集合资产管理计划变更注册
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关于国信现金增利货币型集合资产管理计划快速取出服务调整的公告
Zhong Guo Zheng Quan Bao - Zhong Zheng Wang· 2025-09-29 01:40
Core Points - The company has decided to adjust the total limit for the rapid withdrawal service of the Guosen Cash Increase Currency Collective Asset Management Plan from CNY 600 million to CNY 1 billion starting from September 29, 2025, and then back to CNY 600 million from October 10, 2025 [1] - A communication-based meeting will be held to discuss the proposal to change the management of the Guosen Cash Increase Currency Collective Asset Management Plan to Penghua Cash Increase Money Market Fund [2][38] - The voting period for the meeting will be from September 27, 2025, to November 28, 2025, allowing ample time for all investors to participate [2][5] Meeting Details - The meeting will be conducted via communication methods, with voting starting from September 27, 2025, until November 28, 2025, at 17:00 [2][4] - The meeting will review the proposal to change the management and registration of the fund, requiring a two-thirds majority for approval [26][39] - The rights registration date for participants is set for September 26, 2025, allowing those registered by this date to vote [5] Voting Process - Investors can submit their votes through paper ballots, which can be downloaded from the management company's website or the China Securities Regulatory Commission's fund disclosure website [6][36] - Various methods for authorization to vote are available, including paper, phone, SMS, and online options, specifically for individual investors [10][15][18] - The validity of votes will be determined based on the submission time and completeness of the required documents [23][24] Proposal for Management Change - The proposal includes changing the management from Guosen Securities Asset Management Co., Ltd. to Penghua Fund Management Co., Ltd., and renaming the fund accordingly [41][42] - The fund's duration will change from a fixed term to an indefinite term, subject to regulatory approval [42] - A redemption option period will be provided for investors to withdraw without fees before the formal change takes effect [44] Legal and Technical Feasibility - The proposal complies with the relevant laws and regulations, requiring a two-thirds majority for approval [46][47] - The management has established a working group to ensure the smooth execution of the meeting and has communicated with investors to facilitate participation [47]
中信证券资产管理有限公司 关于以通讯方式二次召开中信证券六个月滚动持有债券型集合资产管理计划集合计划份额持有人大会的公告
Zhong Guo Zheng Quan Bao - Zhong Zheng Wang· 2025-09-24 22:50
Core Viewpoint - The article discusses the upcoming second meeting of the holders of the CITIC Securities Six-Month Rolling Bond Collective Asset Management Plan, which aims to change the management from CITIC Securities Asset Management Co., Ltd. to Huaxia Fund Management Co., Ltd. and to register the plan as Huaxia Six-Month Rolling Bond Securities Investment Fund [1][2][31]. Group 1: Meeting Details - The first meeting of the holders failed due to insufficient participation, as the valid votes did not reach half of the total shares [2][3]. - A second meeting will be held via communication from September 25, 2025, to October 24, 2025, to discuss the management change and registration [3][12]. - The record date for voting rights remains May 12, 2025, which is the same as the first meeting [5][12]. Group 2: Voting Process - Holders can vote through various methods, including paper ballots, SMS, and online platforms, specifically for individual investors [10][12][14]. - The voting results will be counted by authorized supervisors under the supervision of the custodian bank, with equal voting rights for each share [19][20]. - The resolution requires at least two-thirds of the voting rights to be approved for it to be valid [22][29]. Group 3: Changes to the Asset Management Plan - The management change will alter the product name from "CITIC Securities Six-Month Rolling Bond Collective Asset Management Plan" to "Huaxia Six-Month Rolling Bond Securities Investment Fund" [31][32]. - The investment manager will change from CITIC Securities to Huaxia Fund, and the product type will shift from a collective asset management plan to a securities investment fund [34][35]. - The investment strategy will be adjusted to include new investment options such as treasury futures and credit derivatives, along with corresponding investment restrictions [37][38]. Group 4: Redemption Options - Following the resolution's effectiveness, a redemption choice period of no less than five trading days will be arranged for holders to redeem their shares without restrictions or fees [42]. - Holders who do not redeem during this period will have their shares automatically converted to the corresponding fund shares of Huaxia [42][43].
中国国际金融股份有限公司关于以通讯方式召开中金安心回报灵活配置混合型集合资产管理计划集合计划份额持有人大会的公告
Shang Hai Zheng Quan Bao· 2025-09-23 17:58
Core Viewpoint - The China International Capital Corporation (CICC) is convening a meeting for holders of the CICC Anxin Return Flexible Allocation Mixed Asset Management Plan to discuss the change of the management company and the registration of the plan as a mixed securities investment fund, ensuring the protection of investors' interests [1][24]. Group 1: Meeting Details - The meeting will be held via communication methods, with voting starting from September 25, 2025, to October 28, 2025, at 17:00 [2][5]. - The record date for voting rights is September 24, 2025, meaning all holders registered by the end of that trading day can vote [6][13]. - Voting can be conducted through mail, SMS, or online platforms, specifically for individual investors [4][9]. Group 2: Proposal Content - The proposal includes changing the management from CICC to CICC Fund Management Co., Ltd. and re-registering the plan as the CICC Anxin Return Mixed Securities Investment Fund [21][24]. - The management contract will be amended to reflect these changes, including adjustments to investment strategies and fee structures [25][27]. Group 3: Voting Requirements - A quorum for the meeting requires that holders representing at least half of the total plan shares must participate [13][18]. - The proposal must receive at least two-thirds of the votes from those present to be approved [13][35]. Group 4: Changes to the Fund Structure - The fund's name will change from "CICC Anxin Return Flexible Allocation Mixed Asset Management Plan" to "CICC Anxin Return Mixed Securities Investment Fund" [25][26]. - The management team will also change, with new fund managers appointed from CICC Fund Management Co., Ltd. [26][27]. Group 5: Financial Adjustments - The annual management fee will be reduced from 1.00% to 0.60%, while the custody fee remains at 0.15% [30]. - The redemption fee structure will be adjusted to provide more favorable terms for investors [31].
