一、募集资金基本情况 2023 年度募集资金存放与使用情况的核查意见 华泰联合证券有限责任公司（以下简称"华泰联合证券"、"保荐人"）作为 湖南中科电气股份有限公司（以下简称"中科电气"、"公司"）向特定对象发行 股票的保荐人，根据《证券发行上市保荐业务管理办法》《上市公司监管指引第 2 号——上市公司募集资金管理和使用的监管要求（2022 年修订）》《深圳证券交 易所创业板股票上市规则》《深圳证券交易所上市公司自律监管指引第 2 号—— 创业板上市公司规范运作》等有关规定，对中科电气 2023 年度募集资金存放与 使用情况进行了核查，并出具本核查意见如下： 华泰联合证券有限责任公司 关于湖南中科电气股份有限公司 1、2018 年非公开发行募集资金 2、2021 年向特定对象发行股票募集资金 （一）实际募集资金金额和资金到账时间 1、2018 年非公开发行股票募集资金 根据中国证券监督管理委员会《关于核准湖南中科电气股份有限公司非公开 发行股票的批复》（证监许可〔2019〕975 号），公司由主承销商国信证券股份有 限公司采用非公开发行的方式，向特定对象非公开发行人民币普通股（A 股）股 票 10,489.8 ...

证券代码：300035 证券简称：中科电气 公告编号：2024-028 湖南中科电气股份有限公司 关于第六届监事会第七次会议决议的公告 本公司及监事会全体成员保证信息披露内容的真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 一、会议召开情况 1、湖南中科电气股份有限公司（以下简称"公司"）第六届监事会第七次会议（以 下简称"本次会议"）通知于 2024 年 4 月 15 日以专人送达及电子邮件等方式发出。 2、本次会议于 2024 年 4 月 25 日下午 1:30 以现场方式召开，现场会议会址在公司 办公楼会议室。 3、本次会议应出席监事 5 名，实际出席监事 5 名，没有监事委托其他监事代为出 席或缺席本次会议。与会监事以记名投票表决方式对各项审议议案进行了表决。 4、本次会议由公司监事会主席刘勇主持。 5、本次会议的召开符合有关法律、行政法规、部门规章、规范性文件和公司章程的 规定。 二、会议审议情况 1、审议通过了《2023 年度监事会工作报告》 公司《2023 年度监事会工作报告》详见中国证监会指定创业板信息披露网站。 本项议案以 5 票同意，0 票反对，0 票弃权的表决结果获得通过。 监 ...

证券代码：300035 证券简称：中科电气 公告编号：2024-040 湖南中科电气股份有限公司 关于会计政策变更的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 一、本次会计政策变更概述 （一）会计政策变更原因 2022年11月30日，财政部发布了《企业会计准则解释第16号》，规定了"关于单项交 易产生的资产和负债相关的递延所得税不适用初始确认豁免的会计处理"的内容，自 2023年1月1日起施行。 2023年12月22日，中国证监会发布《公开发行证券的公司信息披露解释性公告第1 号——非经常性损益（2023年修订）》，自公布之日起施行。 本次会计政策变更前，公司执行财政部发布的《企业会计准则——基本准则》和各 项具体会计准则、企业会计准则应用指南、企业会计准则解释公告及其他相关规定。 （三）变更后公司采用的会计政策 本次会计政策变更后，公司按照解释第16号及解释性公告第1号的要求执行，其他 未变更部分仍按照财政部前期颁布的《企业会计准则——基本准则》和各项具体会计准 则、企业会计准则应用指南、企业会计准则解释公告及其他相关规定执行。 （四）变更日期 公 ...

