紫光国芯微电子股份有限公司 第四条 独立董事应当独立履行职责，不受公司及其主要股东、实际控制人 等单位或者个人的影响。 第五条 独立董事原则上最多在 3 家境内上市公司担任独立董事，并应当确 保有足够的时间和精力有效地履行独立董事的职责。 第六条 公司独立董事占董事会成员的比例不得低于三分之一，公司设三名 独立董事，其中至少包括一名会计专业人士。 公司董事会下设审计、提名、薪酬与考核等专门委员会，审计委员会成员应 当为不在公司担任高级管理人员的董事，其中独立董事应当过半数，并由独立董 事中会计专业人士担任召集人；提名委员会、薪酬与考核委员会中独立董事应当 过半数并担任召集人。 第二章 独立董事的任职条件 独立董事工作细则 第一章 总 则 第一条 为完善紫光国芯微电子股份有限公司（以下简称"公司"）治理结构， 促进公司规范运作，保障全体股东的合法权益，公司根据《中华人民共和国公司 法》（以下简称"《公司法》"）、《上市公司独立董事管理办法》、《深圳证券交易 所股票上市规则》、《深圳证券交易所上市公司自律监管指引第 1 号——主板上 市公司规范运作》等法律、法规、规范性文件及《紫光国芯微电子股份有限公司 章程》（ ...

本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 紫光国芯微电子股份有限公司（以下简称"公司"）第八届董事会第四次会 议通知于 2023 年 10 月 27 日以电子邮件的方式发出，会议于 2023 年 10 月 31 日下午以通讯表决的方式召开，会议应参加表决的董事 7 人，实际参加表决的董 事 7 人。会议符合《中华人民共和国公司法》和《公司章程》的规定。 会议以通讯表决的方式，审议通过如下议案： 1、会议以 7 票同意、0 票反对、0 票弃权的表决结果审议通过《关于不向下 修正"国微转债"转股价格的议案》。 鉴于"国微转债"已触发转股价格向下修正条件，董事会综合考虑现阶段市 场环境、股价走势等因素，决定本次不行使"国微转债"的转股价格向下修正的 权利，且在未来六个月内（即 2023 年 11 月 1 日至 2024 年 4 月 30 日），如再次 触发"国微转债"转股价格向下修正条件，亦不提出向下修正方案。从 2024 年 5 月 1 日开始计算，若再次触发"国微转债"的转股价格向下修正条件，届时公 司将按照相关规定履行审议程序，决定是否行使"国微转债"的 ...

