中信建投证券股份有限公司 关于浙江长盛滑动轴承股份有限公司 股东向特定机构投资者询价转让股份 相关资格的核查意见 （北京市朝阳区安立路 66 号 4 号楼） 中信建投证券股份有限公司（以下简称"中信建投证券"）受浙江长盛滑动 轴承股份有限公司（以下简称"长盛轴承"）股东嘉善百盛投资管理合伙企业（有 限合伙）（以下简称"百盛投资"）、陆晓林（百盛投资、陆晓林以下合称"出 让方"）委托，组织实施本次长盛轴承首发前股东向特定机构投资者询价转让（以 下简称"本次询价转让"）。 根据《上市公司股东减持股份管理暂行办法》《深圳证券交易所创业板股票 上市规则（2025 年修订）》《深圳证券交易所上市公司自律监管指引第 18 号— —股东及董事、高级管理人员减持股份（2025 年修订）》《深圳证券交易所上市 公司自律监管指引第 16 号——创业板上市公司股东询价和配售方式转让股份 （2025 年修订）》（以下简称"《询价转让和配售指引》"）等相关规定，中信 建投证券对参与本次询价转让股东的相关资格进行核查，并出具本核查意见。 一、 本次询价转让的委托 中信建投证券收到出让方关于本次询价转让的委托，委托中信建投证券组织 实施本 ...

Overview - The article discusses the share transfer inquiry by Shenzhen Youboxin Technology Co., Ltd. (Youboxin) shareholders to specific institutional investors, organized by China International Capital Corporation (CICC) [1] Group 1: Inquiry Transfer Overview - CICC has received a mandate from Hong Kong Youboxin Technology Holdings Group Co., Ltd. (the seller) to organize the share transfer inquiry [1] - The inquiry transfer is conducted in accordance with relevant regulations, including the Interim Measures for the Management of Shareholders' Reduction of Holdings and the Shenzhen Stock Exchange's self-regulatory guidelines [1] Group 2: Seller Qualification Verification - CICC completed the qualification verification of the seller, including checking business registration documents and obtaining a commitment letter from the seller [2] - The seller, Hong Kong Youboxin Technology Holdings Group Co., Ltd., was established on April 18, 2011, and is registered under number 1589503 [2] - The seller has not violated any regulations regarding share reduction and is not subject to any legal restrictions such as bankruptcy or dissolution [2][3] Group 3: Compliance with Regulations - The seller holds more than 5% of Youboxin's shares and is not a director or senior management of Youboxin, thus complying with the relevant share reduction regulations [2][3] - The shares intended for transfer are pre-IPO shares and are not subject to any pledges or judicial freezes [2][3] - The seller has fulfilled necessary review or approval procedures for the share transfer [3] Group 4: Verification Opinions - CICC concludes that the seller meets the qualifications for participating in the share transfer inquiry, adhering to the relevant rules and regulations [5] - The seller's share transfer complies with the requirements for share reduction and does not involve any restricted rights [5]

中信证券股份有限公司 关于苏州宇邦新型材料股份有限公司 股东向特定机构投资者询价转让股份的核查报告 深圳证券交易所： 中信证券股份有限公司（以下简称"中信证券"或"组织券商"）受委托担任苏州 宇智伴企业管理合伙企业（有限合伙） （以下简称"转让方"）以向特定机构投资者询价 转让（以下简称"询价转让"）方式减持所持有的苏州宇邦新型材料股份有限公司（以 下简称"公司"或"宇邦新材"）首次公开发行前已发行股份的组织券商。 经核查，中信证券就本次询价转让的股东、转让方是否符合《深圳证券交易所上市 公司自律监管指引第 16 号——创业板上市公司股东询价和配售方式转让股份（2025 年 修订） 》（以下简称"《询价转让和配售指引》"）要求，本次询价转让的询价、转让过程 与结果是否公平、公正，是否符合《询价转让和配售指引》的规定作出如下报告说明。 一、本次询价转让概况 序号 股东名称 持股数量（股） 持股比例 （二）本次询价转让数量 本次拟询价转让股数上限为 2,500,000 股，受让方获配后，本次询价转让情况如下： 转让股份数量 （股） 转让股东名称 占总股本比例 占所持股份比例 转让股份来源 （一）本次询价转让方 截 ...

华林证券股份有限公司 关于浙江润阳新材料科技股份有限公司股东 向特定机构投资者询价转让股份 相关资格的核查意见 （拉萨市柳梧新区国际总部城3幢1单元5-5） 华林证券股份有限公司（以下简称"华林证券"）受浙江润阳新材料科技 股份有限公司（以下简称"润阳科技"）股东费晓锋（以下简称"出让方"） 委托，组织实施本次润阳科技首发前股东向特定机构投资者询价转让（以下简 称"本次询价转让"）。 根据《上市公司股东减持股份管理暂行办法》《深圳证券交易所创业板股票 上市规则（2025 年修订）》《深圳证券交易所上市公司自律监管指引第 18 号 —— 股东及董事、高级管理人员减持股份（2025 年修订）》《深圳证券交易所 上市公司自律监管指引第 16 号——创业板上市公司股东询价和配售方式转让 股份（2025 年修订）》(以下简称"《询价转让和配售指引》")等相关规定，华 林证券对参与本次询价转让股东的相关资格进行核查，并出具本核查意见。 一、本次询价转让的委托 （一）核查过程 根据相关法规要求，华林证券对出让方的相关资格进行了核查。出让方已出 具《关于向特定机构投资者询价转让首次公开发行前已发行股份相关事宜的承诺 函》。华 ...

