The US Securities and Exchange Commission has suddenly put brakes on high-leverage crypto ETFs by issuing warning letters to major ETF issuers. Proposed funds from issuers like Direxion, ProShares, Tidal Financial, Volatility Shares, and GraniteShares apparently exceeded volatility limits – by using derivatives to chase extreme leverage on crypto and single stocks such as Tesla or Nvidia. The applications for ETFs that promised 3x to 5x returns on assets like Bitcoin and Ethereum could be blocked? But wh ...

Direxion launched two leveraged semiconductor ETFs in October targeting the five largest companies driving the chip industry's rally, offering investors amplified exposure to a sector concentrated in artificial intelligence infrastructure. The Direxion Daily Semiconductors Top 5 Bull 2X Shares (TSXU) and Top 5 Bear 2X Shares (TSXD) track an equal-weighted index of Nvidia Corp. (NVDA), Advanced Micro Devices Inc. (AMD), Broadcom Inc. (AVGO), ASML Holding (ASML), and Taiwan Semiconductor Manufacturing Co. (TS ...

ETF（交易所交易基金）提供商 ProShares 收到美国证券监管机构的警告函后，已撤回其部分高杠杆交 易所交易基金的注册申请。该警告函指出了相关风险敞口，并暂停了对此类计划的审查。 周二，美国证券监管机构已向 9 家 ETF 提供商发送此类警告函，包括 ProShares、Direxion 和 GraniteShares。监管机构要求这些公司进一步明确部分基金的风险 —— 此类基金试图追踪标的股票表 现，且杠杆倍数最高可达 5 倍。 ProShares 于周三表示："我们理解并认可美国证券交易委员会（SEC）工作人员近期对多家发行机构提 交的特定新型杠杆 ETF 所持的观点，该观点指出此类基金不符合相关法律要求。" 因部分 ETF 提供商推出的基金试图以最高 5 倍杠杆追踪标的股票表现，美国证券交易委员会认为这类 基金存在风险敞口，故发送警告函要求相关机构进一步明确风险，并暂停了对此类基金计划的审查。 责任编辑：郭明煜 周二，美国证券监管机构已向 9 家 ETF 提供商发送此类警告函，包括 ProShares、Direxion 和 GraniteShares。监管机构要求这些公司进一步明确部分基金的风险 ...

LATEST: 🚨 The SEC has sent warning letters to Direxion, ProShares and Tidal, halting their applications for 3-5x leveraged crypto ETFs and citing the Investment Company Act of 1940, which caps fund exposure at 200% of their value-at-risk. https://t.co/JMWpiwInQs ...

The Securities and Exchange Commission is putting a stopper in new leveraged funds, for now. The agency on Tuesday sent warning letters to nine issuers — including Direxion, GraniteShares and ProShares — halting reviews of leveraged ETFs that provide more than 2x exposure to their underlying securities. In stopping reviews and asking issuers to either revise their strategies or withdraw their applications, the SEC, which has been on a deregulatory streak since the beginning of the second Trump administrat ...

Just a day ago, the crypto community was celebrating the turnaround of long-time crypto critic Vanguard Group when they announced they would now allow ETFs and mutual funds that hold crypto. Today, a fresh warning from the SEC has reversed the optimistic sentiment. The U.S. Securities and Exchange Commission (SEC) has issued warning letters to several exchange-traded fund providers, freezing applications for leveraged crypto ETFs offering more than 200% exposure to their underlying assets. Nine ETF prov ...

The U.S. Securities and Exchange Commission has stepped in to stop the launch of some of the most aggressive exchange-traded funds ever proposed in the country. The products were designed to deliver three to five times the daily performance of stocks and cryptocurrencies, pushing the limits of how much risk regulators are willing to allow. ETF Issuers Pull Filings After SEC Flags Leverage Rule Violations On Tuesday, the agency issued nine warning letters to major ETF providers, including Direxion, ProSh ...

(Bloomberg) -- The US Securities and Exchange Commission has issued a flurry of warning letters to some of the country’s most prolific providers of high-octane exchange-traded funds, effectively blocking the introduction of products designed to deliver three and even five times the daily returns of stocks, commodities and cryptocurrencies.In a set of nine almost identical letters posted Tuesday, the SEC told firms including Direxion, ProShares and Tidal that it would not move forward with reviewing proposed ...

The US Securities and Exchange Commission headquarters in Washington, DC, US. The US Securities and Exchange Commission has issued a flurry of warning letters to some of the country’s most prolific providers of high-octane exchange-traded funds, effectively blocking the introduction of products designed to deliver three and even five times the daily returns of stocks, commodities and cryptocurrencies. Most Read from Bloomberg In a set of nine almost identical letters posted Tuesday, the SEC told firms in ...

经济观察网当地时间12月2日，美国证券交易委员会(SEC)向美国多家高杠杆交易所交易基金(ETF)的主 要提供商密集发出警告函。SEC告知Direxion、ProShares和Tidal等公司，在关键问题得到解决之前，将 暂停对拟推出产品的审核，要求基金管理人修改投资策略或正式撤回申请。SEC称，对寻求超过200%(2 倍)杠杆敞口的交易所交易基金注册申请表示关切。 ...