股票异常交易监管

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焦作万方: 中国银河证券股份有限公司关于本次交易相关主体不存在上市公司监管指引第7号——上市公司重大资产重组相关股票异常交易监管第十二条和深圳证券交易所上市公司自律监管指引第8号——重大资产重组第三十条规定情形的核查意见
Zheng Quan Zhi Xing· 2025-08-22 18:11
Core Viewpoint - The independent financial advisor, China Galaxy Securities Co., Ltd., confirms that the relevant parties involved in the transaction do not fall under the prohibitive conditions outlined in the regulatory guidelines for major asset restructuring [1][2]. Group 1 - The transaction involves the issuance of shares by Jiaozuo Wanfang Aluminum Industry Co., Ltd. to acquire Cayman Aluminum (Sanmenxia) Co., Ltd. from Hangzhou Jinjiang Group Co., Ltd. [1] - As of the date of the verification opinion, none of the relevant parties have been investigated or prosecuted for insider trading related to this transaction in the last 36 months [1]. - There have been no administrative penalties or criminal liabilities imposed by the China Securities Regulatory Commission related to major asset restructuring for the relevant parties in the past 36 months [1][2]. Group 2 - The relevant parties do not meet any conditions that would prohibit them from participating in major asset restructuring as per the specified regulatory guidelines [2].
狮头股份: 东方证券关于狮头股份本次交易相关主体不存在《上市公司监管指引第7号——上市公司重大资产重组相关股票异常交易监管》第十二条规定的不得参与任何上市公司重大资产重组情形的核查意见
Zheng Quan Zhi Xing· 2025-08-06 14:12
Core Viewpoint - The transaction involving Lionhead Technology Development Co., Ltd. is confirmed to have no related parties that are prohibited from participating in major asset restructuring according to regulatory guidelines [1][2]. Group 1: Transaction Details - Lionhead Technology Development Co., Ltd. plans to acquire 97.4399% of Hangzhou Lipe Technology Co., Ltd. shares from 14 counterparties through a combination of issuing shares and cash payments [1]. - The company will also issue shares to Chongqing Yiyuan Enterprise Management Co., Ltd. and Chongqing Yicheng Enterprise Management Co., Ltd. to raise supporting funds for this transaction [1]. Group 2: Regulatory Compliance - The independent financial advisor, Dongfang Securities Co., Ltd., conducted a review and found that none of the transaction-related parties are under investigation for insider trading related to this transaction [1]. - There have been no administrative penalties or criminal liabilities imposed by the China Securities Regulatory Commission on the related parties in the last 36 months concerning major asset restructuring [1].
上交所暂停部分账户交易 上纬新材低开16.73%
Xin Lang Cai Jing· 2025-08-06 01:36
Core Viewpoint - The stock of Shangwei New Materials opened lower by 16.73% after a significant increase of 1320% over the previous 17 trading days, indicating potential market volatility and regulatory scrutiny [1] Group 1 - The Shanghai Stock Exchange issued a notice regarding abnormal trading behaviors by some investors that affected normal trading order and misled investment decisions [1] - As a result of these findings, the exchange has implemented self-regulatory measures, including the suspension of trading accounts for the involved investors [1]
中盐化工: 招商证券关于本次相关主体不存在《上市公司监管指引第7号——上市公司重大资产重组相关股票异常交易监管》第十二条不得参与上市公司重大资产重组情形的核查意见
Zheng Quan Zhi Xing· 2025-07-23 18:13
本独立财务顾问核查后认为:本次交易相关主体不存在依据《上市公司监管 指引第7号——上市公司重大资产重组相关股票异常交易监管》第十二条不得参 与任何上市公司重大资产重组的情形。 招商证券股份有限公司 关于中盐内蒙古化工股份有限公司重大资产重组 相关主体不存在《上市公司监管指引第7号——上市公司 重大资产重组相关股票异常交易监管》第十二条不得参与 上市公司重大资产重组情形的核查意见 招商证券股份有限公司(以下简称"招商证券"或"本独立财务顾问")接 受中盐内蒙古化工股份有限公司(以下简称"中盐化工"或"上市公司")的委 托,担任中盐化工参股公司减资之重大资产重组的独立财务顾问,按照《上市公 司监管指引第7号—上市公司重大资产重组相关股票异常交易监管》规定核查如 下: 一、相关交易主体的核查情况 截至本核查意见出具日,本次交易涉及的《上市公司监管指引第7号—上市 公司重大资产重组相关股票异常交易监管》第六条规定的相关主体包括:上市公 司及其董事、高级管理人员,上市公司的控股股东及一致行动人,交易对方,为 本次交易提供服务的证券公司、律师事务所、会计师事务所、评估机构及其经办 人员,参与本次交易的其他主体。 经核查, ...
