证券代码：002673 证券简称：西部证券 公告编号：2024-071 | --- | --- | |----------------------------------------------|-------| | | | | | | | | | | | | | | | | 关于向专业投资者公开发行次级公司债券 | | | | | | | | | 获得中国证券监督管理委员会同意注册批复的公告 | | 本公司及董事会全体成员保证信息披露的内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏。 近日，西部证券股份有限公司（以下简称"公司"）收到中国证 券监督管理委员会出具的《关于同意西部证券股份有限公司向专业投 资者公开发行次级公司债券注册的批复》（证监许可〔2024〕1191 号），批复内容如下： 一、同意公司向专业投资者公开发行面值总额不超过 80 亿元次 级公司债券的注册申请。 二、本次发行次级公司债券应严格按照报送深圳证券交易所的募 集说明书进行。 三、批复自同意注册之日起 24 个月内有效，公司在注册有效期 内可以分期发行次级公司债券。 四、自同意注册之日起至本次次级公司债券发行结束前，公司如 ...

1 西部证券股份有限公司 关于回购期限过半的进展公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏。 西部证券股份有限公司（以下简称"公司"）于2024年2月26日召 开2024年第一次临时股东大会，审议通过了《关于提请审议以集中竞 价交易方式回购公司A股股份方案的提案》，同意公司使用自有资金 以集中竞价交易的方式回购公司A股部分股份，回购金额不低于人民 币5000万元，不高于人民币1亿元，回购价格不超过人民币8.26元/股； 回购股份实施期限为自公司股东大会审议通过本次回购股份方案之 日起12个月内。2024年2月27日、2024年3月5日，公司于《中国证券 报》《证券时报》和巨潮资讯网（www.cninfo.com.cn）分别披露了《2024 年第一次临时股东大会决议公告》（2024-016）以及《关于以集中竞 价交易方式回购公司A股股份的回购报告书》（2024-019）。 2024年6月26日，公司披露了《关于2023年度分红派息实施后调 整股份回购价格上限的公告》（2024-058），公司实施2023年度分红 派息后，回购股份价格上限已由不超过人民币8 ...

Investment Rating - The report maintains a "Recommended" rating for the company with a target price of 7.67 CNY, compared to the current price of 6.26 CNY [2]. Core Views - The company's performance aligns with expectations, showing a focus on external expansion for growth. The total operating revenue, excluding other business income, was 2 billion CNY, down 6.9% year-on-year, while the net profit attributable to shareholders was 650 million CNY, down 8.4% year-on-year [2]. - The report highlights a positive outlook for the company's diversified development strategy, emphasizing the synergy among its five major business lines [2]. Financial Performance Summary - Total operating revenue for the first half of 2024 was 2 billion CNY, with a quarterly revenue of 1.3 billion CNY, reflecting a quarter-on-quarter increase of 4.8% [2]. - The net profit attributable to shareholders was 650 million CNY, with a quarterly profit of 460 million CNY, showing a quarter-on-quarter increase of 2.6% [2]. - The return on equity (ROE) for the reporting period was 2.3%, down 0.3 percentage points year-on-year, while the quarterly ROE was 1.6%, up 0.9 percentage points quarter-on-quarter [2]. - The company's total assets, excluding client funds, reached 77.4 billion CNY, an increase of 6.3 billion CNY year-on-year, with net assets of 28.2 billion CNY, up 6.8 billion CNY year-on-year [2]. Business Segment Performance - Heavy capital business net income totaled 1.3 billion CNY, with a quarterly income of 870 million CNY, reflecting a quarter-on-quarter increase of 4.51 billion CNY [2]. - The self-operated business generated 1.4 billion CNY in revenue, with a quarterly income of 910 million CNY, showing a quarter-on-quarter increase of 4.2% [2]. - The brokerage business generated 380 million CNY in revenue, with a quarterly income of 190 million CNY, reflecting a quarter-on-quarter increase of 0.6% [2]. - The investment banking business generated 80 million CNY in revenue, with a quarterly income of 50 million CNY, showing a quarter-on-quarter increase of 0.1% [2]. Future Earnings Forecast - The report projects earnings per share (EPS) for 2024, 2025, and 2026 to be 0.27 CNY, 0.28 CNY, and 0.31 CNY respectively, with corresponding book values per share (BPS) of 6.39 CNY, 6.52 CNY, and 6.67 CNY [2][6].

