Core Points - The announcement by Sier Te (002538.SZ) on September 29 revealed that the Xuancheng Public Security Bureau has transferred a case involving former executives and intermediary personnel to the Xuancheng People's Procuratorate for review and prosecution [1] - The case involves ten suspects, including former Chairman Jin Guoqing and former General Manager Jin Zhenghui, with charges including embezzlement, bribery, fraud, and issuing false VAT invoices [1] - The implicated securities service intermediary, Guoyuan Securities, had representatives involved in Sier Te's financing projects from 2011 to 2019, including key fundraising efforts [1] Financing Projects - Guoyuan Securities' representative Sun Bin was involved in two significant financing projects for Sier Te: a directed issuance raising 1.07 billion yuan in September 2015 and an 800 million yuan convertible bond issuance in 2019 [2] - The investigation was triggered by internal audits revealing irregularities in the accounts of a subsidiary, Guizhou Lufang, after a change in shareholders at the end of 2023 [2] - Following the resignation of several former executives, including Jin Zhenghui, Sier Te reported the case on January 17, 2024 [2] Executive Changes - Sun Bin has been withdrawing from multiple listed company supervision projects since June 2025, indicating potential implications for his professional standing and the companies involved [2]

根据中国证券业协会发布的《从业人员基本信息公示》及《保荐代表人分类名单》数据显示，截至2025年1月22日，国内有103家保荐机构具有保荐业务资格，保 荐代表人共计8760名， 其中水平评价测试达到基本要求且无负违法失信信息的保代有8339名，占比95.19%。 中信证券、中信建投证券、中金公司的保代人数位 列前三，分别有618人、583人、491人。 在水平评价测试达到基本要求且无违法失信信息的8339名保代中，保荐项目数量在10单以上的资深保代共有164人， 占 比1.97%，他们保荐的项目数量合计有2132单。 来自平安证券的"保代女王"赵宏常年霸占榜首之位，其保荐项目数量高达25单。 另有320名保代存在违法失信信 息，其中23人的保荐项目数量在10单以上。 一、中信证券、中信建投证券、中金公司保代人数位列前三 据统计，中信证券、中信建投证券、中金公司这三家保荐机构的保代人数位列前三，分别有618人、583人、491人，合计1692人，占比19.32%%。各券商保荐代 表人数量排名具体如下： | 排名 | 保荐机构 | 保存代表人数量 | | --- | --- | --- | | 1 | 中信证券 ...