Financial Performance - The company's revenue for Q3 2023 was ¥1,907,901,749.30, a decrease of 6.08% compared to the same period last year[5]. - Net profit attributable to shareholders was ¥638,799,073.86, down 24.21% year-on-year[5]. - The basic earnings per share for the period was ¥0.7575, reflecting a decline of 23.65% compared to the previous year[5]. - Total operating revenue for Q3 2023 reached CNY 5,642,441,929.60, an increase of 14.3% compared to CNY 4,936,274,504.20 in Q3 2022[24]. - Net profit for Q3 2023 was CNY 2,031,821,174.27, slightly down from CNY 2,039,430,975.51 in Q3 2022, representing a decrease of 0.4%[25]. - Basic earnings per share for Q3 2023 were CNY 2.3982, slightly down from CNY 2.4021 in Q3 2022[26]. - The company reported a total comprehensive income of CNY 2,039,537,267.39 for Q3 2023, compared to CNY 2,065,381,097.56 in the same period last year[26]. Assets and Liabilities - Total assets at the end of the reporting period reached ¥17,305,036,502.47, an increase of 12.89% from the end of the previous year[5]. - The total assets of the company as of Q3 2023 were CNY 17,305,036,502.47, an increase from CNY 15,328,754,125.82 in the previous year[22]. - The total liabilities increased to CNY 6,081,211,285.45 from CNY 5,553,599,463.48, marking a rise of 9.5%[22]. - The company's equity attributable to shareholders reached CNY 11,150,815,045.37, up from CNY 9,703,075,490.59, indicating a growth of 15%[22]. Cash Flow - The net cash flow from operating activities for the year-to-date was ¥1,181,342,784.84, an increase of 3.31%[5]. - Operating cash flow for the current period is CNY 1,181,342,784.84, an increase from CNY 1,143,504,816.56 in the previous period, reflecting a growth of approximately 3.6%[27]. - Cash and cash equivalents decreased by 36.57% to ¥2,595,572,005.65, mainly due to significant cash outflows from purchasing short-term financial products and share buybacks[9]. - Cash inflow from financing activities is CNY 735,865,914.50, down from CNY 1,245,567,445.25 in the previous period, a decline of about 41.0%[28]. - Cash outflow from financing activities totals CNY 997,136,252.17, compared to CNY 1,259,881,841.68 in the previous period, a decrease of approximately 20.8%[28]. Research and Development - Research and development expenses for the year-to-date amounted to ¥1,044,664,369.43, up 38.01% year-on-year, primarily due to increased labor costs[12]. - R&D expenses increased significantly to CNY 1,044,664,369.43, compared to CNY 756,948,617.21 in the same period last year, reflecting a growth of 38%[25]. Shareholder Information - The total number of common shareholders at the end of the reporting period is 177,745[15]. - The largest shareholder, Tibet Unisplendour Chunhua Technology Co., Ltd., holds 26.00% of shares, totaling 220,901,326 shares[16]. - The company repurchased a total of 6,396,000 shares, accounting for 0.75% of the total share capital, with a total transaction amount of RMB 599,952,971[18]. - The company plans to use between RMB 300 million and RMB 600 million for share repurchase, with a maximum price of RMB 130.00 per share[17]. Current Assets - As of September 30, 2023, total current assets amounted to RMB 13,943,086,186.36, an increase from RMB 12,254,438,934.17 at the beginning of the year[20]. - Cash and cash equivalents decreased to RMB 2,595,572,005.65 from RMB 4,092,173,560.99 at the beginning of the year[20]. - Accounts receivable increased to RMB 4,857,154,442.48 from RMB 3,105,706,684.84 at the beginning of the year[20]. - Inventory increased to RMB 2,803,206,410.00 from RMB 2,213,238,094.35 at the beginning of the year[20]. Investment Income - The company’s investment income for the year-to-date was ¥53,121,169.76, a decrease of 53.80% compared to the previous year, attributed to reduced equity method investment income[12]. - Total cash inflow from investment activities is CNY 1,623,725,495.61, compared to CNY 1,388,136,181.68 in the previous period, indicating an increase of about 16.9%[28]. - Net cash flow from investment activities is -CNY 2,201,330,123.62, worsening from -CNY 266,346,496.43 in the previous period[28].

| 证券代码：002049 | 证券简称：紫光国微 公告编号：2023-061 | | --- | --- | | 债券代码：127038 | 债券简称：国微转债 | 紫光国芯微电子股份有限公司 关于预计触发可转债转股价格向下修正条件的提示性公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 特别提示： | | | 2、可转债代码：127038 可转债简称：国微转债 3、转股价格：人民币 98.18 元/股 4、转股期限：2021 年 12 月 17 日至 2027 年 6 月 9 日 5、自 2023 年 10 月 11 日至 2023 年 10 月 24 日，紫光国芯微电子股份有限 公司（以下简称"公司"）股票已有 10 个交易日的收盘价格低于"国微转债"当 期转股价格的 85%，若后续公司股票收盘价格继续低于其当期转股价格的 85%， 预计将有可能触发"国微转债"转股价格向下修正条件。若触发转股价格修正条 件，公司将在触发转股价格修正条件当日，召开董事会审议决定是否修正转股价 格，并及时履行信息披露义务。 一、可转换公司债券的基本情况 1、发行上市情况 ...

| 证券代码：002049 | 证券简称：紫光国微 | 公告编号：2023-060 | | --- | --- | --- | | 债券代码：127038 | 债券简称：国微转债 | | 紫光国芯微电子股份有限公司 关于 2023 年第三季度可转债转股情况的公告 | 股票代码：002049 | | | | | 股票简称：紫光国微 | | | | | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 可转债代码：127038 | | | | | 可转债简称：国微转债 | | | | | | | 转股价格：当期转股价格为人民币 | | | | | 98.18 元/股 | | | | | | | 转股期限：2021 日至 | 年 | 12 | 月 | 17 | 2027 | 年 | 6 | 月 | 9 | 日 | 根据《深圳证券交易所股票上市规则》、《深圳证券交易所上市公司自律监 管指引第 15 号--可转换公司债券》的有关规定，紫光国芯微电子股份有限公司 （以下简称"公司"）现将 2023 年第三季度可转换公司债券转股及 ...