西部证券股份有限公司（以下简称"公司"）于 2024 年 5 月 22 日发行了公司 2024 年度第六期短期融资券，发行金额为人民币 10 亿 元，票面利率为 1.94%，发行期限为 90 天，兑付日为 2024 年 8 月 21 日。 2024 年 8 月 21 日，公司兑付了 2024 年度第六期短期融资券本 息共计人民币 1,004,783,561.64 元。 特此公告。 西部证券股份有限公司董事会 西部证券股份有限公司 2024年度第六期短期融资券兑付完成的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完 整，没有虚假记载、误导性陈述或重大遗漏。 | 证券代码：002673 证券简称：西部证券 | 公告编号：2024-069 | | --- | --- | | 债券代码：149779 | 债券简称：22西部01 | | 149838 | 22西部03 | | 149908 | 22西部05 | | 149949 | 22西部06 | | 148176 | 23西部01 | | 148177 | 23西部02 | | 148339 | 23西部03 | | 148391 | 23西部04 ...

2024 报表 t 日 610000079988 合并及公司资产负债表 工部证等 WESTERN 2024年6月30日 | 编制单位:西部语券股份看限公司 | | | | | 单位:人民币元 | | --- | --- | --- | --- | --- | --- | | | | 期末余额 | | 上年年末余额 | | | | | 合并 | 公司 | 合并 | 公司 | | 资产: | | | | | | | 货币资金 | | 16,288,080,275.63 | 12,758,339,706.86 | 14,186,384,136.43 | 11,206,795,926.34 | | 其中:客户存款 | | 12,105,974,235.27 | 9,819,035,488.47 | 11,159,815,557.88 | 8,868,120,604.68 | | 结算备付金 | 六、2 | 2,561,400,523.23 | 2,471,448,287.51 | 2,386,659,748.99 | 2,424,285,758.48 | | 其中:客户备付金 | | 1,605,643,697.73 ...

证券代码：002673 证券简称：西部证券 公告编号：2024-064 西部证券股份有限公司 第六届董事会第十四次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完 整，没有虚假记载、误导性陈述或重大遗漏。 一、董事会会议召开情况 西部证券股份有限公司（以下简称"公司"）于2024年8月9日以 电子邮件结合电话提示的方式，向公司第六届董事会全体董事发出了 召开第六届董事会第十四次会议的通知及议案等资料。2024年8月21 日，本次会议在陕西省西安市东新街319号8幢公司总部会议室以现场 会议结合视频、通讯表决方式召开。 会议由公司董事长徐朝晖女士主持。本次会议应出席董事10人， 实际出席董事10人，其中吴春先生、孙薇女士、张博江先生、羿克先 生通过视频方式出席会议，栾兰先生、陈强先生、郑智先生以通讯表 决方式出席，其余董事现场出席会议。公司监事和有关人员列席本次 会议。本次会议召开及表决程序符合《公司法》和《公司章程》的有 关规定，会议合法有效。 二、董事会会议审议情况 本次会议审议并通过了以下事项： 1、审议通过了公司《2024年上半年总经理工作报告》。 表决结果：同意10票、反对0票、弃 ...

