Core Points - The document outlines the management system for the shareholding and trading activities of shareholders, directors, and senior management of Beijing Zhen Shitong Technology Co., Ltd. [1] - The system is established to comply with various laws and regulations, including the Company Law and Securities Law of the People's Republic of China [1][2] Group 1: Applicability and Definitions - The system applies to major shareholders (holding more than 5% of shares), specific shareholders, directors, and senior management [2] - Senior management is defined as those appointed by the board of directors as per the company's articles of association [2] - All shareholding activities must comply with relevant laws and regulations, including restrictions on insider trading and market manipulation [3] Group 2: Reporting and Disclosure Requirements - Major shareholders and directors must ensure accurate and timely reporting of their shareholdings to the Shenzhen Stock Exchange [4] - Directors and senior management must report their personal and immediate family members' shareholding information within specified timeframes [4][5] - Any changes in shareholding must be disclosed within two trading days [12] Group 3: Trading Principles and Restrictions - Directors and senior management must notify the board secretary of their trading plans in writing before executing trades [12] - There are restrictions on trading during specific periods, such as before the announcement of financial reports [31] - Directors and senior management are prohibited from transferring shares within six months of leaving their positions [6][11] Group 4: Share Reduction Regulations - Major shareholders are limited in their ability to reduce shareholdings, with specific caps on the percentage of shares that can be sold within a 90-day period [20][21] - Share reductions must comply with legal and regulatory commitments made by the shareholders [19] - Special conditions apply to the transfer of shares through agreements, including minimum transfer ratios and pricing guidelines [22][23] Group 5: Prohibited Trading Situations - Certain conditions prohibit major shareholders and directors from selling shares, such as ongoing investigations or legal actions against the company [24][25] - Directors and senior management are also restricted from trading under specific circumstances related to legal or regulatory issues [26][27] Group 6: Final Provisions - The system will be executed in accordance with relevant laws and regulations, and any conflicts with future regulations will be resolved in favor of the latter [36] - The board of directors is responsible for interpreting the system, which will take effect upon approval [38]

协鑫集成科技股份有限公司 大股东、董事、高级管理人员 所持本公司股份及其变动管理制度 二〇二五年六月 协鑫集成科技股份有限公司 大股东、董事、高级管理人员 所持本公司股份及其变动管理制度 第一章 总则 第一条 为加强对公司股东、董事、高级管理人员所持协鑫集成科技股份有限 公司（以下简称"公司"、"本公司"）股份及其变动的管理，根据《中华人民共 和国公司法》（以下简称"《公司法》"）、《中华人民共和国证券法》（以下简 称"《证券法》"）、《上市公司股东减持股份管理暂行办法》《上市公司董事和 高级管理人员所持本公司股份及其变动管理规则》 《深圳证券交易所股票上市规则》 《深圳证券交易所上市公司自律监管指引第1号——主板上市公司规范运作》《深圳 证券交易所上市公司自律监管指引第10号——股份变动管理》《深圳证券交易所上 市公司自律监管指引第18号——股东及董事、高级管理人员减持股份》等法律、行 政法规、部门规章、规范性文件以及《协鑫集成科技股份有限公司章程》（以下简 称"《公司章程》"）的有关规定，并结合公司实际情况，制定本制度。 第二条 本制度适用于公司持股5%以上的股东、实际控制人（以下统称"大股 东"）、董事 ...