Group 1 - The core issue involves a legal case against Huaxi Securities related to false statements made by Shuzhi Technology, with a court hearing scheduled for September 23, 2025 [2] - Shuzhi Technology was listed on the Growth Enterprise Market in January 2010 and was delisted in June 2022 due to an audit report that could not express an opinion on its 2020 financial statements [3] - The actual controller and chairman of Shuzhi Technology, Zhang Zhiyong, received a notice from the China Securities Regulatory Commission (CSRC) in December 2021 regarding an investigation into information disclosure violations [3] Group 2 - Huaxi Securities is being held liable for joint compensation as the sponsor for Shuzhi Technology's convertible bond issuance in 2020, following the company's legal issues [4] - Previously, Huaxi Securities faced significant penalties from regulatory authorities due to its involvement in the Jin Tong Ling case, where it was found to have issued a sponsorship letter despite the company inflating its revenue and profits [4] - In April 2024, Huaxi Securities was subjected to a six-month suspension of its sponsorship business qualifications by the Jiangsu Securities Regulatory Bureau due to inadequate due diligence in the Jin Tong Ling project [5]