湖南中科电气股份有限公司 关于公司及子公司申请综合授信额度的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误 导性陈述或重大遗漏。 湖南中科电气股份有限公司（以下简称"公司"）于 2024 年 4 月 25 日召开了第 六届董事会第七次会议，审议并通过了《关于公司及子公司申请综合授信额度的议 案》。现公告如下： 证券代码：300035 证券简称：中科电气 公告编号：2024-032 在授信期内，该等授信额度可以循环使用。本授信额度项下的贷款主要用于提供 公司经营资金所需，包括但不限于流动资金贷款、各类保函、项目贷款、信用证、应 收账款保理、银行承兑汇票等金融机构借款相关业务。 本次申请综合授信额度尚需提交公司股东大会审议。 如公司及子公司在综合授信期限内资金需求超过上述综合授信额度，新增授信须 根据《公司章程》的相关规定重新提交董事会或股东大会审议，授信额度累计计算。 二、其他相关说明 上述授信额度不等同于实际融资金额，公司及子公司将根据实际业务需要办理具 体业务，最终发生额以实际签署的合同为准。在上述授信额度内，公司董事会授权公 司及子公司法定代表人签署办理授信事宜中产生的相 ...

Financial Performance - The company reported that its main business and core competitiveness remained stable, with no significant adverse changes in key financial indicators compared to industry trends[4]. - The company's operating revenue for 2023 was CNY 4,907,513,950, a decrease of 6.64% compared to CNY 5,256,750,370 in 2022[21]. - Net profit attributable to shareholders for 2023 was CNY 41,706,203, reflecting a significant decline of 88.55% from CNY 364,172,689 in 2022[21]. - Basic and diluted earnings per share dropped to CNY 0.0577 in 2023, down 88.90% from CNY 0.5196 in 2022[21]. - The company reported a net profit excluding non-recurring gains and losses of CNY 93,488,974.76 in 2023, down 79.67% from CNY 458,708,772.74 in 2022[21]. - The company achieved a total revenue of CNY 4,907.514 million, a year-on-year decrease of 6.64%[42]. - The net profit attributable to shareholders was CNY 41.7062 million, down 88.55% year-on-year, but showed a significant improvement from a loss of CNY 56.2656 million in the first three quarters of 2023[42]. - The company reported a total revenue of 4,753 million CNY for the year 2023, with a net profit margin of 45.40%[82]. - The company reported a total of RMB 22,944.51 million in actual usage of raised funds during the reporting period[90]. Market Conditions - The company faced challenges in the negative electrode materials market due to fluctuations in the downstream new energy vehicle market and intensified competition, leading to a slowdown in demand growth[4]. - The company is in a capacity release phase, which has led to increased market competition and a downward trend in product prices for negative electrode materials[4]. - In 2023, China's new energy vehicle production and sales reached 9.587 million and 9.495 million units, respectively, representing year-on-year growth of 35.8% and 37.9%, with a market penetration rate of 31.6%, an increase of 5.9 percentage points from 2022[33]. - The global shipment of anode materials for lithium-ion batteries reached 1.818 million tons in 2023, with a year-on-year increase of 16.8%, while China's shipment was 1.711 million tons, growing by 19.4%[37]. - The company is focusing on expanding its lithium battery anode business, which is critical for the growing demand in the new energy vehicle and energy storage markets[32]. Cost Management and Profitability - The company implemented cost reduction and efficiency improvement measures, resulting in increased production and sales of main products, with profitability improving quarterly and achieving positive earnings for the year[4]. - The company's gross margin for lithium battery materials was 12.22%, a decrease of 5.46% year-over-year[55]. - The cost of raw materials and processing for lithium battery materials decreased by 18.17% to approximately ¥2.53 billion, representing 63.82% of total costs[59]. - The company