科创板投资风险提示 本次发行股票拟在科创板上市，科创板公司具有研发投入大、经营风险高、 业绩不稳定、退市风险高等特点,投资者面临较大的市场风险。投资者应充分 了解科创板的投资风险及本公司所披露的风险因素，审慎作出投资决定。 成都华微电子科技股份有限公司 （Chengdu Sino-Microelectronics Tech. Co., Ltd.） 1 栋 22-23 层 2201 号、2301 号） 首次公开发行股票并在科创板上市 招股说明书 （注册稿） 保荐机构（主承销商） （深圳市前海深港合作区南山街道桂湾五路128号前海深港基金小镇B7栋401） 成都华微电子科技股份有限公司 招股说明书 （中国（四川）自由贸易试验区成都高新区益州大道中段 1800 号 本公司的发行申请尚需经上海证券交易所和中国证监会履行相应程序。本招股说 明书不具有据以发行股票的法律效力，仅供预先披露之用。投资者应当以正式公 告的招股说明书作为投资决定的依据。 声 明 中国证监会、交易所对本次发行所作的任何决定或意见，均不表明其对发行 人注册申请文件及所披露信息的真实性、准确性、完整性作出保证，也不表明其 对发行人的盈利能力、投资价值 ...

| 证券代码：002049 | 证券简称：紫光国微 | 公告编号：2023-059 | | --- | --- | --- | | 债券代码：127038 | 债券简称：国微转债 | | 紫光国芯微电子股份有限公司 关于购买银行理财产品的进展公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 紫光国芯微电子股份有限公司（以下简称"公司"）于 2023 年 5 月 10 日召 开第七届董事会第三十二次会议，审议通过了《关于使用闲置募集资金进行现金 管理的议案》和《关于使用自有资金购买银行理财产品的议案》，同意公司使用 不超过人民币 5 亿元（含本数）暂时闲置募集资金进行现金管理，现金管理期限 自本次董事会审议通过之日起不超过 12 个月，在上述额度和期限内，资金可循 环滚动使用；同意公司及合并报表范围内子公司使用额度不超过人民币 13 亿元 （含本数）的自有资金购买短期保本型银行理财产品，资金使用期限自本次董事 会审议通过之日起不超过 12 个月，在上述额度和期限内，资金可以滚动使用。 具体内容详见公司于 2023 年 5 月 11 日在《中国证券报》及巨潮资 ...

