《证券司法保障资本市场高质量发展报告》
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北京金融法院与中国证券业协会联合发布两份重磅成果报告 资本市场“监管+司法+行业自律”协同治理格局进一步成熟
Qi Huo Ri Bao Wang· 2025-10-28 09:28
Group 1 - The core viewpoint of the news is the release of two important reports by the Beijing Financial Court and the China Securities Association, focusing on investor protection and judicial support for the high-quality development of the capital market [1][3][4] Group 2 - The "Securities Judicial Guarantee for High-Quality Development of Capital Markets Report" emphasizes the role of judicial systems in supporting capital market development, introducing various mechanisms such as a "dual-track dual-platform" dispute resolution mechanism and a "court trial Q&A" model [3] - The report outlines seven regulatory and behavioral guidelines for securities judicial actions, including the crackdown on securities violations and the establishment of accountability standards [3] - It includes ten typical cases across commercial, administrative, and execution fields to clarify responsibilities and standardize securities trading behavior [3] Group 3 - The "2024 Annual Securities Company Investor Service and Protection Report" focuses on protecting the legitimate rights and interests of investors, especially small and medium-sized investors, and introduces standards for customer follow-up and complaint handling [4] - The report showcases 100 cases of investor service and protection within the securities industry, providing a comprehensive guide from institutional design to practical implementation [4] - Overall, the joint release of these reports reflects the maturity of a multi-dimensional accountability system in China's capital market, enhancing the synergy between regulation, judiciary, and industry self-discipline [4]
北京金融法院与中证协、中基协联合发布多项合作成果
Bei Jing Shang Bao· 2025-10-28 08:11
Group 1 - The Financial Street Forum focused on promoting innovation, transformation, and restructuring of financial development within a legal framework [1] - The Beijing Financial Court and the China Securities Association jointly released two reports: "Judicial Protection of Capital Market High-Quality Development" and "2024 Annual Report on Investor Services and Protection by Securities Companies" [3] Group 2 - The "Judicial Protection of Capital Market High-Quality Development" report discusses the reflection of capital market development in the judicial field, the establishment of a trial mechanism that matches capital market development, and the sorting of judicial rules related to securities [3] - The "2024 Annual Report on Investor Services and Protection" emphasizes strengthening the investor protection system, constructing a full-cycle investor service ecosystem, and innovating financial practices for the public [3] Group 3 - The Beijing Financial Court and the China Securities Investment Fund Association released the "Private Investment Fund Filing Guidelines" and "Typical Cases of Private Investment Funds" [3] - The "Private Investment Fund Filing Guidelines" is a revised version aimed at protecting investors' legal rights, reflecting the principle of investor autonomy, and optimizing the connection between judicial and self-regulatory processes [3] - The "Typical Cases of Private Investment Funds" includes significant cases such as investors authorizing representatives to sue after fund managers go missing and the introduction of guarantee mechanisms to resolve liquidation deadlocks [3]