董事及高管股份变动管理

Search documents
海陆重工: 董事、高级管理人员所持公司股份及变动管理办法(2025年8月)
Zheng Quan Zhi Xing· 2025-08-25 16:31
董事、高级管理人员所持公司股份及变动管理办法 苏州海陆重工股份有限公司 董事、高级管理人员所持公司股份及变动管理办法 第一条 为加强对苏州海陆重工股份有限公司(以下简称"公司")董事、 高级管理人员所持本公司股份及其变动的管理,进一步明确办理程序,根据《中 华人民共和国公司法》(以下简称《公司法》)《中华人民共和国证券法》(以 下简称《证券法》)《上市公司董事和高级管理人员所持本公司股份及其变动管 理规则》(以下简称《管理规则》)《深圳证券交易所上市公司自律监管指引第 股东及董事、高级管理人员减持股份》等法律法规、部门规章、规范性文件及《苏 州海陆重工股份有限公司章程》(以下简称《公司章程》)的相关规定,特制定 本办法。 第二条 公司董事、高级管理人员应当遵守《公司法》《证券法》和有关法 律、行政法规,中国证监会规章、规范性文件以及证券交易所规则中关于股份变 动的限制性规定。 公司董事、高级管理人员就其所持股份变动相关事项作出承诺的,应当严格 遵守。 第三条 公司董事、高级管理人员所持本公司股份,是指登记在其名下和利 用他人账户持有的所有本公司股份。公司董事、高级管理人员从事融资融券交易 的,其所持本公司股份 ...
当虹科技: 杭州当虹科技股份有限公司董事、高级管理人员所持本公司股份及其变动管理制度(2025年8月)
Zheng Quan Zhi Xing· 2025-08-22 10:18
杭州当虹科技股份有限公司 董事、高级管理人员所持本公司股份及其变动管理制度 杭州当虹科技股份有限公司 董事、高级管理人员所持本公司股份及其变动 管理制度 第一章 总 则 第一条 为加强杭州当虹科技股份有限公司(以下简称"公司")对董事和 高级管理人员持有及买卖公司股份的管理工作,根据《中华人民共和国公司法》 (以下简称"《公司法》")、《中华人民共和国证券法》(以下简称"《证券 法》")《上市公司股东减持股份管理暂行办法》、《上市公司董事和高级管理 人员所持本公司股份及其变动管理规则》、《上海证券交易所上市公司自律监管 指引第 15 号——股东及董事、高级管理人员减持股份》等法律、法规、规范性 文件及业务规则的相关规定,结合公司实际情况,制定本制度。 第二条 本制度适用于登记在公司董事及高级管理人员名下的公司股份及其 变动的管理。 第三条 公司董事及高级管理人员所持公司股份,是指登记在其名下和利用 他人账户持有的所有公司股份。公司董事及高级管理人员从事融资融券交易的, 还包括记载在其信用账户内的公司股份。 第四条 公司董事及高级管理人员可以通过上海证券交易所(以下简称"上 交所")的证券交易卖出,也可以通过协 ...
芯动联科: 《董事、高级管理人员所持本公司股份及其变动管理制度》
Zheng Quan Zhi Xing· 2025-08-18 16:33
General Principles - The document outlines the management system for shares held by directors and senior management of Anhui Xindong Lian Technology Co., Ltd, specifying procedures for shareholding and changes in accordance with relevant laws and regulations [1][2] - This system applies to all shares registered in the names of the company's directors and senior management, including those held through others' accounts and margin trading [1][2] Share Reduction Rules - Directors and senior management can sell shares through stock exchanges or other legally permitted methods, ensuring compliance with laws and disclosure obligations [2][3] - They must not reduce their holdings under certain conditions, such as within one year of the company's stock listing or during investigations by regulatory authorities [4][5] Reporting and Disclosure - Directors and senior management must report personal information to the company and relevant authorities within specified timeframes upon changes in their status or shareholdings [2][3] - Any share reduction must be reported in advance, detailing the number of shares, method, and reasons for the reduction [8][9] Restrictions on Trading - There are specific periods during which directors and senior management are prohibited from buying or selling shares, particularly around the announcement of financial reports or significant corporate events [4][5] - They are also restricted from engaging in margin trading or derivative transactions involving the company's shares [7][10] Compliance and Penalties - The company is responsible for ensuring that directors and senior management do not engage in insider trading and must report any violations to regulatory bodies [10][11] - Violations of the trading rules may result in penalties from the company and potential legal consequences for the individuals involved [11][12]
德林海: 德林海股东、董事、高级管理人员所持本公司股份及其变动管理制度(2025年7月修订)
Zheng Quan Zhi Xing· 2025-07-18 11:27
Core Viewpoint - The document outlines the management system for the shares held by shareholders, directors, and senior management of Wuxi Delinhai Environmental Technology Co., Ltd, emphasizing compliance with relevant laws and regulations regarding shareholding and trading activities [1][2][3]. Summary by Sections General Principles - The management system is established to enhance the management of shares held by shareholders, directors, and senior management in accordance with the Company Law and Securities Law of the People's Republic of China [1][2]. - The system applies to shares registered under the names of shareholders, directors, and senior management, including those held in multiple accounts [2][3]. Shareholder Share Change Rules - Major shareholders are prohibited from reducing their holdings under specific circumstances, such as being under investigation for securities violations or having received administrative penalties [5][6]. - The system specifies that major shareholders and actual controllers cannot reduce their holdings if the company is under investigation or has been publicly reprimanded [5][6][8]. Director and Senior Management Share Change Rules - Directors and senior management are restricted from reducing their holdings under certain conditions, including leaving the company within six months or being involved in securities violations [15][16]. - There are specific periods during which directors and senior management cannot trade shares, particularly around the announcement of financial reports [16][17]. Reporting and Disclosure Requirements - Directors and senior management must notify the company of their trading plans in writing and cannot proceed without feedback from the company secretary [12][13]. - Any shareholding changes must be reported to the stock exchange within two trading days [13][14]. Responsibilities and Penalties - The document outlines the responsibilities of directors and senior management to prevent insider trading and the consequences of violating trading regulations [30][31]. - Violations may result in penalties ranging from warnings to legal action, depending on the severity of the breach [31][32].
超卓航科: 《董事、高级管理人员持股及变动管理制度》(2025年7月制定)
Zheng Quan Zhi Xing· 2025-07-18 10:09
General Principles - The management system for the shares held by the board of directors and senior management of Hubei Chaozhuo Aviation Technology Co., Ltd. is established to strengthen the management of shareholding and changes in accordance with relevant laws and regulations [1][2]. Share Transfer Rules - Directors and senior management are prohibited from transferring shares under certain conditions, including within one year of the company's stock listing and within six months after leaving their positions [2]. - Specific circumstances that restrict share transfers include investigations by regulatory authorities and administrative penalties [2]. Trading Restrictions - Directors and senior management are not allowed to buy or sell company shares during specific periods, such as 15 days before the annual or semi-annual report announcements [3][4]. - A six-month prohibition on reverse trading is enforced after any legal purchase or sale of shares [4]. Reporting and Disclosure Management - The company secretary is responsible for managing the data and information regarding the shareholdings of directors and senior management, ensuring timely and accurate reporting [5][6]. - Any changes in shareholdings must be reported within two trading days, including details such as the number of shares held before and after the change [8][9]. Penalties for Violations - Violations of the share trading rules may result in the recovery of profits and other penalties imposed by the China Securities Regulatory Commission [10][11]. - Serious violations can lead to market bans for responsible individuals [11]. Additional Provisions - The management system will be revised and interpreted by the board of directors and will take effect upon approval [12][13].