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新铝时代: 北京市中伦律师事务所关于重庆新铝时代科技股份有限公司内幕信息知情人登记管理制度的制定和执行情况之核查意见
Zheng Quan Zhi Xing· 2025-08-14 14:17
Group 1 - The company, Chongqing New Aluminum Era Technology Co., Ltd., plans to acquire 100% equity of Honglian Electronics through a combination of issuing shares and cash payment [1] - The company has established an insider information registration management system in compliance with relevant laws and regulations, including the Company Law and Securities Law [2][3] - During the transaction planning phase, the company implemented necessary confidentiality measures, including limiting the number of personnel involved and signing confidentiality agreements with independent advisors [2] Group 2 - The company informed insider information personnel of their confidentiality obligations, prohibiting them from disclosing or using insider information for trading purposes before official disclosure [3] - The law firm conducting the review confirmed that the company's insider information registration and reporting practices comply with relevant legal and regulatory requirements [3]
石基信息: 国泰海通证券股份有限公司关于北京中长石基信息技术股份有限公司内幕信息知情人登记制度的制定和执行情况的核查意见
Zheng Quan Zhi Xing· 2025-08-14 13:18
内幕信息知情人登记制度的制定和执行情况的核查意见 北京中长石基信息技术股份有限公司(以下简称"石基信息"或"公司") 拟通过发行股份方式购买深圳市思迅软件股份有限公司 13.50%的股份(以下简 称"本次交易")。国泰海通证券股份有限公司(以下简称"独立财务顾问")作为 石基信息本次交易的独立财务顾问,对本次交易内幕信息知情人登记制度的制定 和执行情况进行了核查,具体情况如下: 国泰海通证券股份有限公司关于 北京中长石基信息技术股份有限公司 一、内幕信息知情人登记制度的制定和执行情况 为避免因参与人员泄露本次交易有关信息而对本次交易产生不利影响,公司 和聘请的相关中介机构对本次交易事宜采取了严格的保密措施及保密制度。具体 情况如下: 小知悉本次交易相关敏感信息的人员范围; 员严格履行保密义务和责任,在内幕信息依法披露前,不得公开或者泄露内幕信 息,不得利用内幕信息买卖或者建议他人买卖公司股票; 易所,编制了交易进程备忘录并经相关人员签字确认; 信息知情人均严格遵守保密义务; 的相关信息负有保密义务。 二、独立财务顾问核查意见 经核查,独立财务顾问认为:公司已根据相关法律、法规及规范性文件的规 定,制定了严格有 ...
海兰信: 董事会关于内幕信息知情人登记制度的制定和执行情况的说明
Zheng Quan Zhi Xing· 2025-08-12 16:26
Group 1 - The company plans to acquire 100% equity of Hainan Hailan Universe Marine Information Technology Co., Ltd. from 17 shareholders through a combination of issuing shares and cash payment [1] - The company intends to raise supporting funds by issuing stocks to no more than 35 specific investors [1] - The company has established an insider information registration system in compliance with relevant laws and regulations, which was revised during a board meeting on August 7, 2012 [1] Group 2 - The company has implemented strict confidentiality measures regarding the transaction, limiting the number of personnel who are aware of sensitive information [2] - All parties involved in the transaction have signed confidentiality agreements, clearly defining the scope of confidential information and responsibilities [2] - The company has adhered to legal obligations by ensuring that insider information is not disclosed or used for trading before it is legally disclosed [2]
海兰信: 北京德恒律师事务所关于北京海兰信数据科技股份有限公司本次交易内幕信息知情人登记制度制定和执行情况专项核查意见
Zheng Quan Zhi Xing· 2025-08-12 16:26
Core Viewpoint - The document provides a special verification opinion on the establishment and execution of the insider information registrant system of Beijing Hailanxin Data Technology Co., Ltd. (Hailanxin) in relation to its acquisition of 100% equity of Hainan Huanyu Ocean Information Technology Co., Ltd. [1][2] Summary by Sections Establishment of the Insider Information Registrant System - Hailanxin established its insider information registrant system and disclosed it on the Shenzhen Stock Exchange website. The system was revised during the board meeting on August 7, 2012, and subsequently disclosed [4]. Execution of the Insider Information Registrant System - Hailanxin implemented confidentiality measures for the transaction, including written confidentiality agreements with intermediary institutions. Insiders are prohibited from disclosing transaction information to others and from trading Hailanxin's stock based on insider information. The list of insiders was reported to the Shenzhen Stock Exchange [4][5]. Verification Opinion - The law firm conducting the verification concluded that Hailanxin complied with relevant laws and regulations regarding the registration and reporting of insiders, and that appropriate confidentiality measures were taken [5].
