证券代码： 300827 证券简称：上能电气 公告编号：2023-108 上能电气股份有限公司 关于公司 2022 年限制性股票激励计划首次授予部分 第一个归属期符合归属条件的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 重要内容提示： 1、限制性股票拟归属数量（调整后）：196.1696 万股，占目前公司总股本 的 0.55% 2、归属股票来源：公司向激励对象定向发行公司 A 股普通股股票 3、归属价格（调整后）：23.89 元/股 上能电气股份有限公司（以下简称"公司"）于 2023 年 9 月 14 日召开了 第三届董事会第二十一次会议和第三届监事会第十九次会议，审议通过了《关于 公司 2022 年限制性股票激励计划首次授予部分第一个归属期符合归属条件的 议案》，董事会认为公司 2022 年限制性股票激励计划（以下简称"本激励计划"） 首次授予部分第一个归属期规定的归属条件已经成就， 本次可归属数量为 196.1696 万股，同意为符合条件的 154 名激励对象办理归属相关事宜，现将有 关事项说明如下： 一、2022 年限制性股票激励计划实施情况 ...

证券代码：300827 证券简称：上能电气 公告编号：2023-107 上能电气股份有限公司 上能电气股份有限公司（以下简称"公司"）第三届监事会第十九次会议通 知已于 2023 年 9 月 12 日通过邮件的方式送达。会议于 2023 年 9 月 14 日在以现 场结合通讯的方式召开。本次会议应出席监事 3 人，实际出席监事 3 人。董事会 秘书陈运萍列席了本次监事会会议。会议由监事会主席刘德龙先生主持，本次会 议的召开符合有关法律法规及《公司章程》的相关规定。 二、监事会会议审议情况 经监事会审议，形成决议如下： 1、审议通过了《关于公司 2022 年限制性股票激励计划首次授予部分第一 个归属期符合归属条件的议案》 经监事会审议，认为公司 2022 年限制性股票激励计划首次授予部分第一个 归属期归属条件已经成就，本次归属符合《上市公司股权激励管理办法》《上能 电气股份有限公司 2022 年限制性股票激励计划（草案）》等相关规定，激励对 象的归属资格合法、有效。因此，监事会同意公司 2022 年限制性股票激励计划 首次授予部分第一个归属期归属名单并出具相应核查意见，同意公司为满足条件 的激励对象办理首次授予 ...

本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 上能电气股份有限公司（以下简称"公司"）于 2023 年 4 月 26 日召开了第 三届董事会第十五次会议、第三届监事会第十四次会议，分别审议通过了《关于 使用部分闲置募集资金及自有资金进行现金管理的议案》，同意在不影响募集资 金投资项目建设和正常生产经营的前提下，公司及全资子公司拟使用总额不超过 3 亿元（含本数）人民币的部分闲置募集资金和不超过 5 亿元（含本数）人民币 的闲置自有资金进行现金管理，有效期自 2022 年度股东大会审议通过之日起 12 个月内。在前述额度和期限范围内资金可以循环滚动使用。 一、使用部分闲置募集资金进行现金管理到期赎回的情况 证券代码：300827 证券简称：上能电气 公告编号：2023-105 上能电气股份有限公司 关于使用部分闲置募集资金进行现金管理的进展公告 公司以部分闲置募集资金向建行无锡惠山支行认购的 16,000 万元定期存款 存款已于 2023 年 8 月 23 日全部到期赎回。该理财产品赎回本金 16,000 万元， 获得投资收益 600,000 元。 三、风险提 ...

