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北京金融法院与中国证券业协会联合发布两份重磅成果报告 资本市场“监管+司法+行业自律”协同治理格局进一步成熟
Qi Huo Ri Bao Wang· 2025-10-28 09:28
Group 1 - The core viewpoint of the news is the release of two important reports by the Beijing Financial Court and the China Securities Association, focusing on investor protection and judicial support for the high-quality development of the capital market [1][3][4] Group 2 - The "Securities Judicial Guarantee for High-Quality Development of Capital Markets Report" emphasizes the role of judicial systems in supporting capital market development, introducing various mechanisms such as a "dual-track dual-platform" dispute resolution mechanism and a "court trial Q&A" model [3] - The report outlines seven regulatory and behavioral guidelines for securities judicial actions, including the crackdown on securities violations and the establishment of accountability standards [3] - It includes ten typical cases across commercial, administrative, and execution fields to clarify responsibilities and standardize securities trading behavior [3] Group 3 - The "2024 Annual Securities Company Investor Service and Protection Report" focuses on protecting the legitimate rights and interests of investors, especially small and medium-sized investors, and introduces standards for customer follow-up and complaint handling [4] - The report showcases 100 cases of investor service and protection within the securities industry, providing a comprehensive guide from institutional design to practical implementation [4] - Overall, the joint release of these reports reflects the maturity of a multi-dimensional accountability system in China's capital market, enhancing the synergy between regulation, judiciary, and industry self-discipline [4]