海兰信: 国泰君安证券股份有限公司关于北京海兰信数据科技股份有限公司内幕信息知情人登记制度的制定和执行情况的核查意见
Zheng Quan Zhi Xing· 2025-08-12 16:26
Group 1 - The independent financial advisor conducted a review of the insider information registrant system established by Beijing Hailanxin Data Technology Co., Ltd. and confirmed its compliance with relevant laws and regulations [1][2] - The company has implemented necessary confidentiality measures during the planning of the transaction, limiting the knowledge of sensitive information to relevant parties [1] - The company registered the insider information registrants related to the transaction and created a memorandum documenting the transaction's specific stages and progress, including discussions, communications, and participant details [1][2] Group 2 - The independent financial advisor concluded that the insider information registrant system was properly established and executed in accordance with applicable legal and regulatory requirements [2] - The company adhered to confidentiality obligations prior to the legal disclosure of the transaction and executed the registration and reporting of insider information registrants as per the established system [2]
综艺股份: 江苏世纪同仁律师事务所关于江苏综艺股份有限公司内幕信息知情人登记制度制定和执行情况的专项核查意见
Zheng Quan Zhi Xing· 2025-08-11 16:25
Core Viewpoint - The law firm Jiangsu Century Tongren has conducted a special review of Jiangsu Zongyi Co., Ltd.'s insider information registrant system, confirming that the company has established and executed the system in compliance with relevant laws and regulations [1][6]. Group 1: Insider Information Registrant System Establishment - The company has formulated the "Insider Information Registrant Management System" in accordance with the Company Law, Securities Law, and other relevant regulations [6]. - The system outlines the scope of insider information and registrants, confidentiality management, registration and filing of insider information, and accountability measures [6]. Group 2: Execution of the Insider Information Registrant System - The company has placed significant emphasis on insider information management, strictly controlling the range of insider information registrants since the initial discussions of the transaction [6]. - During the transaction process, the company created transaction progress memorandums at key stages and required relevant personnel to maintain confidentiality [6]. - The company has complied with the regulations by timely recording insider information registrants and the planning process, and has submitted the "Insider Information Registrant Form" and "Major Event Progress Memorandum" to the Shanghai Stock Exchange [6]. Group 3: Review Opinion - The law firm concludes that the company's insider information management system is in accordance with relevant laws, regulations, and normative documents [7]. - The company has fulfilled its confidentiality obligations prior to legal disclosures and has executed the registration and reporting of insider information registrants as required by the management system [7].
综艺股份: 兴业证券股份有限公司关于江苏综艺股份有限公司内幕信息知情人登记制度的制定和执行情况的核查意见
Zheng Quan Zhi Xing· 2025-08-11 16:25
Core Viewpoint - Jiangsu Zongyi Co., Ltd. is planning to gain control of Jiangsu Jilai Microelectronics Co., Ltd. through cash capital increase and voting rights entrustment, which constitutes a major asset restructuring according to relevant regulations [1][2]. Group 1: Establishment of Insider Information Management System - The company has established an insider information management system in accordance with the Company Law, Securities Law, and other relevant regulations, detailing the scope of insider information and the management of insider information personnel [1][2]. - The system includes provisions for confidentiality management, registration of insider information personnel, and accountability measures [1]. Group 2: Execution of Insider Information Management System - During the planning of the transaction, the company implemented necessary confidentiality measures and strictly limited the knowledge of relevant information [2]. - The company maintained a record of insider information personnel and created memoranda for key transaction milestones, ensuring compliance with the insider information management regulations [2][3]. Group 3: Independent Financial Advisor's Verification Opinion - The independent financial advisor has verified that the company's insider information management system complies with relevant laws and regulations [3]. - The advisor confirmed that the company has adhered to the registration and reporting requirements for insider information personnel, taking adequate measures to prevent information leakage [3].