2023 年第三次临时股东大会的法律意见书 国枫律股字[2023]A0441 号 致：上能电气股份有限公司（贵公司） 根据《中华人民共和国公司法》《中华人民共和国证券法》、中国证券监督 管理委员会发布的《上市公司股东大会规则》（以下简称"《股东大会规则》"）、 《律师事务所从事证券法律业务管理办法》（以下简称"《从业办法》"）及贵 公司章程（以下简称"《公司章程》"）等有关规定，北京国枫律师事务所（以 下简称"本所"）指派律师出席贵公司2023年第三次临时股东大会（以下简称"本 次会议"），并出具本法律意见书。 关于上能电气股份有限公司 北京国枫律师事务所 本次会议的现场会议于2023年8月22日14点00分在江苏省无锡市惠山区和惠 路6号上能电气股份有限公司会议室如期召开。 本次会议通过深圳证券交易所交易系统投票平台的投票时间为股东大会召 开当日的交易时间段，即9:15-9:25，9:30-11:30，13:00-15:00；通过深圳证券交 易所互联网投票平台的投票时间为股东大会召开当日的9:15-15:00。 （一）本次会议的召集 经查验，本次会议由贵公司第三届董事会第二十次会议决定召开并由董事会 召集。 ...

证券代码：300827 证券简称：上能电气 公告编号：2023-104 1.本次股东大会没有出现否决议案的情形。 上能电气股份有限公司 2023年第三次临时股东大会决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 特别提示： 2.本次股东大会不涉及变更以往股东大会已通过的决议。 一、会议召开和出席情况 （一）会议召开情况 1、会议召开时间： （1）现场会议召开时间：2023年8月22日（星期二）14:00 （2） 网络投票时间：通过深圳证券交易所交易系统进行网络投票的时间为： 2023年8月22日（星期一）9:15—9：25，9：30—11:30 和13:00—15:00；通过 深圳证券交易所互联网投票系统投票的具体时间为：2023年8月22日（星期二） 9:15-15:00期间的任意时间。 2、会议召开方式：本次会议采取现场表决与网络投票相结合的方式召开。 3、会议召开地点：江苏省无锡市惠山区和惠路6号上能电气股份有限公司会 议室。 4、会议召集人：公司第三届董事会 5、会议主持人：公司董事长吴强先生 6、本次会议的召集、召开符合有关法律、行政法规、 ...

上能电气股份有限公司 投资者关系的活动记录表 股票简称：上能电气 证券代码：300827 编号：2023-003 □特定对象调研 □分析师会议 □媒体采访 □业绩说明会 投资者关系活动类别 □新闻发布会 □路演活动 ■电话会议 □现场参观 参与人员姓名及单位名称 中泰证券、中信建投、东吴证券、华泰证券 等约 200 位投资者 时间 2023 年 7 月 20 日 10:00 地点 电话形式 董事长：吴强 副总经理、首席技术官：李建飞 公司接待人员姓名 董事会秘书、财务总监：陈运萍 解决方案中心总经理：王跃林 投资者关系活动主要内容介绍 详见会议纪要 日期 2023 年 7 月 20 日 上能电气股份有限公司 接待机构投资者调研活动的会议纪要 编号：2023-003 时间：2023 年 7 月 20 日 10:00 形式：电话会议 一、 行业情况 2023 年上半年光伏发电新增装机容量 78.42GW，同比增长 154%。根据中关 村储能产业技术联盟发布的数据，2023 年 1-6 月，国内新型储能新增装机容量 8GW/18.2GWh，新增装机规模已超去年全年。光伏和储能装机量的大幅增长主要 得益于组件和锂电池 ...