Financial Performance - The company's operating revenue for the first half of 2024 was approximately RMB 3.33 billion, a decrease of 15.39% compared to RMB 3.93 billion in the same period last year[12]. - The net profit attributable to shareholders of the listed company was approximately RMB 653.60 million, down 8.42% from RMB 713.70 million year-on-year[12]. - The net profit after deducting non-recurring gains and losses was approximately RMB 645.65 million, a decrease of 7.57% from RMB 698.54 million in the previous year[12]. - The basic earnings per share for the reporting period was RMB 0.1462, a decrease of 8.45% from RMB 0.1597 in the same period last year[12]. - The diluted earnings per share for the reporting period was also RMB 0.1462, reflecting the same percentage decrease as the basic earnings per share[12]. - The total operating profit for the reporting period was 885,481,539.18, a decrease of 9.91% compared to 982,867,835.89 in the same period last year[60]. - The net income attributable to shareholders of the parent company decreased by 8.42% to CNY 653,598,725.73 compared to the same period last year[22]. - The company reported a net profit of ¥647.23 million, a slight decrease of 0.12% year-on-year[26]. Assets and Liabilities - The total assets at the end of the reporting period were approximately RMB 94.75 billion, a decrease of 1.53% from RMB 96.22 billion at the end of the previous year[12]. - The total liabilities at the end of the reporting period were approximately RMB 66.36 billion, down 2.54% from RMB 68.10 billion at the end of the previous year[12]. - The net assets attributable to shareholders of the listed company increased by 0.88% to approximately RMB 28.19 billion from RMB 27.94 billion at the end of the previous year[12]. - Total assets decreased by 2.35% to CNY 89.54 billion from the end of the previous year[13]. - Total liabilities decreased by 3.75% to CNY 61.35 billion compared to the end of the previous year[13]. - The company's cash and cash equivalents increased by 14.81% to CNY 16.29 billion compared to the end of the previous year[19]. - The company's cash and cash equivalents increased to 16,288,080,275.63, representing 17.19% of total assets, up from 14.74% last year[62]. Cash Flow and Dividends - The net cash flow from operating activities was approximately RMB 3.14 billion, a significant increase of 402.44% compared to RMB 625.17 million in the previous year[12]. - The company plans to distribute a cash dividend of RMB 0.10 per 10 shares, totaling approximately RMB 44.70 million, with no stock dividends or capital reserve transfers planned for this period[3]. - The company distributed a cash dividend of 0.10 yuan per share, totaling 44,695,817.05 yuan, representing 100% of the distributable profit[115]. Business Segments and Revenue Sources - The net commission income declined by 17.36% to CNY 745,718,398.06, with investment banking fees dropping by 60.49% to CNY 84,862,913.58[21]. - The company's total revenue from other business decreased by 26.15% to CNY 1,286,120,940.57[21]. - The wealth management segment generated revenue of RMB 623 million, continuing to be a key revenue driver for the company[50]. - The asset management segment saw a revenue increase of 83.10% year-on-year, indicating strong growth in this area[49]. - The investment banking segment reported operating revenue of 83.89 million RMB, significantly impacted by a 74.57% decline in the number of IPOs in the A-share market, which totaled 44 companies[52]. Market and Economic Conditions - The domestic GDP grew by 5.0% in the first half of 2024, indicating a recovering economy[27]. - The company's market sentiment remains cautious, with the A-share market experiencing increased volatility, as indicated by a 17.33% fluctuation in the CSI 300 index[51]. Strategic Initiatives and Future Plans - The company aims to become a leading comprehensive investment bank during the "14th Five-Year Plan" period, focusing on customer-centered financial services[29]. - The company is actively pursuing digital transformation and has registered six self-developed systems with the National Copyright Administration[30]. - The company plans to enhance its cash dividend policy and increase the frequency of profit distribution to shareholders[28]. - The company is committed to high-quality development and aims to become a leading comprehensive investment bank in the industry[38]. - The company is planning to acquire a controlling stake in Guorong Securities through a cash payment, currently in the planning stage[156]. Risk Management and Compliance - The company has implemented a robust compliance and risk management system to ensure business operations align with regulatory requirements[39]. - The company faces significant risks including policy, market, credit, liquidity, operational, reputation, compliance, innovation, and information technology risks[92][93][94][95][96][97][98][99][100][101]. - The company has strengthened its comprehensive risk management system, covering all risk types and business lines, ensuring effective operation of risk identification, analysis, assessment, monitoring, and reporting mechanisms[103]. Corporate Social Responsibility - The company is committed to consolidating poverty alleviation achievements and actively participating in rural revitalization efforts[121]. - The company has signed "one company, one county" assistance agreements with nine counties in Shaanxi Province[118]. - The company donated CNY 60,000 to participate in the "Dream of Education" scholarship program and CNY 10,000 to support the local supermarket in Guojia Mountain Village[119]. Legal Matters - The company has ongoing litigation against Jia Yueting, claiming approximately RMB 482.92 million in principal, interest, and penalties, with execution proceedings ongoing as of March 2023[128]. - The company has initiated litigation against Liu Hong and Shan Liuhuan for approximately RMB 243.09 million, with a settlement agreement reached in March 2019[130]. - The company has no significant litigation or arbitration matters during the reporting period, ensuring stability in its operations[136]. Shareholder Information - The total number of shareholders at the end of the reporting period was 184,691, with the largest shareholder, Shaanxi Investment Group Co., Ltd., holding 35.65% of shares, equating to 1,593,370,913 shares[170]. - The controlling shareholder, Shaanxi Investment Group, increased its stake in the company by acquiring 14,837,054 shares, representing 0.33% of the total issued shares, for a total amount of 100.05 million RMB[151].

