Financial Performance - The company's revenue for Q1 2024 reached ¥2,001,701,468.85, representing a 25.94% increase compared to ¥1,589,426,370.73 in the same period last year[6] - Net profit attributable to shareholders was ¥14,252,078.70, a significant turnaround from a loss of ¥36,473,479.07, marking a 139.08% improvement[6] - Basic earnings per share improved to ¥0.02, compared to a loss of ¥0.06 per share in the same quarter last year, reflecting a 133.33% increase[6] - The net profit for the first quarter of 2024 was CNY 23,798,156.28, a significant recovery from a net loss of CNY 36,341,414.65 in the same period last year[22] - Operating profit increased to CNY 44,905,917.61 compared to an operating loss of CNY 34,606,101.77 in the previous year[22] - Total revenue from operating activities reached CNY 2,032,703,596.78, up from CNY 1,389,105,916.70, marking a year-over-year increase of approximately 46.3%[24] - The company reported a total comprehensive income of CNY 25,263,957.58, recovering from a loss of CNY 49,311,184.06 in the previous year[22] Cash Flow and Liquidity - The net cash flow from operating activities surged to ¥328,054,316.29, an increase of 871.88% from ¥33,754,778.46 in the previous year[6] - Cash and cash equivalents at the end of Q1 2024 were ¥3,915,690,872.25, down 6.8% from ¥4,202,674,146.55 at the beginning of the period[19] - The cash flow from operating activities generated a net amount of CNY 328,054,316.29, a substantial increase from CNY 33,754,778.46 in the prior year[24] - The cash and cash equivalents at the end of the period were CNY 3,608,309,960.91, down from CNY 1,683,085,035.96 at the end of the previous year[25] - The company incurred a net cash outflow from financing activities of CNY 378,083,958.85, compared to a net inflow of CNY 752,980,493.89 in the same period last year[25] Assets and Liabilities - Total assets at the end of the reporting period were ¥14,907,840,487.79, a slight increase of 0.26% from ¥14,868,862,916.92 at the end of the previous year[6] - Total liabilities increased to ¥7,849,887,418.33 from ¥7,768,897,370.11, reflecting a growth of 1.0%[20] - The deferred income tax assets rose to ¥185,516,874.41, an increase of 9.4% from ¥169,215,683.01 at the beginning of the year[19] Shareholder Information - The total number of common shareholders at the end of the reporting period is 43,676[13] - The largest shareholder, Rong Jihua, holds 21.21% of shares, totaling 123,392,428 shares, with 60,220,000 shares pledged[13] - The company has repurchased a total of 7,473,068 shares, representing 1.28% of the total share capital as of March 31, 2024[16] - The total amount spent on share repurchase is 70,848,636.36 RMB, with a maximum price of 10.25 RMB per share and a minimum price of 9.00 RMB per share[16] - The company plans to use between 100 million RMB and 200 million RMB for share repurchase within three months from February 5, 2024[15] - The top ten shareholders include various entities, with the second-largest being Liang Haiyan, holding 5.34% of shares[13] - The total share capital of the company is 581,672,415 shares as of March 31, 2024[16] Expenses and Impairments - Tax expenses rose significantly by 148.34% to ¥49,835,542.00, influenced by mining taxes related to the Congo MMT copper business[10] - Sales expenses increased by 51.92% to ¥19,156,012.35, driven by revenue growth and market promotion efforts[10] - The company experienced a 285.99% increase in credit impairment losses, amounting to -¥12,927,084.60, due to an increase in accounts receivable[10]

| 证券代码：300409 | 证券简称：道氏技术 | 公告编号：2024-048 | | --- | --- | --- | | 转债代码：123190 | 转债简称：道氏转02 | | 广东道氏技术股份有限公司 关于2024年第一季度计提资产减值准备的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 根据《企业会计准则》《深圳证券交易所创业板股票上市规则》《深圳证券交 易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》等相关规定， 广东道氏技术股份有限公司（以下简称"公司"）本着谨慎性原则，对合并财务报 表范围内的截至 2024 年 3 月 31 日的应收票据、应收账款、其他应收款、存货、 固定资产、长期股权投资、在建工程、无形资产、商誉等资产进行了测试和分析， 判断存在可能发生减值的迹象，部分资产存在减值迹象应当计提减值损失。 现将具体情况公告如下： 一、本次计提资产减值准备情况的概述 （一）资产减值准备计提情况 2024 年第一季度，公司合并报表范围内计提资产减值准备和信用减值准备 14,224,916.51 元，如下： 单位：元 | ...