Financial Performance - The company's operating revenue for the first half of 2023 reached ¥2,176,956,500.93, representing a 416.58% increase compared to ¥421,420,197.68 in the same period last year[26]. - The net profit attributable to shareholders was ¥135,143,110.75, a significant increase of 488.54% from ¥22,962,564.22 in the previous year[26]. - The net profit after deducting non-recurring gains and losses was ¥129,111,776.19, reflecting a 594.43% increase from ¥18,592,530.10 year-on-year[26]. - The basic earnings per share rose to ¥0.39, up 457.14% from ¥0.10 in the same period last year[26]. - The total assets at the end of the reporting period were ¥5,625,135,280.72, marking a 21.89% increase from ¥4,615,016,490.83 at the end of the previous year[26]. - The net assets attributable to shareholders increased by 49.51% to ¥1,537,017,199.81 from ¥1,028,061,606.92 at the end of the previous year[26]. - The company's revenue for the first half of 2023 reached ¥2,176,956,500.93, a significant increase of 416.58% compared to ¥421,420,197.68 in the same period last year[79]. - Revenue from the photovoltaic industry was CNY 1,302,539,495.71, accounting for 59.83% of total revenue, with a year-on-year increase of 275.55%[83]. - Revenue from the energy storage industry surged to CNY 817,543,962.67, representing 37.55% of total revenue, marking a dramatic increase of 2,048.15% compared to CNY 38,058,053.07 last year[84]. - The gross profit margin for photovoltaic inverters was 19.85%, while the gross profit margin for energy storage systems was 11.82%, reflecting a decrease of 0.97% and 16.91% respectively compared to the previous year[82]. Market Expansion and Strategy - The company plans to enhance its research and development efforts to accelerate the launch of new products to meet diverse market demands[6]. - The company aims to expand its market share in energy storage and system integration products to mitigate the impact of policy changes in the photovoltaic sector[4]. - The company is actively expanding its overseas market presence, focusing on regions such as North America for large-scale energy storage projects and Europe for distributed photovoltaic and household storage markets[49]. - The company plans to expand its market presence in Southeast Asia, targeting a 10% market share by the end of 2024[140]. - The company is considering strategic acquisitions to enhance its product portfolio, with potential targets identified in the renewable energy sector[160]. - The company is actively pursuing market expansion strategies, targeting a 10% increase in market share within the next year[169]. Research and Development - Research and development investment increased by 113.96% to ¥87,692,368.07 from ¥40,985,483.28, indicating a commitment to innovation[79]. - The company has established four major R&D centers and three manufacturing bases, focusing on automation and intelligent production to enhance efficiency[70]. - The company is focused on product innovation and has invested in research and development in the field of power electronics[127]. - Research and development investments have increased by 30%, focusing on innovative technologies to enhance product offerings[168]. Operational Efficiency and Cost Management - Operating costs also rose to ¥1,799,048,638.18, reflecting a 455.70% increase from ¥323,747,410.94, primarily due to expanded sales[79]. - The company aims to reduce operational costs by 15% through efficiency improvements and automation initiatives by the end of 2023[138]. - The management has set a performance guidance of achieving a net profit margin of 20% for the upcoming quarter[175]. Risk Management - The company faces risks related to policy changes in the renewable energy sector, which could impact profitability, and plans to expand overseas markets to mitigate this risk[109]. - The company is at risk of declining gross margins due to rising raw material prices and increased competition, and it aims to enhance R&D and product offerings to maintain competitiveness[110]. - The company has a significant amount of accounts receivable, which poses a risk of bad debts, and it plans to strengthen receivables management[111][113]. - The company is exposed to foreign exchange risks as its export business grows, and it will enhance its ability to manage these risks through hedging strategies[114]. Shareholder and Governance Policies - The company does not plan to distribute cash dividends or issue new shares from capital reserves for the half-year period[122]. - The company has a profit distribution policy that aligns with its articles of association, particularly regarding cash dividends for shareholders[128]. - The company has committed to distributing cash dividends of no less than 10% of the distributable profits each year[165]. - The company has established a mechanism to adjust its profit distribution policy based on operational conditions and external market changes, subject to regulatory compliance[145]. Sustainability and Social Responsibility - The company is committed to environmental protection and does not belong to the key pollutant discharge units as per environmental authorities[126]. - The company actively fulfills social responsibilities, focusing on quality management and shareholder rights protection[127]. - The company has committed to sustainability initiatives, aiming for a 50% reduction in carbon emissions by 2025[170]. Future Outlook - The company has set a revenue guidance for the second half of 2023, projecting an increase of 15% compared to the first half, aiming for approximately 1.725 billion yuan[138]. - The company provided a positive outlook for the second half of 2023, projecting a revenue growth of 20% to 30%[162]. - New product launches are expected to contribute an additional 200 million yuan in revenue by the end of 2023, with a focus on innovative technologies in the energy sector[139]. - The company plans to issue convertible bonds to unspecified targets, with commitments from major shareholders to not participate in the subscription if they have reduced their stock holdings in the past six months[171].