aims to reduce operational costs by 10% through improved supply chain management and efficiency measures[134]. Research and Development - The company has over 20 years of experience in the research and production of lithium-ion battery anode materials, establishing a strong technical and customer resource base[39]. - The company is focusing on developing strategic new products in fast-charging and energy storage, while enhancing its R&D capabilities and optimizing production processes[44]. - The company has a strong R&D advantage with 194 proprietary patents, including 87 invention patents, and has established partnerships with several universities for collaborative research[47]. - R&D investment amounted to approximately ¥252.76 million in 2023, representing 5.15% of total revenue, up from 4.06% in 2022[67]. - The company plans to commit RMB 200 million in research and development over the next year to drive innovation[182]. Dividend and Shareholder Returns - The profit distribution plan approved by the board is to distribute a cash dividend of 1.5 RMB per 10 shares (including tax) to all shareholders, based on a total share capital of 723,310,765 shares[6]. - The company distributed a cash dividend of RMB 1.50 per 10 shares, totaling RMB 108,496,614.75, based on a total share capital of 723,310,765 shares[154]. - The total distributable profit for the year was RMB 1,020,556,130.00, reflecting a strong financial position[156]. Environmental and Social Responsibility - The company has developed emergency response plans for environmental incidents, with multiple versions filed with local environmental authorities[171]. - The company is committed to sustainable development goals, aiming for harmony between business operations and environmental conservation[174]. - The company donated a total of 695,000 yuan to various social welfare initiatives in 2023, including 100,000 yuan to the Yueyang Education Foundation and 200,000 yuan to the Yueyang Tower District Education Foundation[176]. - The company has implemented energy-saving measures, including LED lighting upgrades and heat recovery, to reduce electricity consumption[174]. Governance and Compliance - The company has established a robust governance structure in compliance with relevant laws and regulations, ensuring independent operation from its controlling shareholder[121]. - The board of directors consists of 9 members, including 3 independent directors, complying with legal and regulatory requirements[122]. - The company maintains strict information disclosure practices, ensuring timely and accurate communication with investors[126]. - The company has not reported any significant changes in its board composition during the reporting period[143]. Future Outlook and Strategy - The company aims to achieve a revenue target of 2 billion RMB for the fiscal year 2023, reflecting a growth strategy focused on innovation and market expansion[118]. - The company is focusing on expanding its market presence and enhancing its product offerings, although specific new products and technologies were not detailed in the reports[129]. - The company plans to expand its market presence in Southeast Asia, targeting a 10% market share within the next two years[185]. - A strategic acquisition was announced, with the company acquiring a 60% stake in a complementary business, expected to enhance operational synergies and revenue streams[180].

