Core Points - The document outlines the behavior norms for the controlling shareholders and actual controllers of Suzhou Hailu Heavy Industry Co., Ltd, aiming to protect the rights of the company and minority shareholders [1][2][3] Group 1: General Principles - Controlling shareholders and actual controllers must act honestly and in accordance with laws and regulations, ensuring the company's and all shareholders' interests are maintained [3][4] - They are required to uphold the company's independence and not exploit their control for illegal benefits or misuse company resources [3][4] Group 2: Rights and Obligations - Controlling shareholders and actual controllers must exercise their rights and fulfill obligations without concealing their identities or evading responsibilities [2][3] - They must ensure that any agreements regarding control arrangements are clearly defined and communicated [2][3] Group 3: Information Disclosure - There is a strict obligation for controlling shareholders and actual controllers to disclose information accurately, completely, and timely, avoiding any misleading statements or omissions [4][5] - They must establish a management system for information disclosure, ensuring that all significant information is communicated to the company [18][19] Group 4: Financial Independence - Controlling shareholders and actual controllers must maintain the financial independence of the company, avoiding any non-operational occupation of company funds [6][7] - They are prohibited from using company accounts for personal or related party transactions [6][7] Group 5: Business Independence - The document emphasizes the need for maintaining the company's operational independence, preventing any conflicts of interest or competition with the company [8][9] - Controlling shareholders and actual controllers must support the company in establishing independent operational models [8][9] Group 6: Share Trading Regulations - There are specific regulations governing the buying and selling of company shares by controlling shareholders and actual controllers, including the requirement to report and disclose plans for share reductions [11][12] - They must not engage in share trading based on undisclosed significant information [13][14] Group 7: Compliance and Accountability - Controlling shareholders and actual controllers are accountable for their commitments and must ensure that any promises made are clear, actionable, and fulfilled [5][6] - They must notify the company of any significant changes in their shareholding or control status [16][17]

Core Points - The document outlines the regulations governing the behavior of the controlling shareholders and actual controllers of Guangzhou Ankai Microelectronics Co., Ltd, aiming to enhance corporate governance and protect the rights of shareholders [1][2]. Group 1: General Principles - Controlling shareholders and actual controllers must act in good faith and not abuse their control to harm the company or other shareholders' rights [2][3]. - They are required to comply with laws, regulations, and the company's articles of association, ensuring transparency and proper information disclosure [2][3]. - The document emphasizes the importance of maintaining the independence of the company’s assets, personnel, finances, and operations [4][5]. Group 2: Financial Independence - Controlling shareholders and actual controllers must not occupy company funds through various means, including unauthorized loans or payments for personal expenses [3][4]. - They are prohibited from using the company’s financial resources for personal gain or to benefit related parties without fair compensation [6][7]. Group 3: Information Disclosure - Controlling shareholders and actual controllers are obligated to disclose significant events that may affect the company, such as changes in control or major asset restructuring [12][13]. - They must ensure that all disclosed information is accurate, complete, and timely, cooperating with the company in fulfilling its disclosure obligations [12][14]. Group 4: Share Transfer and Control - The document stipulates that any transfer of shares or control must adhere to legal regulations and maintain the stability of the company's ownership structure [10][11]. - Controlling shareholders must conduct due diligence on potential buyers to ensure that the transfer does not harm the company or other shareholders [11][12]. Group 5: Protection of Minority Shareholders - The rights of minority shareholders, including voting and proposal rights, must be fully protected, and controlling shareholders should not impede their exercise of these rights [9][10]. - Transactions between the controlling shareholders and the company must be conducted on fair and equitable terms, ensuring no harm to the interests of minority shareholders [9][10].

华平信息技术股份有限公司 控股股东、实际控制人行为规范 华平信息技术股份有限公司 第一章 总则 第一条 为贯彻证券市场公开、公平、公正原则，进一步完善华平信息技术 股份有限公司(以下简称"公司")的法人治理结构，规范控股股东、实际控制人 行为，切实保护公司和中小股东的合法权益，根据《中华人民共和国公司法》 第四条 本规范所称实际控制人，是指通过投资关系、协议或者其他安排， 能够实际支配公司行为的自然人、法人或者其他组织。 第五条 以下主体的行为视同控股股东、实际控制人行为，适用本规范相关 规定： 华平信息技术股份有限公司 控股股东、实际控制人行为规范 《中 华人民共和国证券法》 （以下简称《证券法》） 《上市公司治理准则(2025 修正)》 《深圳证券交易所创业板股票上市规则（2025 年修订）》（以下简称《上市规 则》）《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范 运作（2025 年修订）》（以下简称《规范运作指引》）、《深圳证券交易所上 市公司自律监管指引第 18 号——股东及董事、高级管理人员减持股份（2025 修 订）》（以下简称《减持指引》）等法律、法规、部门规章、规范性文件 ...