关于广东道氏技术股份有限公司 2023 年度非经营性资金占用及 其他关联资金往来情况的专项报告 信会师报字[2024]第 ZI10248 号 关于广东道氏技术股份有限公司 2023 年度非经营性资金占用及其他关联资金往来情况的 专项报告 （截止 2023 年 12 月 31 日） | | 目录 | 页次 | | --- | --- | --- | | 一、 | 专项报告 | 1-2 | | 二、 | 非经营性资金占用及其他关联资金往来情况 | 1-2 | | | 汇总表 | | 三、 事务所执业证书 1 关于广东道氏技术股份有限公司 非经营性资金占用及其他关联资金往来情况 的专项报告 信会师报字[2024]第 ZI10248 号 本报告仅供道氏技术公司为披露 2023 年年度报告的目的使用， 不得用作任何其他目的。 专项报告 第 1 页 （此页无正文） 立信会计师事务所（特殊普通合伙） 中国注册会计师： 中国注册会计师： 广东道氏技术股份有限公司全体股东： 我们审计了广东道氏技术股份有限公司(以下简称"道氏技术公 司")2023 年度的财务报表，包括 2023 年 12 月 31 日的合并及母公司 资产负债表 ...

| 证券代码：300409 | 证券简称：道氏技术 | 公告编号：2024-045 | | --- | --- | --- | | 转债代码：123190 | 转债简称：道氏转02 | | 广东道氏技术股份有限公司 关于2024年度公司及子公司向银行申请综合授信额度及为子公 司提供担保的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 特别风险提示： 广东道氏技术股份有限公司（以下简称"公司"）及其控股子公司对外担保 总额超过最近一期经审计净资产 100%，前述担保均为公司合并范围内的担保， 担保风险可控，敬请投资者充分关注担保风险。 一、授信及担保情况概述 公司于 2024 年 4 月 24 日召开了第六届董事会 2024 年第 2 次会议及第六届 监事会 2024 年第 2 次会议，审议通过了《关于 2024 年度公司及子公司向银行申 请综合授信额度及为子公司提供担保的议案》，同意 2024 年度公司计划向银行申 请不超过 800,000 万元的综合授信额度（包括但不限于流动资金贷款、项目贷款、 保函、外汇等相关业务）。授信额度由公司与子公司共同使用， ...

| 证券代码：300409 | 证券简称：道氏技术 公告编号：2024-047 | | --- | --- | | 转债代码：123190 | 转债简称：道氏转02 | 现将具体情况公告如下： 一、本次计提资产减值准备及核销资产情况的概述 （一）资产减值准备计提情况 2023 年度，公司合并报表范围内计提资产减值准备和信用减值准备 146,843,582.87 元，如下： | 单位：元 | | --- | | 项目 | 本期计提 | 计提原因 | | --- | --- | --- | | 应收票据坏账准备 | -9,696,696.36 | | | 应收账款坏账准备 | 12,184,129.35 | 以单项应收款或应收款组合 为基础，按照相当于整个存 | | 其他应收款坏账准备 | 4,126,262.90 | 续期内的预期信用损失金额 计量其损失准备 | | 预付账款坏账准备 | 3,482,816.02 | | 广东道氏技术股份有限公司 关于2023年度计提资产减值准备和核销资产的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 根据《企业会计准则 ...

