内幕信息知情人登记制度

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云南铜业: 中信建投证券股份有限公司关于云南铜业股份有限公司内幕信息知情人登记制度的制定和执行情况的核查意见
Zheng Quan Zhi Xing· 2025-07-21 13:21
Core Viewpoint - Yunnan Copper Co., Ltd. is planning to acquire a 40% stake in Liangshan Mining Co., Ltd. from Yunnan Copper (Group) Co., Ltd. through a share issuance, while also raising matching funds by issuing shares to China Aluminum Corporation and China Copper Corporation [1] Group 1: Insider Information Management - The company has established an Insider Information Management System in accordance with relevant laws and regulations, including the Securities Law of the People's Republic of China and the Shenzhen Stock Exchange Listing Rules [1][3] - The system is designed to manage insider information and ensure compliance with legal requirements during the transaction process [3] Group 2: Execution of Insider Information Management - During the planning and execution of the transaction, the company implemented strict confidentiality measures, informing all parties involved to keep transaction-related information confidential until legal disclosure [2] - Access to sensitive information was limited to core participants registered as insider information holders, ensuring that only authorized personnel were aware of the details [2] - The company submitted necessary documentation, including a transaction progress memorandum and insider information holder registration forms, to the Shenzhen Stock Exchange [2] Group 3: Independent Financial Advisor's Opinion - The independent financial advisor, CITIC Construction Investment Securities, confirmed that the company's Insider Information Management System complies with relevant laws and regulations [3] - The advisor noted that the company has effectively managed the registration and reporting of insider information holders and has taken appropriate confidentiality measures [3]
华之杰: 内幕信息知情人登记制度
Zheng Quan Zhi Xing· 2025-07-16 11:10
Core Points - The article outlines the insider information management system of Suzhou Huazhi Jie Telecommunications Co., Ltd, emphasizing the importance of confidentiality and compliance with relevant laws and regulations [1][2][10] Group 1: Insider Information Management - The board of directors is responsible for managing insider information, ensuring the accuracy and completeness of insider information registries, with the chairman as the primary responsible person [1][2] - The company secretary is tasked with overseeing the confidentiality of insider information and maintaining the registry of insider information personnel [1][2] - Insider information is defined as non-public information that significantly impacts the company's operations, finances, or securities prices [2][3] Group 2: Scope of Insider Information - Insider information includes major changes in business policies, significant investments, important contracts, major debts, and significant losses [2][3][4] - The scope also covers changes in shareholder structure, major lawsuits, and any criminal investigations involving the company or its executives [3][4] Group 3: Responsibilities of Insider Information Personnel - Individuals with access to insider information must maintain confidentiality and are prohibited from insider trading or leaking information [4][5] - The company must keep a detailed record of all individuals who have access to insider information, including their roles and the specifics of the information they received [6][8] Group 4: Compliance and Accountability - The company is required to document the process of significant events that may affect stock prices, including the timeline and involved personnel [7][8] - Violations of the insider information management system can lead to disciplinary actions, including fines and potential criminal charges [9][10]
*ST威尔: 国浩律师(上海)事务所关于上海威尔泰工业自动化股份有限公司内幕信息知情人登记制度的制定和执行情况之专项核查意见
Zheng Quan Zhi Xing· 2025-07-15 16:23
Group 1 - The core opinion of the document is that Shanghai Weitai Industrial Automation Co., Ltd. has established and executed an insider information registrant system in compliance with relevant laws and regulations [2][5]. - The company adopted necessary and sufficient confidentiality measures during the planning and execution of a major asset acquisition and related party transaction [4][5]. - The insider information registrant system was initially approved by the board of directors on March 25, 2010, and has been updated in accordance with current laws and regulations [3][4]. Group 2 - The company has implemented strict confidentiality protocols, including limiting the number of individuals with access to sensitive information and requiring confidentiality agreements with involved parties [4][5]. - The company has maintained compliance with the Securities Law of the People's Republic of China and other relevant regulations throughout the transaction process [5]. - The company has documented the progress of significant matters and registered insider information registrants, submitting reports to the Shenzhen Stock Exchange as required [4][5].
*ST宇顺: 北京观韬律师事务所关于深圳市宇顺电子股份有限公司内幕信息知情人登记制度的制定和执行情况的专项核查意见
Zheng Quan Zhi Xing· 2025-07-14 16:25
Core Viewpoint - Shenzhen Yushun Electronics Co., Ltd. is undergoing a significant asset acquisition involving the purchase of 100% equity in three companies, with legal opinions provided by Beijing Guantao Law Firm to ensure compliance with relevant laws and regulations [1][2]. Group 1: Legal Framework and Compliance - The legal opinions are based on various laws including the Company Law of the People's Republic of China, the Securities Law, and regulations regarding major asset restructuring [1][2]. - The law firm has confirmed that all necessary original documents and statements have been provided by the parties involved, ensuring no concealment or significant omissions [2][3]. - The firm has committed to fulfilling its legal responsibilities and has conducted thorough verification of the legality and compliance of the transactions [2][3]. Group 2: Insider Information Management - The company has established an Insider Information Knowledge Person Registration System, which includes provisions for confidentiality and accountability [3][4]. - During the planning of the transaction, the company implemented measures to limit the dissemination of sensitive information and maintained a registry of individuals privy to insider information [3][4]. - The company has adhered to legal requirements regarding the disclosure of insider information and has ensured that all involved parties comply with confidentiality obligations [4].