证券代码：300035 证券简称：中科电气 公告编号：2024-039 湖南中科电气股份有限公司 关于举行 2023 年度业绩网上说明会的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 出席本次年度业绩网上说明会的人员有：公司董事长余新女士，总经理皮涛先生， 副总经理兼董事会秘书张斌先生，副总经理宋异先生，财务总监张作良先生，独立董事 李馨子女士，保荐代表人杨逸飞先生。 为充分尊重投资者、提升交流的针对性，现就公司2023年度业绩说明会提前向投资 者公开征集问题，广泛听取投资者的意见和建议。投资者可于2024年5月10日（星期五） 15:00 前访问https://ir.p5w.net/zj/，或扫描下方二维码，进入问题征集专题页面。 公司将在2023年度业绩说明会上，对投资者普遍关注的问题进行回答。 欢迎广大投资者积极参与！ 特此公告！ （问题征集专题页面二维码） 湖南中科电气股份有限公司董事会 二〇二四年四月二十七日 湖南中科电气股份有限公司（以下简称"公司"）2023年度报告已于2024年4月27日 发布，为了使广大投资者更深入、全面的了解公司生产 ...

湖南中科电气股份有限公司独立董事 2023年度述职报告 各位股东： 本人作为湖南中科电气股份有限公司（以下简称"公司"）的独立董事，在2023 年，严格按照《公司法》《证券法》《上市公司独立董事管理办法》等有关法律、法 规、规范性文件及《公司章程》《独立董事制度》的规定和要求，本着对全体股东负 责的态度，勤勉、忠实地履行独立董事职责，积极维护公司利益和股东特别是中小股 东的合法权益。现将本人2023年度履行独立董事职责情况作汇报如下： 一、独立董事的基本情况 本人肖劲，1967年9月出生，中共党员，中国国籍,无境外永久居留权,工学博士，中 南大学冶金与环境学院二级教授、博士生导师。现任湖南晶讯光电股份有限公司独立董 事、深圳市捷晶科技股份有限公司独立董事；2023年7月起任公司独立董事。 在担任公司独立董事期间，本人未在公司担任除独立董事以外的任何职务，也未 在公司主要股东公司担任任何职务，与公司以及主要股东之间不存在妨碍本人进行独立 客观判断的关系，不存在影响独立董事独立性的情况，符合《上市公司独立董事管理办 法》《深圳证券交易所上市公司自律监管指引第2号——创业板上市公司规范运作》等法 律、法规、规范性文 ...

证券代码：300035 证券简称：中科电气 公告编号：2024-034 湖南中科电气股份有限公司 关于投资建设海外锂离子电池负极材料一体化基地项目的公告 本公司及董事会全体成员保证公告的内容真实、准确、完整，没有虚假记载、误导 性陈述或重大遗漏。 重要内容提示： 投资标的名称：摩洛哥年产10万吨锂离子电池负极材料一体化基地项目 投资金额：本项目计划总投资金额不超过50亿元人民币（最终以实际投资金额为 准） 相关风险提示：（1）本项目投资尚需湖南中科电气股份有限公司（以下简称 "公司"）股东大会及国家相关主管部门（包括发改委、商务部、外汇管理局等）的 审批或备案，项目规模和建设进度存在一定不确定性；项目建设投资影响因素较多、 建设周期较长，存在项目建设进程、达产时间不及预期和实际投资额高于计划投资额 的风险。（2）本项目计划投资总额较大，存在一定资金压力，存在资金筹措无法及时 到位的风险。（3）原材料的价格波动及供需变化将会影响公司原材料的稳定供应及生 产成本，同时当前负极材料市场竞争较为激烈，项目投产后可能存在一定的产能消化 与价格波动风险，从而对本项目经营效益产生一定影响。（4）海外市场需求增长可能 不及预 ...