中信建投证券股份有限公司关于中信建投价值增长混合型集合资产管理计划变更注册的第二次提示性公告
Zhong Guo Zheng Quan Bao - Zhong Zheng Wang· 2025-09-07 23:36
Core Viewpoint - The company has successfully registered the change of its asset management plan to a mixed securities investment fund, ensuring the protection of investors' interests and compliance with regulatory requirements [2][3][10]. Group 1: Changes in the Fund Structure - The product name has been changed from "CITIC Jiantou Value Growth Mixed Asset Management Plan" to "CITIC Jiantou Value Growth Mixed Securities Investment Fund" [3]. - The fund manager has been changed from "CITIC Jiantou Securities Co., Ltd." to "CITIC Jiantou Fund Management Co., Ltd." [4]. - The investment manager has been changed from "Zhang Yan" to "Leng Wenpeng" [5]. - The product type has been changed from "mixed asset management plan" to "mixed securities investment fund" [6]. - The product duration has been changed from a fixed term ending on September 30, 2025, to an indefinite duration [7]. - The sales service fee rate for Class C shares has been reduced from 0.80% to 0.60% [8]. - The auditing firm has been changed from "KPMG Huazhen LLP" to "Ernst & Young Hua Ming LLP" [9]. Group 2: Investor Rights and Redemption Arrangements - The company will fulfill its obligations to protect the rights of investors, including a special open period for those who disagree with the changes [11]. - A special open period for redemption will be set from September 8 to September 12, 2025, allowing investors to redeem their shares [12]. - From August 25, 2025, the fund will suspend new subscriptions, and after the special open period, redemptions will also be suspended [13]. - The new fund contract will take effect after the announcement by the new fund manager, and all transactions will be handled by China Securities Depository and Clearing Co., Ltd. [13].
华安证券资产管理有限公司 关于华安证券合赢六个月持有期 债券型集合资产管理计划 变更注册的提示性公告
Zhong Guo Zheng Quan Bao - Zhong Zheng Wang· 2025-08-08 23:58
Core Viewpoint - The announcement details the changes in the management and structure of the Huazhong Securities Asset Management Plan, including the renaming of the product and the transition of management to Huafu Fund Management Co., Ltd. [2][3][4] Group 1: Changes in Product Management - The product name will change from "Huazhong Securities He Win Six-Month Holding Period Bond Type Collective Asset Management Plan" to "Huafu Fuze Six-Month Holding Period Bond Type Securities Investment Fund" [4] - The product manager will transition from "Huazhong Securities Asset Management Co., Ltd." to "Huafu Fund Management Co., Ltd." [5] - The product's share structure will be adjusted from a single share type to two classes: Class A and Class C [6][20] Group 2: Adjustments in Investment and Fee Structure - The annual management fee will be reduced from "1.00%" to "0.60%", and a new sales service fee of "0.40%" will be introduced for Class C shares [9][22] - Adjustments will be made to the investment objectives, scope, strategies, restrictions, and performance benchmarks based on the product's actual situation [7][21] - The terms regarding the product's duration will be modified, allowing for a more streamlined process in case of insufficient shareholders or asset value [10][23] Group 3: Change in Fund Management - The investment manager will change from "Huazhong Securities Asset Management Co., Ltd." investment managers to "Huafu Fund Management Co., Ltd." fund manager [12][25] - Legal documents will be updated to comply with new regulations and operational needs [12] Group 4: Change Procedures - The changes will be executed following the procedures outlined in the asset management contract, including holding a shareholders' meeting for approval [13][26] - The management will ensure legal compliance and transparency during the transition process [13][26]
关于以通讯方式召开东吴裕盈一年持有期灵活配置混合型集合资产管理计划集合计划份额持有人大会的第一次提示性公告
Shang Hai Zheng Quan Bao· 2025-05-06 19:11
Meeting Overview - The meeting will be held via communication method to discuss the proposal for changing the management of the Dongwu Yuying one-year holding flexible allocation mixed asset management plan and its registration as the Dongwu Yuying balanced mixed securities investment fund [3][5][34] - The voting period for the meeting is from May 6, 2025, to June 4, 2025, at 17:00 [3][6] Proposal Details - The proposal includes changing the management from Dongwu Securities Co., Ltd. to its subsidiary Dongwu Fund Management Co., Ltd. and adjusting the product type to a balanced mixed fund [27][35] - The changes will also involve adjustments to investment objectives, strategies, and fee structures, including the cancellation of performance fees and the removal of the one-year holding period requirement [27][36][38] Voting Rights and Procedures - All registered holders as of May 6, 2025, are entitled to vote, with each share representing one vote [19][20] - Voting can be conducted through various methods, including direct voting, proxy voting, and online authorization for individual investors [11][13][16] Important Dates - The rights registration date for the meeting is May 6, 2025 [6] - The meeting will conclude voting on June 4, 2025, and results will be announced within two working days [18][41] Changes to Fund Structure - The fund will transition from a flexible allocation mixed asset management plan to a balanced mixed securities investment fund, with new share classes introduced [35][36] - The investment range will expand to include Hong Kong Stock Connect stocks, and the investment strategy will be revised accordingly [38][39] Legal and Regulatory Compliance - The proposal is in compliance with the Securities Investment Fund Law and relevant regulations, requiring a two-thirds majority approval from participating holders for the changes to take effect [34][46] - The management will ensure that all necessary legal and technical preparations are in place for the transition [46][48]