Financial Performance - The company achieved a revenue of 7,295.64 million yuan, representing a year-on-year growth of 6.32%[3] - The net profit attributable to shareholders was -27.89 million yuan, a decline of 132.36% compared to the previous year[3] - The company's operating revenue for 2023 was ¥7,295,640,765.10, representing a 6.32% increase from ¥6,862,129,848.40 in 2022[24] - The net profit attributable to shareholders for 2023 was a loss of ¥27,894,005.86, a decrease of 132.36% compared to a profit of ¥86,189,433.25 in 2022[24] - The net cash flow from operating activities improved significantly to ¥326,664,414.48, a 522.32% increase from a negative cash flow of ¥77,349,067.58 in 2022[24] - The total assets at the end of 2023 reached ¥14,868,862,916.92, marking a 27.05% increase from ¥11,703,301,622.76 in 2022[24] - The company reported a basic earnings per share of -¥0.05 for 2023, down 133.33% from ¥0.15 in 2022[24] - The company’s weighted average return on equity was -0.49% in 2023, down from 1.87% in 2022[24] - The company experienced a significant decline in net profit after deducting non-recurring items, reporting a loss of ¥51,722,303.80 in 2023 compared to a profit of ¥61,946,311.12 in 2022, a decrease of 183.50%[24] Inventory and Asset Management - The decline in performance was attributed to asset impairment provisions for inventory, fixed assets, and goodwill, as well as low capacity utilization during the ramp-up phase of a new production base[3] - The company plans to implement a more scientific inventory management strategy to mitigate inventory impairment risks and enhance asset management practices[4] Capacity and Production Enhancement - A detailed capacity enhancement plan will be developed, including technical training, production process optimization, and equipment upgrades to accelerate the ramp-up process[4] - The company has established an annual production capacity of 20,000 tons of graphitization at its Lanzhou base, which has been put into operation[48] - The annual production capacity for negative electrode material graphitization has reached 20,000 tons, enhancing product quality and market competitiveness[60] - The company has established a production capacity of 65,000 tons for conductive agents across three bases, with Qingdao producing 20,000 tons and Jiangmen producing 45,000 tons annually[111] Market and Industry Trends - In 2023, global lithium battery shipments reached 1,166 GWh, a year-on-year increase of 26.74%, with China accounting for 886 GWh, up 35.27%[37] - The global market for silicon-based anode materials is expected to reach 30 billion yuan by 2025, driven by the rapid development of the new energy vehicle market[40] - The demand for cobalt is expected to rise due to the growth of 5G communications and stable demand from new energy vehicles, supporting the need for cathode materials[47] - The lithium battery industry is expected to see significant growth opportunities due to the "carbon peak" and "carbon neutrality" policies, as well as strong government support for the new energy market[173] Strategic Initiatives - The company aims to develop an integrated industrial chain for lithium battery materials, including nickel-cobalt resources, smelting, and recycling, to become a comprehensive solution provider[36] - The company is enhancing its organizational efficiency and strategic collaboration to drive innovation and internationalization[36] - The company is committed to expanding its market presence through active collaboration with foreign enterprises[50] - The company is focusing on advanced grid and energy storage demonstration projects, including new energy + storage and multi-energy complementary demonstrations[57] Research and Development - The company has a strong R&D team led by a chief scientist from Lawrence Berkeley National Laboratory, accumulating numerous patented technologies in production processes and equipment design[48] - The company has established multiple innovation platforms, including a national-level enterprise technology center and a provincial engineering technology research center, to enhance its R&D capabilities[97] - The company is committed to technological innovation and application exploration in the field of frontier materials, aiming to lead in industrialization[58] - The company is developing new products in the sodium battery sector, including NiMn and NiFeMn series, aimed at enhancing market competitiveness and expanding production capacity[139] Financial Management and Investments - The company raised CNY 2.6 billion through the issuance of convertible bonds to support operational development[117] - The total amount of funds raised in 2023 was RMB 2,600,000,000, with a net amount of RMB 2,579,209,811.32 after deducting issuance costs[160] - The company has committed to invest 9,920 million in the new energy recycling research project, scheduled to start in June 2024[163] - The company reported a total of ¥841,815,682.02 in restricted assets, including cash and fixed assets, due to various guarantees and pledges[153] Corporate Governance - The company has continuously improved its corporate governance structure in accordance with relevant laws and regulations, enhancing governance levels[198] - The board of directors consists of 8 members, including 3 independent directors, complying with legal and regulatory requirements[200] - The supervisory board comprises 3 members, including 1 employee representative, and has held seven meetings during the reporting period[200] Challenges and Risks - The company faces risks from the slower-than-expected growth of the new energy vehicle industry chain, which may adversely affect operational performance due to potential policy adjustments and technological advancements[190] - The company’s raw materials, including nickel, cobalt, and manganese, are subject to price volatility, which could impact sales scale and overall profit margins if not managed effectively[191] - The company is expanding its operational scale through acquisitions, which presents challenges in business integration and management control[192] Sales and Customer Relations - The top five customers contributed a total sales amount of ¥4,274,232,702.08, accounting for 58.58% of the annual total sales[135] - The company has formed strategic partnerships with major clients such as BYD and CATL, enhancing its market position in the carbon materials sector[101] - The company is actively expanding its overseas market presence while maintaining strong relationships with existing major clients in the ceramic materials sector[58]

