项的通知》、《上市公司监管指引第3号—— 上市公司现金分红》、《公司章程》等相关要求，特制订《未来三年（2024~2026年） 股东回报规划》（以下简称"本规划"或"股东回报规划"），具体内容如下： 第一条 制定股东回报规划考虑的因素 公司制定本规划是在综合分析股东的回报要求和意愿、公司所处行业及其发展 阶段、公司发展战略和经营计划、社会资金成本及外部融资环境等因素，充分考虑 公司目前及未来盈利规模和盈利水平、现金流量状况、项目投资的资金需求、银行 信贷及债权融资环境等情况；平衡股东的合理投资回报和公司长远发展，有效兼顾 公司的长远利益、全体股东的整体利益及公司的可持续发展，建立对投资者持续、 稳定、科学的回报规划与机制 ...

金财互联控股股份有限公司 审计委员会年报工作制度 第六条 年度财务会计报告审计完成后，审计委员会应对审计后的财务会计 报告进行表决，形成决议后提交董事会审核。 第七条 审计委员会在续聘下一年度年审会计师事务所时，应对年审注册会 计师完成本年度审计工作情况及其执业质量做出全面客观的评价，达成肯定性意 见后，提交董事会通过并召开股东大会表决；形成否定性意见的，应改聘会计师 事务所。 第八条 审计委员会在改聘下一年度年审会计师事务所时，应通过见面沟通 的方式对前任和拟改聘会计师事务所进行全面了解和恰当评价，形成意见后提交 董事会审议决议，并召开股东大会审议。 第九条 审计委员会应当根据公司内部审计部出具的审计报告及相关资料， 对与财务报告和信息披露事务相关的内部控制制度的建立和实施情况出具年度 内部控制自我评价报告。 内部控制自我评价报告至少应当包括以下内容： （一）内部控制制度是否建立健全和有效实施； 第一条 为进一步完善金财互联控股股份有限公司（以下简称"公司"）的治 理机制，加强内部控制建设，提高公司信息披露质量，充分发挥董事会审计委员 会在年报编制和披露方面的监督作用，根据中国证券监督管理委员会、深圳证券 ...

金财互联控股股份有限公司 控股股东、实际控制人行为规范 第一章 总则 第一条 为了进一步规范金财互联控股股份有限公司（以下简称"公司"）控 股股东和实际控制人的行为，完善公司治理结构，根据《中华人民共和国公司法》、 《中华人民共和国证券法》、《深圳证券交易所股票上市规则》（以下简称"《上市 规则》"）、《深圳证券交易所上市公司自律监管指引第 1 号——主板上市公司规 范运作》、《深圳证券交易所上市公司股东及董事、监事、高级管理人员减持股份 实施细则》等法律、法规和规范性文件及《公司章程》的有关规定，结合公司实 际情况，特制定本规范。 第二条 本规范适用于公司控股股东、实际控制人的行为和信息披露相关工 作。 控股股东是指直接持有公司股本总额 50％以上的股东；或者持有股份的比 例虽然不足 50％，但依其持有的股份所享有的表决权已足以对股东大会的决议 产生重大影响的股东。 实际控制人是指虽不直接持有公司股份，或者其直接持有的股份达不到控股 股东要求的比例，但通过投资关系、协议或者其他安排，能够实际支配公司行为 的自然人、法人或其他组织。 公司无控股股东、实际控制人的，公司第一大股东及其最终控制人应当比照 控股股东 ...