邦基科技: 关于本次交易相关主体不存在《上市公司监管指引第7号--上市公司重大资产重组相关股票异常交易监管》第十二条和《上海证券交易所上市公司自律监管指引第6号--重大资产重组》第三十条情形的说明
Zheng Quan Zhi Xing· 2025-06-20 08:43
Core Points - The company plans to acquire several subsidiaries from Riverstone Farm Pte. Ltd. through a combination of issuing shares and cash payments [1] - The board confirms that there are no ongoing investigations or legal actions related to insider trading concerning this transaction [1] - The relevant parties involved in the transaction have not faced any administrative penalties or criminal charges related to major asset restructuring in the past 36 months [1] Summary by Sections - **Transaction Details** - The company intends to purchase all shares of Shandong Beixi Agricultural and Animal Husbandry Co., Ltd., Shandong Ruidong Weili Agricultural and Animal Husbandry Co., Ltd., Shandong Xinmu Agricultural and Animal Husbandry Technology Co., Ltd., and other related entities from Riverstone Farm Pte. Ltd. [1] - **Regulatory Compliance** - The board has provided a statement confirming compliance with the regulations outlined in the "Guidelines for the Supervision of Listed Companies No. 7" and the "Self-Regulatory Guidelines for Listed Companies of the Shanghai Stock Exchange No. 6" regarding major asset restructuring [1] - **Insider Trading Investigation Status** - As of the date of this statement, there are no indications that any parties involved in the transaction are under investigation for insider trading related to this acquisition [1] - There have been no administrative penalties or criminal responsibilities imposed by the China Securities Regulatory Commission in the last 36 months concerning major asset restructuring [1]
TCL科技(000100) - 董事会关于本次交易相关主体不存在《上市公司监管指引第7号——上市公司重大资产重组相关股票异常交易监管》第十二条规定情形的说明
2025-03-03 15:00
TCL 科技集团股份有限公司(以下简称"上市公司"或"公司")拟发行股份及 支付现金购买深圳市重大产业发展一期基金有限公司持有的深圳市华星光电半 导体显示技术有限公司 21.5311%股权,并拟向不超过 35 名(含)符合条件的特 定对象发行股份募集配套资金(以下简称"本次交易")。 TCL 科技集团股份有限公司董事会 关于本次交易相关主体不存在《上市公司监管指引第 7 号—— 上市公司重大资产重组相关股票异常交易监管》第十二条规定 情形的说明 TCL 科技集团股份有限公司及董事会全体成员保证公告内容的真实、准确 和完整,没有虚假记载、误导性陈述或者重大遗漏。 特此说明。 TCL 科技集团股份有限公司 董事会 2025 年 3 月 3 日 根据《上市公司监管指引第 7 号——上市公司重大资产重组相关股票异常交 易监管》(以下简称"《上市公司监管指引第 7 号》")的规定,公司董事会对本次 交易相关主体是否存在不得参与上市公司重大资产重组情形的说明如下: 本次交易相关主体不存在因涉嫌本次交易相关的内幕交易被中国证券监督 管理委员会立案调查或被司法机关立案侦查的情形,最近 36 个月内不存在因内 幕交易被中国证券 ...