| 证券代码：300409 | 证券简称：道氏技术 公告编号：2024-044 | | --- | --- | | 转债代码：123190 | 转债简称：道氏转02 | 广东道氏技术股份有限公司 关于2023年度利润分配预案的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 一、2023 年利润分配预案基本情况 广东道氏技术股份有限公司（以下简称"公司"）于 2024 年 4 月 24 日召 开了第六届董事会 2024 年第 2 次会议及第六届监事会 2024 年第 2 次会议，审 议通过了《关于公司 2023 年度利润分配预案的议案》，现将具体情况公告如下： 经立信会计师事务所（特殊普通合伙）审计，2023 年度母公司实现净利 润-59,005,952.19 元，2023 年母公司期初未分配利润为 352,294,820.85 元，2023 年派发现金红利 29,083,346.05 元（含税），截至 2023 年 12 月 31 日母公司可供 分配利润为 264,205,522.61 元，合并报表可供分配利润为 1,054,519,829.77 元。 ...

第六届监事会2024年第2次会议决议公告 本公司及监事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 广东道氏技术股份有限公司（以下简称"公司"）第六届监事会 2024 年第 2 次会议的通知于 2024 年 4 月 14 日以电子邮件、电话等方式向各位监事发出,并 于 2024 年 4 月 24 日在子公司佛山市道氏科技有限公司会议室以现场及通讯表 决相结合的方式召开。本次会议应参与表决的监事 3 人，实际参与表决的监事 3 人，监事余祖灯先生和徐伟红女士以通讯方式参加会议并表决。本次会议由监事 会主席余祖灯先生主持，公司董事会秘书吴楠女士列席会议。本次监事会会议的 召开及表决符合《公司法》及《公司章程》等的有关规定，会议合法有效。 | 证券代码：300409 | 证券简称：道氏技术 | 公告编号：2024-043 | | --- | --- | --- | | 转债代码：123190 | 转债简称：道氏转02 | | 广东道氏技术股份有限公司 二、监事会会议审议情况 参会监事经认真审议，依照《公司章程》及相关法律法规通过以下决议： （一）审议通 ...

一、2023 年年审会计师事务所基本情况 （一）会计师事务所基本情况 立信会计师事务所（特殊普通合伙）（以下简称"立信"）由我国会计泰斗潘 序伦博士于 1927 年在上海创建，1986 年复办，2010 年成为全国首家完成改制的 特殊普通合伙制会计师事务所，注册地址为上海市，首席合伙人为朱建弟先生。 立信是国际会计网络 BDO 的成员所，长期从事证券服务业务，符合《中华人民共 和国证券法》要求，具有 H 股审计资格，并已向美国公众公司会计监督委员会 （PCAOB）注册登记。 广东道氏技术股份有限公司 董事会审计委员会对会计师事务所 2023 年度履职 情况评估及履行监督职责情况的报告 根据《中华人民共和国公司法》《中华人民共和国证券法》《上市公司治理准 则》《国有企业、上市公司选聘会计师事务所管理办法》《深圳证券交易所上市公 司自律监管指引第 2 号——创业板上市公司规范运作》和广东道氏技术股份有限 公司（以下简称"公司"）的《公司章程》《董事会审计委员会实施细则》等规 定和要求，董事会审计委员会本着勤勉尽责的原则，恪尽职守，认真履职。现将 董事会审计委员会对年审会计师事务所 2023 年度履职评估及履行监督 ...

本人作为广东道氏技术股份有限公司（以下简称"公司"）第五届董事会独 立董事，在任职期间，严格按照《公司法》《证券法》《上市公司独立董事管理办 法》《上市公司治理准则》《深圳证券交易所上市公司自律监管指引第 2 号——创 业板上市公司规范运作》等法律法规、规范性文件和《公司章程》《公司独立董 事制度》的相关规定和要求，忠实、勤勉履行独立董事职责，切实维护公司和股 东的合法权益。现将 2023 年度履职情况报告如下： 一、基本情况 本人彭晓洁，汉族，中国国籍，无境外永久居留权，1973 年 12 月出生，管 理学博士、应用经济学博士后。1992 年 7 月至 2019 年 12 月，历任江西财经大 学会计学院助教、讲师、副教授、教授、博士生导师，2020 年 1 月至今任佛山科 学技术学院会计专业教授，2021 年 12 月至今任中南财经政法大学博士生合作导 师。2023 年 4 月任公司独立董事。报告期内，本人任职符合《上市公司独立董事 管理办法》第六条规定的独立性要求，不存在影响独立性的情况。 二、独立董事年度履职概况 （一）出席董事会及股东大会情况 2023 年度任期内，公司共召开 8 次董事会、2 次股东 ...