安源煤业: 中信证券股份有限公司关于安源煤业集团股份有限公司内幕信息知情人登记制度的制定和执行情况的核查意见
Zheng Quan Zhi Xing· 2025-06-27 16:47
Group 1 - The company plans to exchange its coal-related assets and liabilities for 8.55 million shares (57% stake) of Ganzhou Jinhui Magnetic Selection Technology Equipment Co., Ltd. held by Jiangxi Jiangtong Holdings Development Co., Ltd. The cash difference will be compensated by one party to the other [1][2] - The company has established an insider information registrant management system in accordance with the Securities Law of the People's Republic of China and relevant regulations [1] - The company has registered the insiders involved in the transaction and reported the list to the Shanghai Stock Exchange in a timely manner [1][2] Group 2 - The company has created a memorandum documenting the transaction's progress, including stages, timelines, participating institutions, and personnel, which has been filed with the Shanghai Stock Exchange [2] - The independent financial advisor has verified that the company's insider information management system complies with relevant laws and regulations [2]
*ST绿康: 浙商证券股份有限公司关于公司内幕信息知情人登记制度的制定和执行情况的核查意见
Zheng Quan Zhi Xing· 2025-06-27 16:47
Group 1 - The company plans to sell 100% equity of three subsidiaries to Jiangxi Raoxin New Energy Materials Co., Ltd. for cash [1] - The independent financial advisor conducted a review of the insider information registrant system established by the company [1][2] - The company has implemented necessary confidentiality measures and strictly controlled the personnel involved in the transaction [1][2] Group 2 - The independent financial advisor confirmed that the company adhered to relevant laws and regulations regarding the insider information registrant system [2] - The company signed confidentiality agreements with intermediary institutions to ensure the protection of sensitive information [2] - A memorandum documenting key milestones and participant details during the transaction process was maintained and signed by relevant personnel [2]
梦网科技: 北京国枫律师事务所关于梦网云科技集团股份有限公司内幕信息知情人登记制度的制定和执行情况的专项核查意见
Zheng Quan Zhi Xing· 2025-06-26 16:50
Group 1 - The law firm Grandway Law Offices has been appointed as a special legal advisor for the restructuring of DreamNet Cloud Technology Group Co., Ltd. [1][2] - The restructuring involves the acquisition of 100% equity of Hangzhou Bicheng Digital Technology Co., Ltd. through the issuance of shares and cash payment [1][2] - The law firm has issued a special verification opinion regarding the establishment and execution of the insider information registrant system of the company [2][3] Group 2 - DreamNet has established and revised its insider information registrant system in accordance with relevant laws and regulations [3][4] - The company has informed insider information registrants of their confidentiality obligations and responsibilities, prohibiting the disclosure of insider information before legal disclosure [4] - Necessary confidentiality measures have been taken to prevent insider information leakage, and the company has complied with relevant legal and regulatory requirements during the restructuring process [4][5]
宝地矿业: 申万宏源证券承销保荐有限责任公司关于新疆宝地矿业股份有限公司内幕信息知情人登记制度的制定和执行情况的核查意见
Zheng Quan Zhi Xing· 2025-06-19 12:44
Group 1 - The company has established an insider information registrant management system in accordance with relevant laws and regulations, including the Company Law and Securities Law [1][2] - The company has adhered to the China Securities Regulatory Commission's regulations on confidentiality and prohibition of insider trading during the transaction process [1] - The scope of sensitive information is limited to core participants registered as insider information registrants, and the company has submitted necessary documentation to the Shanghai Stock Exchange [1] Group 2 - The company has implemented measures to restrict access to meetings related to the transaction, allowing only core management and registered participants [2] - The company has fulfilled its obligation to inform insider information registrants about confidentiality and the prohibition of insider trading to prevent information leakage [2]
*ST中地: 中国国际金融股份有限公司关于中交地产股份有限公司内幕信息知情人登记制度的制定和执行情况的核查意见
Zheng Quan Zhi Xing· 2025-06-16 14:20
Group 1 - The company plans to transfer its real estate development-related assets and liabilities to China Communications Real Estate Group Co., Ltd. [1] - The independent financial advisor has been appointed to oversee the transaction and ensure compliance with relevant regulations [1][2] - The company has established a strict confidentiality system to protect insider information during the planning phase of the transaction [2] Group 2 - The company has implemented necessary protective measures in accordance with legal requirements and internal management systems [2] - The scope of individuals with access to insider information has been minimized, and confidentiality agreements have been signed with relevant parties [2] - The independent financial advisor confirms that the company has adhered to legal obligations regarding the confidentiality of the transaction [2]
奥浦迈: 国泰海通证券股份有限公司关于上海奥浦迈生物科技股份有限公司内幕信息知情人登记制度的制定和执行情况的核查意见
Zheng Quan Zhi Xing· 2025-06-05 16:17
Core Viewpoint - The company, Shanghai Aopumai Biotechnology Co., Ltd., is planning to acquire 100% equity of Pengli Biological Technology (Shanghai) Co., Ltd. through a combination of issuing shares and cash payment, involving multiple investment partners [1][2]. Group 1: Transaction Details - The acquisition involves several investment entities, including PharmaLegacy Hong Kong Limited and various limited partnerships, indicating a broad consortium of investors [1]. - The company intends to raise supporting funds by issuing shares to no more than 35 specific investors as part of the transaction [1]. Group 2: Confidentiality Measures - The company has implemented strict confidentiality measures to prevent the leakage of sensitive information related to the transaction, including the establishment of a registration system for insider information [2]. - The independent financial advisor has confirmed that the company has adhered to relevant laws and regulations, ensuring effective confidentiality protocols are in place [2].