证券代码：002673 证券简称：西部证券 公告编号：2024-065 西部证券股份有限公司 3、审议通过了公司《2024年上半年净资本等风险控制指标具体 情况和达标情况》。 第六届监事会第九次会议决议公告 本公司及监事会全体成员保证信息披露的内容真实、准确、完 整，没有虚假记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 西部证券股份有限公司（以下简称"公司"）于2024年8月9日 以电子邮件结合电话提示的方式，向公司第六届监事会全体监事发 出了召开第六届监事会第九次会议的通知及议案等资料。2024年8月 21日，会议在西安市东新街319号8幢公司总部会议室以现场会议结 合通讯表决的方式召开。会议应出席监事5人，实际出席5人，其中 监事亢伟、贺沁新以通讯表决方式出席会议。会议由监事会主席周 冬生先生主持。会议的召开及表决程序符合《公司法》和《公司章 程》的有关规定，会议合法有效。 二、监事会会议审议情况 1、审议通过了公司《2024年半年度报告》及其摘要。监事会认 为：公司《2024年半年度报告》的编制和审议程序、报告的内容和 格式符合有关法律、行政法规、中国证监会、交易所以及《公司章 程》的相关规定， ...

证券代码：002673 证券简称：西部证券 公告编号：2024-068 西部证券股份有限公司 2024年上半年募集资金存放与使用情况公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏。 根据《上市公司监管指引第2号——上市公司募集资金管理和使用 的监管要求》和《深圳证券交易所上市公司自律监管指引第1号——主 板上市公司规范运作》有关规定，现将西部证券股份有限公司（以下简 称"公司"）2024年上半年募集资金存放与使用情况说明如下： 一、募集资金基本情况 （一）实际募集资金金额、资金到位时间 根据中国证券监督管理委员会《关于核准西部证券股份有限公司非 公开发行股票的批复》（证监许可[2020]3022号文），公司获准非公开 发行不超过1,050,551,931股新股。截至2020年12月21日，公司已完成 向非公开发行对象的定向发行，非公开发行对象认购公司普通股（A股） 967,741,935股，每股面值1.00元，发行价7.75元/股，共募集资金 7,499,999,996.25元，扣除保荐承销费、律师会计师费用、证券登记费、 资料制作费用各项发行费用36,5 ...

注：西部证券股份有限公司（以下简称"本公司"）作为上市的证券公司，向关联方拆出的资金及持有关联方发行或管理的金融工具严格依据相关规定开展 ，不属于一般意义上的关联方占用上市公司资金范畴。本公司与关联方 的重大交易以及经营性资金往来，已在2024年半年度财务报表附注九中披露。 西部证券股份有限公司2024年上半年非经营性资金占用及其他关联资金往来情况汇总表 | 编制单位：西部证券股份有限公司 | | | | | | | | | 单位：万元 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 非经营性资金占用 | 资金占用方名称 | 占用方与上市公司的关联 关系 | 上市公司核算的 会计科目 | 2024年期初 往来资金 余额 | 2024年上半年 往来累计发生 金额（不含利 息） | 2024年上半 年往来资金 的利息(如有) | 2024年上半年 2024年6月末往 偿还累计发生 金额 | 占用形成原因 来资金余额 | 占用性质 | | 控股股东、实际控制人及其附属企业 | | | | | | | | | | | 小计 | -- ...