Group 1: Market Insights - The global photovoltaic (PV) installation is expected to maintain rapid growth in 2023, particularly in domestic ground-mounted PV stations, which are anticipated to double in capacity [4] - Global energy storage installations will remain concentrated in China and the United States, with domestic energy storage expected to double this year due to recent declines in battery cell prices [4] Group 2: Competitive Landscape - The entry of new manufacturers in string inverters is high, but few are entering the centralized inverter market due to its higher technical complexity and the need for extensive experience in high-power power electronics [3] - Factors considered in bidding for large ground-mounted power stations include bid price, company qualifications, past performance, product quality, and technical specifications [7] Group 3: International Expansion - In 2022, the company's overseas revenue primarily came from India, Greece, Spain, and South Korea, with plans to expand into European ground PV, North American energy storage, and markets in the Middle East, Brazil, Southeast Asia, and South Africa [5] - The company has established sales networks in major overseas markets, focusing on direct sales for large customers and channel sales for distributed PV and household storage [5] Group 4: Product Development and Profitability - The company is actively monitoring micro-inverters and hydrogen production through electrolysis [6] - The overall gross margin is expected to improve with the increase in high-margin product sales and the reduction of expense ratios as the business scales [6] Group 5: Pricing Trends - There has been no significant fluctuation in bidding prices for large projects due to a substantial increase in demand and tight supply of IGBT for PV inverters and energy storage PCS [8] - However, the bidding prices for energy storage system integration have seen a notable decline due to fluctuations in battery cell prices [8] Group 6: European Market Outlook - The European market for household PV and energy storage still has significant growth potential, with the company having completed certification for its household PV inverters in major European countries [9] - The company is actively positioning itself in the European household PV and storage market, expecting to achieve large-scale sales in the second half of the year [9]

| 投资者关系活动类别 | □特定对象调研 | □分析师会议 | | --- | --- | --- | | | □媒体采访 | ■业绩说明会 | | | □新闻发布会 | □路演活动 | | | □电话会议 | □现场参观 | | 参与人员姓名及单位名称 | 参与公司 2022 者 | 年度网上业绩说明会的投资 | | 时间 | 2023 年 5 月 10 日 | 15:00-17:00 | | 地点 | | 全景•路演天下（http://rs.p5w.net） | | 公司接待人员姓名 | 董事长：吴强 | | | | 董事会秘书、财务总监：陈运萍 | | | | 独立董事：纪志成 | | | 投资者关系活动主要内容介绍 | 详见会议纪要 | | | 日期 | 2023 年 5 月 10 日 | | 上能电气股份有限公司 2022 年度网上业绩说明会的会议纪要 编号：2023-002 上能电气股份有限公司 投资者关系的活动记录表 股票简称：上能电气 证券代码：300827 编号：2023-002 时间：2023 年 5 月 10 日 15:00 形式：文字互动 主要问题及答复如下： 1、请介绍一下公司 2 ...

| 证券代码：300827 | 证券简称：上能电气 | 公告编号：2023-041 | | --- | --- | --- | | 债券代码：123148 | 债券简称：上能转债 | | 上能电气股份有限公司 关于举行 2022 年度网上业绩说明会的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 上能电气股份有限公司（以下简称"公司"）《2022 年年度报告》全文及摘 要已于 2023 年 4 月 27 日在中国证监会指定网站和媒体上披露。 为使广大投资者能够更深入、更全面地了解公司 2022 年度经营情况，公司 定于 2023 年 5 月 10 日（星期三）下午 15:00-17:00 在全景网举办 2022 年度业 绩说明会，本次年度业绩说明会将会采用网络远程的方式举行，投资者可登录全 景"投资者关系互动平台"（http://ir.p5w.net）参与本次年度业绩说明会。 出席本次业绩说明会的人员有：公司董事长吴强先生，财务总监兼董事会秘 书陈运萍先生，独立董事纪志成先生。 为充分尊重投资者、提升交流的针对性，现就公司 2022 年度业绩说明会提 前 ...