Overview - The report details the share transfer process of Dongfang Caifu Information Co., Ltd. from shareholder Shen Yougen to specific institutional investors through a price inquiry method [1][2]. Group 1: Share Transfer Details - The total number of shares held by Shen Yougen as of July 18, 2025, is 189,606,534, representing 1.20% of the total share capital of 15,804,037,675 shares [1]. - The maximum number of shares proposed for transfer is 158,800,000, which accounts for 1.00% of the total share capital, with 83.75% of the shares being pre-IPO shares [1]. - The minimum transfer price is set at 70% of the average trading price over the previous 20 trading days prior to the issuance of the subscription invitation [1]. Group 2: Inquiry Process - A total of 102 institutional investors were invited to participate in the inquiry, including 19 fund management companies, 14 securities companies, 7 insurance companies, 9 qualified foreign institutional investors, 52 private fund managers, and 1 futures company [1]. - The inquiry invitation included details on subscription conditions, timeframes, and the transfer price determination process [1]. Group 3: Pricing and Allocation - The final transfer price was determined to be 21.66 yuan per share, with a total of 158,800,000 shares allocated to 17 institutional investors [2][3]. - The allocation process followed strict rules based on bid price, bid quantity, and the order of submission [1]. Group 4: Compliance and Verification - The transfer process was verified to be legal and compliant with relevant laws and regulations, including the Company Law and Securities Law of the People's Republic of China [3][5]. - Both the transferor and transferee were confirmed to meet the qualifications required by the regulations, ensuring no conflicts of interest or improper conduct [4][5].

Core Viewpoint - CITIC Securities is conducting a qualification review for the transfer of shares by a shareholder of Suzhou Yubang New Materials Co., Ltd. to specific institutional investors before the company's initial public offering [1][2]. Group 1: Transfer Delegation - CITIC Securities received a mandate from the selling party, Suzhou Yuzhi Ban Enterprise Management Partnership (Limited Partnership), to organize the inquiry transfer of shares [1]. - The inquiry transfer is in accordance with relevant regulations, including the Interim Measures for the Administration of Shareholders' Reduction of Holdings and the Shenzhen Stock Exchange's self-regulatory guidelines [1][2]. Group 2: Qualification Review Process - CITIC Securities conducted a thorough qualification review of the selling party, which included interviews and document collection [2]. - The selling party provided a commitment letter regarding the qualifications for the inquiry transfer of shares [2][3]. Group 3: Selling Party's Basic Information - Suzhou Yuzhi Ban Enterprise Management Partnership (Limited Partnership) was established on February 6, 2015, and is located in Suzhou [3]. - The partnership is legally registered and has not faced any legal or regulatory issues that would affect its operational status [3][4]. Group 4: Compliance with Regulations - The selling party has not violated any regulations regarding share reduction or holding period commitments [4][5]. - The shares intended for transfer are pre-IPO shares and are not subject to any pledges or judicial freezes [5][6]. - The selling party has fulfilled necessary review or approval procedures for the transfer [5][6]. Group 5: Financial Performance and Stock Price - Suzhou Yubang New Materials has distributed cash dividends exceeding 30% of the average annual net profit attributable to shareholders over the last three audited fiscal years [6]. - The stock price has remained above the net asset value per share and the IPO issuance price during the last 20 trading days [6]. Group 6: Transfer Window Compliance - The inquiry transfer does not fall within the restricted trading periods outlined in the regulations for directors and senior management [6][7]. - The company has confirmed that there are no significant events that could impact stock trading prices before the completion of the inquiry transfer [6][7]. Group 7: Final Review Opinion - CITIC Securities concludes that the selling party meets the qualifications required for the inquiry transfer as per the relevant guidelines and regulations [8].