Financial Performance - The company's operating revenue for the first half of 2023 was ¥3,734,540,180.30, representing a 28.56% increase compared to ¥2,904,816,817.52 in the same period last year[19]. - The net profit attributable to shareholders of the listed company was ¥1,392,203,875.21, up 16.22% from ¥1,197,886,302.32 in the previous year[19]. - The net cash flow from operating activities reached ¥1,149,261,600.42, a significant increase of 214.73% compared to ¥365,152,289.97 in the same period last year[19]. - Basic earnings per share increased to ¥1.6405, reflecting a growth of 16.36% from ¥1.4099 in the previous year[19]. - Total assets at the end of the reporting period were ¥16,680,077,330.97, an increase of 8.82% from ¥15,328,754,125.82 at the end of the previous year[19]. - The net assets attributable to shareholders of the listed company rose to ¥10,540,209,876.75, marking an 8.63% increase from ¥9,703,075,490.59 at the end of the previous year[19]. - The weighted average return on net assets was 13.50%, down 1.76 percentage points from 15.26% in the previous year[19]. - The company reported a total of ¥69,662,361.81 in non-recurring gains and losses during the reporting period[24]. Revenue Breakdown - The company achieved operating revenue of 373,454 million yuan, a year-on-year increase of 28.56%[43]. - The net profit attributable to shareholders reached 139,220 million yuan, up 16.22% year-on-year[43]. - The operating income from the integrated circuit segment was ¥3,625,944,198.98, which is 97.09% of total revenue, reflecting a 31.55% increase compared to the previous year[54]. - The smart security chip business achieved significant growth, with revenue of ¥1,462,117,801.78, up 81.99% year-on-year, accounting for 39.15% of total revenue[54]. Research and Development - The company has increased its R&D investment, resulting in 107 new intellectual property authorizations in 2022[36]. - Research and development expenses increased by 62.36% to ¥755,839,520.82, driven by the growth in the number and compensation of R&D personnel[50]. - Research and development expenses surged to ¥673,334,890.92, up 75.8% from ¥383,402,200.64 in the previous year, indicating a strong focus on innovation[162]. Cash Flow and Investments - The net cash flow from operating activities surged by 214.73% to ¥1,149,261,600.42, attributed to the significant increase in sales collections[50]. - The company reported a net decrease in cash and cash equivalents of ¥1,122,953,865.58, primarily due to investments in bank wealth management products and share repurchases[50]. - The company reported a total investment of ¥97,361,765.91 during the reporting period, a significant increase of 131.57% compared to ¥42,043,384.07 in the same period last year[63]. - The company incurred a total investment cash outflow of CNY 2,110,952,581.22, compared to CNY 943,786,639.40 in the previous year, representing an increase of 123.4%[167]. Financial Position - The company's total liabilities are CNY 6,065,302,078.11, an increase from CNY 5,553,599,463.48 at the start of the year[159]. - The company's asset-liability ratio is 36.36%, slightly up from 36.23% at the end of 2022[153]. - The company maintains a stable financial condition with a loan repayment rate and interest payment rate both at 100%[153]. - The company has received a credit rating of "AA+" from China Chengxin International Credit Rating Co., Ltd., with a stable outlook[153]. Shareholder Information - The company approved a share repurchase plan using between RMB 300 million and RMB 600 million, with a maximum repurchase price of RMB 130.00 per share[122]. - A total of 6,396,000 shares were repurchased, accounting for 0.75% of the company's total share capital, with a total transaction amount of RMB 599,952,971[132]. - The largest shareholder, Tibet Ziguang Chunhua Technology Co., Ltd., holds 26.00% of the shares, totaling 220,901,326 shares[134]. - The company has 195,486 common shareholders at the end of the reporting period[134]. Corporate Governance and Compliance - The company has established a solid governance structure and internal control systems to enhance operational efficiency and compliance[93]. - There were no significant lawsuits or arbitration matters reported during the period, indicating a stable legal environment for the company[102]. - The company has not engaged in any significant external guarantees or violations during the reporting period[99]. Market and Product Development - The company launched over 600 varieties of special integrated circuits, including microprocessors and programmable devices[30]. - The company is expanding its product categories, including industrial-grade products and high-performance bus products[44]. - The company plans to further enrich its product portfolio and actively expand into the automotive-grade power device market for new energy vehicles[49]. Environmental and Social Responsibility - The company has maintained a focus on green and environmentally friendly practices in daily management, product development, and manufacturing, aiming for continuous improvement in environmental performance[93]. - The company has committed to social responsibility initiatives, including employee welfare and community engagement, contributing to education and poverty alleviation[94].

本次股票发行后拟在科创板市场上市，该市场具有较高的投资风险。科 创板公司具有研发投入大、经营风险高、业绩不稳定、退市风险高等特点， 投资者面临较大的市场风险。投资者应充分了解科创板市场的投资风险及本 公司所披露的风险因素，审慎作出投资决定。 科创板风险提示 苏州锴威特半导体股份有限公司 （Suzhou Convert Semiconductor CO., LTD.） （张家港市杨舍镇华昌路 10 号沙洲湖科创园 B2 幢 01 室） 招股说明书 （深圳市前海深港合作区南山街道桂湾五路128号前海深港基金小镇B7栋401） 首次公开发行股票并在科创板上市 保荐人（主承销商） 苏州锴威特半导体股份有限公司 招股说明书 发 行 人 声 明 中国证监会、交易所对本次发行所作的任何决定或意见，均不表明其对发 行人注册申请文件及所披露信息的真实性、准确性、完整性作出保证，也不表 明其对发行人的盈利能力、投资价值或者对投资者的收益作出实质性判断或保 证。任何与之相反的声明均属虚假不实陈述。 根据《证券法》规定，股票依法发行后，发行人经营与收益的变化，由发 行人自行负责；投资者自主判断发行人的投资价值，自主作出投资决策，自行 ...