致尚科技: 湖南启元律师事务所关于致尚科技内幕信息知情人登记制度的制定和执行情况的核查意见
Zheng Quan Zhi Xing· 2025-08-11 14:16
Core Viewpoint - The legal opinion regarding the insider information registrant system of Shenzhen Zhishang Technology Co., Ltd. has been issued, confirming that the company has established and executed the system in compliance with relevant laws and regulations [1][3]. Group 1: Establishment of the Insider Information Registrant System - The company has formulated the "Insider Information Registrant Management System," which includes general provisions, definitions and scope of insider information, management of registrants, confidentiality management, accountability system, and supplementary provisions [3][4]. - The revised system has been implemented by the company and relevant personnel [3]. Group 2: Execution of the Insider Information Registrant System - The company has taken necessary and sufficient confidentiality measures during the planning and execution of the transaction, including limiting the number of personnel aware of sensitive information and ensuring confidentiality obligations with intermediary institutions [4]. - The company has maintained a record of insider information registrants and has documented the transaction process, with confirmations signed by relevant personnel [4]. Group 3: Conclusion - The legal opinion concludes that the establishment of the insider information registrant system complies with relevant laws, regulations, and normative documents [4]. - The company has effectively managed the registration and reporting of insider information and has implemented necessary confidentiality measures to prevent leaks, in accordance with legal requirements [4].
分众传媒: 国泰海通证券股份有限公司关于分众传媒信息技术股份有限公司内幕信息知情人登记制度的制定和执行情况的核查意见
Zheng Quan Zhi Xing· 2025-08-06 14:12
Core Viewpoint - The company, Focus Media, is planning to acquire 100% equity of Chengdu New Wave Media Group through a combination of share issuance and cash payment, involving multiple parties including Zhang Jixue and JD.com [1][2] Group 1: Insider Information Management - The company has established an "Insider Information Knowledge Person Registration Management System" that defines insider information, the scope of knowledge persons, and outlines confidentiality management and accountability [1][2] - The company has implemented necessary confidentiality measures during the planning of the transaction, limiting the number of personnel who are aware of sensitive information [1][2] Group 2: Compliance with Regulations - The independent financial advisor has confirmed that the company has complied with relevant laws and regulations, including the Securities Law and the Management Measures for Information Disclosure of Listed Companies, in formulating the insider information registration system [2] - The company has adhered to the established insider information registration system by strictly controlling the knowledge scope of sensitive information and executing registration and reporting duties [2]
狮头股份: 东方证券关于狮头股份内幕信息知情人登记制度的制定和执行情况的核查意见
Zheng Quan Zhi Xing· 2025-08-06 14:12
Core Viewpoint - The company is undergoing a transaction to acquire 97.4399% of Hangzhou Lipo Technology Co., Ltd. through a combination of issuing shares and cash payments, while ensuring compliance with insider information management regulations [1]. Group 1: Insider Information Management System Development - The company has established an "Insider Information and Insider Management System" in accordance with relevant laws and regulations, clearly defining the scope of insider information and responsibilities of insiders [1]. Group 2: Execution of Insider Information Management System - The company has implemented strict confidentiality measures during the transaction, adhering to legal requirements and internal management protocols [2]. - The company has limited the number of individuals with access to sensitive information related to the transaction [2]. - The company has informed insiders of their confidentiality obligations and the prohibition against insider trading multiple times [2]. - Confidentiality clauses have been included in the transaction agreements with counterparties, and confidentiality agreements have been signed with intermediary institutions [2]. - The company has established a registry of insiders and maintained documentation of the transaction process, which has been reported to the Shanghai Stock Exchange [2]. - The company has enhanced legal education for senior management and personnel involved in the transaction to ensure effective confidentiality [2]. Group 3: Independent Financial Advisor's Review - The independent financial advisor confirms that the company has developed the insider management system in compliance with legal requirements [3]. - The company has executed the registration and reporting of insiders in accordance with relevant laws and internal regulations, implementing necessary confidentiality measures [3].