Group 1 - The core viewpoint of the news is that CITIC Securities has been entrusted by Zheng Xu, a shareholder of Qingdao Tianneng Heavy Industry Co., Ltd., to organize a price inquiry for the transfer of shares to specific institutional investors before the company's initial public offering [1][2] - CITIC Securities has completed the qualification verification of the transferring shareholder, Zheng Xu, ensuring compliance with relevant regulations and confirming that the shares to be transferred are not subject to any restrictions such as pledges or judicial freezes [2][4] - The inquiry transfer is in accordance with the guidelines set forth in the "Inquiry Transfer and Allocation Guidelines" and has undergone necessary review or approval procedures as required [3][4] Group 2 - Zheng Xu is a Chinese national without permanent residency abroad, and has not violated any regulations regarding share reduction or holding period commitments [2][3] - The shares intended for transfer are pre-IPO shares, and Zheng Xu is not a controlling shareholder or actual controller of Tianneng Heavy Industry [2][3] - The stock price of Tianneng Heavy Industry has not fallen below the initial public offering price during the last 20 trading days, indicating a stable market condition for the inquiry transfer [3]

Core Viewpoint - The article discusses the qualification review conducted by CITIC Securities for the share transfer of Jiangsu Xinhang New Materials Co., Ltd. by its shareholder Yan Liuxin to specific institutional investors before the company's initial public offering [1][2]. Group 1: Share Transfer Delegation - CITIC Securities has been entrusted by Yan Liuxin to organize and implement the inquiry transfer of shares [1]. - The transfer is in accordance with relevant regulations including the Interim Measures for the Administration of Share Reduction by Shareholders of Listed Companies and the Shenzhen Stock Exchange's self-regulatory guidelines [1][2]. Group 2: Qualification Review Process - CITIC Securities conducted a thorough qualification review of the transferor, including interviews and document collection [2]. - Yan Liuxin has provided a commitment letter regarding the qualifications for the share transfer [2]. Group 3: Review Findings - Yan Liuxin is a Chinese national with no foreign permanent residency and has not violated any regulations regarding share reduction or holding period commitments [2][3]. - Yan Liuxin serves as the chairman and senior management of Xinhang New Materials, adhering to the regulations regarding the trading window for share transfers [2][3]. - The shares intended for transfer are not subject to any pledges or judicial freezes [2][3]. Group 4: Compliance with Regulations - The transferor must comply with specific regulations regarding the reduction of shares by controlling shareholders and actual controllers [3]. - The company has maintained a cash dividend amount exceeding 30% of the average annual net profit attributable to shareholders over the last three audited fiscal years [3]. - The stock price has remained above the net asset value per share and the initial public offering price during the last 20 trading days [3][4]. Group 5: Final Review Opinion - CITIC Securities concludes that the transferor meets the qualifications required by the inquiry transfer and allocation guidelines, confirming compliance with share reduction rules and other relevant regulations [5][6].

Overview - The report details the inquiry transfer of shares from Changhua Chemical Technology Co., Ltd. to specific institutional investors, conducted by CITIC Jianzhong Securities Co., Ltd. [1][2] Group 1: Inquiry Transfer Overview - The transfer involves a maximum of 1,401,783 shares, representing 3.61% of the total share capital after deducting repurchased shares [1][2] - The transfer is conducted under the guidelines of the Shenzhen Stock Exchange's "Inquiry Transfer and Allocation Guidelines" [1][2] Group 2: Pricing and Allocation Principles - The price floor for the inquiry transfer is determined based on the seller's funding needs and must not be lower than the price on the date of sending the subscription invitation [2][3] - The pricing and allocation follow a priority system based on subscription price, number of shares, and the time of receipt of subscription forms [3][4] Group 3: Transfer Process - A total of 99 institutional investors were invited to participate, including 31 fund companies and 26 securities firms [4][5] - During the effective subscription period, 8 valid subscription forms were received, with a final transfer price set at 20.09 yuan per share, totaling 28,161,820.47 yuan [7][8] Group 4: Compliance and Verification - The inquiry transfer process was verified to be legal and compliant with relevant laws and regulations, including the Company Law and Securities Law of the People's Republic of China [9][12] - Both the seller and buyers were confirmed to meet the qualifications required by the inquiry transfer guidelines [10][11]

中信证券股份有限公司 关于孩子王儿童用品股份有限公司 股东向特定机构投资者询价转让股份的核查报告 深圳证券交易所： 中信证券股份有限公司（以下简称"中信证券"或"组织券商"）受委托担任 HCM KW (HK) Holdings（以下简称"转让方"）以向特定机构投资者询价转让（以下简称"询 价转让"）方式减持所持有的孩子王儿童用品股份有限公司（以下简称"公司"或"孩 子王"）首次公开发行前已发行股份的组织券商。 经核查，中信证券就本次询价转让的股东、转让方是否符合《深圳证券交易所上市 公司自律监管指引第 16 号——创业板上市公司股东询价和配售方式转让股份（2025 年 修订）》（以下简称"《询价转让和配售指引》"）要求，本次询价转让的询价、转让过程 与结果是否公平、公正，是否符合《询价转让和配售指引》的规定作出如下报告说明。 一、本次询价转让概况 （一）本次询价转让转让方 截至 2025 年 5 月 30 日转让方所持公司首发前股份的数量及占公司总股本比例情 况如下： 序号 股东名称 持股数量（股） 持股比 例 注：总股本按 1,261,773,066 股计算。 （二）本次询价转让数量 本次拟询价转让股数上限 ...