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德林海: 德林海股东、董事、高级管理人员所持本公司股份及其变动管理制度(2025年7月修订)
Zheng Quan Zhi Xing· 2025-07-18 11:27
Core Viewpoint - The document outlines the management system for the shares held by shareholders, directors, and senior management of Wuxi Delinhai Environmental Technology Co., Ltd, emphasizing compliance with relevant laws and regulations regarding shareholding and trading activities [1][2][3]. Summary by Sections General Principles - The management system is established to enhance the management of shares held by shareholders, directors, and senior management in accordance with the Company Law and Securities Law of the People's Republic of China [1][2]. - The system applies to shares registered under the names of shareholders, directors, and senior management, including those held in multiple accounts [2][3]. Shareholder Share Change Rules - Major shareholders are prohibited from reducing their holdings under specific circumstances, such as being under investigation for securities violations or having received administrative penalties [5][6]. - The system specifies that major shareholders and actual controllers cannot reduce their holdings if the company is under investigation or has been publicly reprimanded [5][6][8]. Director and Senior Management Share Change Rules - Directors and senior management are restricted from reducing their holdings under certain conditions, including leaving the company within six months or being involved in securities violations [15][16]. - There are specific periods during which directors and senior management cannot trade shares, particularly around the announcement of financial reports [16][17]. Reporting and Disclosure Requirements - Directors and senior management must notify the company of their trading plans in writing and cannot proceed without feedback from the company secretary [12][13]. - Any shareholding changes must be reported to the stock exchange within two trading days [13][14]. Responsibilities and Penalties - The document outlines the responsibilities of directors and senior management to prevent insider trading and the consequences of violating trading regulations [30][31]. - Violations may result in penalties ranging from warnings to legal action, depending on the severity of the breach [31][32].
真视通: 股东、董事和高级管理人员所持本公司股份及其变动管理制度(2025年6月修订)
Zheng Quan Zhi Xing· 2025-06-26 16:47
Core Points - The document outlines the management system for the shareholding and trading activities of shareholders, directors, and senior management of Beijing Zhen Shitong Technology Co., Ltd. [1] - The system is established to comply with various laws and regulations, including the Company Law and Securities Law of the People's Republic of China [1][2] Group 1: Applicability and Definitions - The system applies to major shareholders (holding more than 5% of shares), specific shareholders, directors, and senior management [2] - Senior management is defined as those appointed by the board of directors as per the company's articles of association [2] - All shareholding activities must comply with relevant laws and regulations, including restrictions on insider trading and market manipulation [3] Group 2: Reporting and Disclosure Requirements - Major shareholders and directors must ensure accurate and timely reporting of their shareholdings to the Shenzhen Stock Exchange [4] - Directors and senior management must report their personal and immediate family members' shareholding information within specified timeframes [4][5] - Any changes in shareholding must be disclosed within two trading days [12] Group 3: Trading Principles and Restrictions - Directors and senior management must notify the board secretary of their trading plans in writing before executing trades [12] - There are restrictions on trading during specific periods, such as before the announcement of financial reports [31] - Directors and senior management are prohibited from transferring shares within six months of leaving their positions [6][11] Group 4: Share Reduction Regulations - Major shareholders are limited in their ability to reduce shareholdings, with specific caps on the percentage of shares that can be sold within a 90-day period [20][21] - Share reductions must comply with legal and regulatory commitments made by the shareholders [19] - Special conditions apply to the transfer of shares through agreements, including minimum transfer ratios and pricing guidelines [22][23] Group 5: Prohibited Trading Situations - Certain conditions prohibit major shareholders and directors from selling shares, such as ongoing investigations or legal actions against the company [24][25] - Directors and senior management are also restricted from trading under specific circumstances related to legal or regulatory issues [26][27] Group 6: Final Provisions - The system will be executed in accordance with relevant laws and regulations, and any conflicts with future regulations will be resolved in favor of the latter [36] - The board of directors is responsible for interpreting the system, which will take effect upon approval [38]
协鑫集成: 大股东、董事、高级管理人员所持本公司股份及其变动管理制度(2025年6月)
Zheng Quan Zhi Xing· 2025-06-20 11:52
Core Points - The document outlines the management system for the shares held by major shareholders, directors, and senior management of GCL-Poly Energy Holdings Limited, emphasizing compliance with relevant laws and regulations [1][2][3] Group 1: General Provisions - The system is established to strengthen the management of shares held by shareholders, directors, and senior management in accordance with the Company Law, Securities Law, and other relevant regulations [1] - It applies to shareholders holding more than 5% of the shares, actual controllers, directors, and senior management [2] Group 2: Share Transfer Management - Major shareholders are prohibited from reducing their holdings under certain circumstances, such as being investigated for securities violations or receiving administrative penalties [3][4] - Specific conditions are outlined under which controlling shareholders and actual controllers cannot reduce their holdings, including ongoing investigations or potential delisting scenarios [4][5] Group 3: Restrictions on Trading - Directors and senior management are restricted from trading company shares during specific periods, such as before the announcement of financial reports [6][7] - There are limits on the amount of shares that directors and senior management can transfer within a year, capped at 25% of their total holdings [7] Group 4: Disclosure Management - Changes in shareholdings by directors and senior management must be reported within two trading days, including details of the changes [30] - Plans for share reductions must be disclosed 15 trading days prior to the first sale, including the number of shares, reasons, and time frame [31][32]