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读者传媒:因独立性不足收到甘肃证监局行政监管措施决定书
Xin Lang Cai Jing· 2025-10-27 15:03
读者传媒10月27日公告,公司收到中国证券监督管理委员会甘肃监管局下发的《行政处罚决定书》。经 查,公司工资薪酬等事项需经控股股东读者出版集团有限公司审批,存在以控股股东审批代替内部决策 的情况,独立性不足。张斌强作为公司董事长,梁朝阳作为公司时任董事长,对上述行为承担主要责 任。甘肃证监局决定对公司采取责令改正的行政监管措施,并记入证券期货市场诚信档案。 ...
安凯微: 广州安凯微电子股份有限公司控股股东、实际控制人行为规范
Zheng Quan Zhi Xing· 2025-08-13 12:19
Core Points - The document outlines the regulations governing the behavior of the controlling shareholders and actual controllers of Guangzhou Ankai Microelectronics Co., Ltd, aiming to enhance corporate governance and protect the rights of shareholders [1][2]. Group 1: General Principles - Controlling shareholders and actual controllers must act in good faith and not abuse their control to harm the company or other shareholders' rights [2][3]. - They are required to comply with laws, regulations, and the company's articles of association, ensuring transparency and proper information disclosure [2][3]. - The document emphasizes the importance of maintaining the independence of the company’s assets, personnel, finances, and operations [4][5]. Group 2: Financial Independence - Controlling shareholders and actual controllers must not occupy company funds through various means, including unauthorized loans or payments for personal expenses [3][4]. - They are prohibited from using the company’s financial resources for personal gain or to benefit related parties without fair compensation [6][7]. Group 3: Information Disclosure - Controlling shareholders and actual controllers are obligated to disclose significant events that may affect the company, such as changes in control or major asset restructuring [12][13]. - They must ensure that all disclosed information is accurate, complete, and timely, cooperating with the company in fulfilling its disclosure obligations [12][14]. Group 4: Share Transfer and Control - The document stipulates that any transfer of shares or control must adhere to legal regulations and maintain the stability of the company's ownership structure [10][11]. - Controlling shareholders must conduct due diligence on potential buyers to ensure that the transfer does not harm the company or other shareholders [11][12]. Group 5: Protection of Minority Shareholders - The rights of minority shareholders, including voting and proposal rights, must be fully protected, and controlling shareholders should not impede their exercise of these rights [9][10]. - Transactions between the controlling shareholders and the company must be conducted on fair and equitable terms, ensuring no harm to the interests of minority shareholders [9][10].