私募投资基金监管

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广东同创基金,暂停!
Shen Zhen Shang Bao· 2025-10-09 01:36
根据相关行政监管措施决定书,同创基金管理的私募基金产品"广州市同创汇产业投资合伙企业(有限合 伙)"(以下简称"同创汇")向投资者分配的收益不与投资项目的资产、收益、风险等情况挂钩。以上行为 违反了《关于加强私募投资基金监管的若于规定》第九条第六项《私募投资基金登记备案办法》(以下 简称《登记备案办法》)第四十一条第三项的规定。同创基金已采取措施减轻不良影响。 近日,中国证券投资基金业协会(下称中基协)网站发布的纪律处分决定书显示,广东同创基金管理有 限公司(下称同创基金)被中基协暂停受理产品备案六个月。 经查,同创基金存在以下违规事实: 一是向投资者分配的收益不与投资项目的资产、收益、风险等情况挂钩。 天眼查显示,广东同创基金管理有限公司成立于2016年,为广州市创聚投资发展成员,位于广东省广州 市,主要从事私募股权投资基金、创业投资基金管理等业务。 二是未按规定向投资者履行信息披露义务。 其一,"同创汇"于2020年11月至2025年3月间发生关联交易,同创基金未于该基金合伙协议中明确建立 有效的关联交易风险控制机制。其二,2023年6月至2025年1月,同创基金未规范使用"同创汇"相关基金 账户。其三, ...
因违规委托无资质机构募资,珠海悦鸿图私募收警示函
Sou Hu Cai Jing· 2025-09-23 03:49
Core Points - Guangdong Securities Regulatory Bureau issued a warning letter to Zhuhai Yuehongtu Private Fund Management Co., Ltd. for violating regulations related to private investment fund management [1] - The company was found to have entrusted an unqualified entity to conduct fundraising activities, breaching specific provisions of the Interim Measures for the Supervision and Administration of Private Investment Funds and related regulations [1] - The regulatory authority emphasized the need for the company to take effective measures to rectify the issues and hold responsible personnel accountable, with a requirement to submit a written rectification report within 30 days [1] Company Overview - Zhuhai Yuehongtu Private Fund Management Co., Ltd. was established in 2020 and is located in Zhuhai, Guangdong Province, primarily engaged in capital market services [1] - The company has a registered capital of 5 million RMB and a paid-in capital of 2 million RMB [1]