Financial Performance - The company's revenue for Q1 2024 was ¥1,065,768,467.04, representing a 2.38% increase compared to ¥1,041,017,759.58 in the same period last year[5] - Net profit attributable to shareholders was ¥23,767,522.15, a significant turnaround from a loss of ¥135,306,501.02, marking a 117.57% increase[5] - The net profit after deducting non-recurring gains and losses was ¥32,622,166.28, compared to a loss of ¥134,213,152.26, reflecting a 124.31% improvement[5] - Total operating revenue for Q1 2024 reached ¥1,065,768,467.04, an increase of 2.7% compared to ¥1,041,017,759.58 in the previous year[21] - Net profit for Q1 2024 was ¥40,901,663.48, a significant recovery from a net loss of ¥143,544,241.54 in the same period last year[21] - The total comprehensive income for the period is ¥40,901,663.48, compared to a total comprehensive loss of ¥143,544,241.54 in Q1 2023[22] - Basic and diluted earnings per share for Q1 2024 are both ¥0.0335, recovering from a loss of ¥0.1871 per share in Q1 2023[22] Assets and Liabilities - The company's total assets increased by 3.39% to ¥10,724,330,913.94 from ¥10,372,599,212.97 at the end of the previous year[5] - The company's total assets increased to ¥10,724,330,913.94, up from ¥10,372,599,212.97, reflecting a growth of 3.4%[20] - Current assets totaled ¥5,716,601,530.87, an increase of 5.3% from ¥5,431,560,883.38 at the beginning of the period[19] - The total liabilities increased to ¥5,650,349,355.63, compared to ¥5,123,217,765.35, representing a rise of 10.3%[20] - The company's equity attributable to shareholders decreased to ¥4,499,317,815.64 from ¥4,694,301,626.28, a decline of about 4.1%[20] Cash Flow - Cash flow from operating activities was negative at -¥241,723,951.18, worsening by 23.22% compared to -¥196,165,200.52 in the previous year[5] - Cash inflow from operating activities is ¥278,564,385.65, down from ¥397,849,036.00 in the previous year, indicating a decrease of approximately 30%[23] - Cash outflow from operating activities totals ¥520,288,336.83, compared to ¥594,014,236.52 in the same period last year, reflecting a decrease of about 12%[25] - The net cash flow from operating activities is -¥241,723,951.18, worsening from -¥196,165,200.52 in Q1 2023[25] - Cash flow from investing activities shows a net inflow of ¥86,232,652.40, a recovery from a net outflow of -¥273,337,783.09 in the previous year[25] - Cash flow from financing activities results in a net inflow of ¥436,163,871.64, down from ¥549,364,774.82 in Q1 2023[25] - The ending cash and cash equivalents balance is ¥1,596,501,934.78, an increase from ¥1,394,885,686.91 at the end of Q1 2023[25] Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 52,464, reflecting the company's shareholder base[11] - The company’s major shareholders include Yu Xin with 11.15% and Li Aiwu with 4.20% of shares[12] - The company has not disclosed any changes in the top 10 shareholders participating in the financing and securities lending business[14] - The total number of restricted shares held by major shareholders remains unchanged, with all being subject to lock-up until January 2, 2025[16] - The company has not identified any related party relationships among the top shareholders, except for the relationship between Yu Xin and Li Aiwu[12] - The company has not reported any changes in the number of restricted shares for the current period[14] Research and Development - Research and development expenses decreased by 49.02% to ¥36,602,816.03 from ¥71,797,891.62, indicating reduced new development activities[9] - Research and development expenses decreased significantly to ¥36,602,816.03 from ¥71,797,891.62, a reduction of approximately 49.1%[21] Share Repurchase - As of March 31, 2024, the company has repurchased a total of 37,683,894 shares, accounting for 5.21% of the total share capital, with a total transaction amount of RMB 349,984,494.58[16] - The minimum repurchase price was RMB 6.71 per share, while the maximum price reached RMB 11.80 per share[16] - The company plans to use its own funds to repurchase shares for employee stock ownership plans or equity incentives, with a total repurchase fund adjusted to be no less than RMB 35,000,000 and no more than RMB 70,000,000[15] - The company’s board of directors approved the share repurchase plan on September 28, 2023, and the repurchase period is set for 12 months[14] Audit Status - The company has not undergone an audit for the Q1 2024 report[26]

证券代码：300035 证券简称：中科电气 公告编号：2024-035 湖南中科电气股份有限公司 关于使用部分闲置募集资金暂时补充流动资金的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 湖南中科电气股份有限公司（以下简称"公司"或"中科电气"）于2024年4月25 日召开第六届董事会第七次会议、第六届监事会第七次会议，审议通过了《关于使用 部分闲置募集资金暂时补充流动资金的议案》，同意公司控股子公司湖南中科星城石 墨有限公司（以下简称"湖南中科星城"）使用不超过人民币25,000万元闲置募集资金 暂时补充流动资金，同意公司全资子公司贵州中科星城石墨有限公司（原名"贵州格 瑞特新材料有限公司"，以下简称"贵州中科星城"）使用不超过人民币29,000万元闲 置募集资金暂时补充流动资金，使用期限自本次董事会审议通过之日起不超过十二个 月。现就有关事项公告如下： 一、募集资金基本情况 根据中国证监会出具的《关于同意湖南中科电气股份有限公司向特定对象发行股 票注册的批复》（证监许可[2022]93号），同意公司向特定对象发行股票募集资金的注 册申请。根据发行结果 ...