股东资格核查

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拓荆科技: 中信证券股份有限公司关于拓荆科技股份有限公司股东向特定机构投资者询价转让股份相关资格的核查意见
Zheng Quan Zhi Xing· 2025-08-04 16:47
Core Viewpoint - CITIC Securities is conducting a qualification review for shareholders of Tuojing Technology Co., Ltd. regarding the transfer of shares to specific institutional investors before the company's initial public offering [1] Group 1: Delegation of Inquiry Transfer - CITIC Securities received a delegation from the shareholders of Tuojing Technology to organize and implement the inquiry transfer [2] Group 2: Qualification Review of Shareholders - CITIC Securities conducted a qualification review of the transferring shareholders, who provided a commitment letter regarding the transfer of shares [2] - The review process included interviews and inquiries with the shareholders, as well as the collection of relevant documents [2] - The review confirmed that the transferring shareholders are legally established limited partnerships and are in good standing [3][4][5][6][7][8][9][10][11][12][13][14][15][16][17][18][19][20][21][22] Group 3: Compliance with Regulations - The transferring shareholders have not violated any regulations regarding share reduction or made any commitments [3][4][5][6][7][8][9][10][11][12][13][14][15][16][17][18][19][20][21][22] - The shares intended for transfer are pre-IPO shares and are not subject to any pledges or judicial freezes [3][4][5][6][7][8][9][10][11][12][13][14][15][16][17][18][19][20][21][22] - The transferring shareholders are not the controlling shareholders or actual controllers of Tuojing Technology [3][4][5][6][7][8][9][10][11][12][13][14][15][16][17][18][19][20][21][22] Group 4: Review Opinion - CITIC Securities concluded that the transferring shareholders meet the qualifications required by the relevant regulations for the inquiry transfer and do not fall under any prohibitive circumstances outlined in the guidelines [22]
必易微: 中信证券股份有限公司关于深圳市必易微电子股份有限公司股东向特定机构投资者询价转让股份相关资格的核查意见
Zheng Quan Zhi Xing· 2025-06-15 10:17
Group 1 - The core viewpoint of the article is that CITIC Securities has conducted a qualification review for the shareholders of Shenzhen Biyi Microelectronics Co., Ltd. regarding the transfer of shares to specific institutional investors before the company's initial public offering [1][2] - CITIC Securities received a commission from the shareholder Yuan Chengjun to organize and implement the inquiry transfer of shares [1] - The review process included interviews and inquiries with the transferor, as well as the collection of relevant documents to ensure compliance with regulations [1][2] Group 2 - Yuan Chengjun is a Chinese national without permanent residency abroad, and has not violated any regulations regarding share reduction [2] - Yuan Chengjun is not a controlling shareholder or actual controller of Biyi Microelectronics [2] - The shares intended for transfer are pre-IPO shares and are not subject to any pledges or judicial freezes [2]