合规操作
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兴业银行海口分行被罚款305万元 违法所得2010元被没收
Xi Niu Cai Jing· 2025-12-01 11:25
Group 1 - The core issue is that Industrial Bank's Haikou branch has been penalized for inadequate management in loan, investment, and bill operations, resulting in a fine of 3.05 million yuan and the confiscation of illegal gains amounting to 20,100 yuan [1][2] - The penalties were imposed by the National Financial Supervision Administration's Hainan Regulatory Bureau, highlighting the increasing scrutiny on financial institutions [2] - In response to the tightening regulatory environment, the Haikou branch has conducted training sessions aimed at enhancing compliance awareness among employees regarding operational risks in banking [1]
中国人寿衡水故城支公司开展 “诚信教育”培训
Zhong Guo Jin Rong Xin Xi Wang· 2025-08-07 12:24
培训期间,主讲人围绕诚信销售与合规操作两大核心主题,对《保险法》中与销售环节紧密相关的条款 进行深入细致的解读。重点强调如实告知义务、反欺诈等关键规定,清晰明确地划定法律红线,让每一 位销售人员都深刻认识到法律的严肃性和权威性。同时,通过典型案例,以直观、生动的方式让销售人 员真切感受到违规操作不仅会严重损害客户的合法权益,还会对公司的声誉造成难以挽回的负面影响, 更会让个人面临法律责任追究。 通过此次培训,中国人寿故城支公司销售人员对诚信经营的重要性有了更为深刻、透彻的认识,进一步 强化了合规意识和风险防范能力。中国人寿故城支公司将持续深入推进诚信教育工作,不断优化完善培 训体系,为保险行业的健康、稳定、可持续发展注入源源不断的动力。(王文聪) 编辑:刘润榕 转自:新华财经 为积极响应行业对于诚信经营的号召,全方位提升销售人员的职业素养,进一步规范保险销售流程,近 日,中国人寿故城支公司举办了一场别开生面的销售人员诚信教育培训活动。此次培训采用现场讲授与 线上视频直播相结合的创新模式,确保了公司全体销售人员都能参与其中,实现了培训的全面覆盖。 ...