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涉嫌“超区经营”,保之家保险销售辽宁分公司合计被罚没超2.3万元
Bei Jing Shang Bao· 2025-11-21 14:54
北京商报讯(记者 李秀梅)11月21日,辽宁金融监管局发布行政处罚信息显示,保之家保险销售有限公司辽宁分公司,因从事保险代理业务超出被代理保 险公司的经营区域,被责令改正,警告,罚款1万元,没收违法所得8755.47元。时任保之家保险销售有限公司辽宁分公司总经理王君杰,被警告并罚款0.5万 元。 | | 保之家保险销售有限公司过 辽金罚决 (2025) | | | 责令改正,警告,罚款 1万元,没收违法所得 | 辽宁金融监 | | --- | --- | --- | --- | --- | --- | | | 宁分公司 | 75号 | 从事保险代理业务超出 被代理保险公司的经营 | 8755.47元 | | | ব | 王君杰(时任保之家保险销 售有限公司辽宁分公司总经 | 辽金罚决(2025) 67号 | 区域 | 警告,罚款0.5万元 | 辽宁金融监 | | | 蛋) | | | | 图片来源:辽宁金 | 图片来源:辽宁金融监管局 ...
佣金账户使用不规范等,河北景泰保险代理合计被罚8.5万元
Bei Jing Shang Bao· 2025-11-04 12:04
Core Points - The National Financial Supervision Administration's Handan Regulatory Bureau issued administrative penalties against Hebei Jingtai Insurance Agency Co., Ltd. for multiple violations, including exceeding the legal term for temporary branch managers and improper use of commission accounts [1][3] - The company was fined 60,000 yuan, while the general manager Zhao Wenwen received a warning and a fine of 25,000 yuan for his responsibilities in the violations [1][3] Summary by Category Violations - Temporary branch managers exceeded the legal term for their positions - Improper use of commission accounts - Engaging unregistered personnel in insurance agency business - Conducting business with institutions illegally involved in insurance intermediary activities [1][3] Penalties - Hebei Jingtai Insurance Agency Co., Ltd. received a warning and a fine of 60,000 yuan - Zhao Wenwen, the general manager at the time, was warned and fined 25,000 yuan [1][3]
汇才代理被吊销业务许可证
Shen Zhen Shang Bao· 2025-10-21 15:16
Core Points - Huicai Insurance Agency (Shenzhen) Co., Ltd. has had its insurance intermediary license revoked by the Shenzhen Financial Regulatory Bureau due to violations of regulatory laws [1][3] - The revocation was based on the agency's refusal to cooperate with regulatory inspections, leading to administrative penalties against both the agency and its responsible personnel [2][3] - The agency was previously under investigation for failing to pay regulatory fees and not providing required insurance documentation, which further contributed to the revocation of its license [5] Summary by Sections License Revocation - The Shenzhen Financial Regulatory Bureau officially revoked the insurance intermediary license of Huicai Insurance Agency on October 16, 2025, citing violations of the Administrative Licensing Law and Insurance Agent Supervision Regulations [1] Administrative Penalties - The agency and its responsible personnel faced administrative penalties for obstructing legal supervision and inspection, resulting in the revocation of the business license and a one-year ban for an individual from entering the insurance industry [3][4] Previous Investigations - Earlier in the year, on March 4, the agency was notified of an investigation for failing to pay the 2023 regulatory fees and not reporting required insurance guarantees, with a deadline set for April 10, 2025, to provide necessary documentation [5]
拒绝或者妨碍依法监督检查,汇才代理被吊销业务许可证
Bei Jing Shang Bao· 2025-10-20 12:00
Group 1 - The Shenzhen Financial Regulatory Bureau has issued administrative penalties against Huicai Agency and related responsible persons for obstructing legal supervision and inspection [1][3] - The agency's business license has been revoked as part of the administrative punishment [1][3] - He Meigui has been banned from entering the insurance industry for one year as a result of the violations [1][3]
虚列科技服务费等,腾晟保险代理贵州分公司合计被罚16万元
Bei Jing Shang Bao· 2025-10-20 12:00
Core Points - The Guizhou branch of Tengsheng Insurance Agency was fined 130,000 yuan for falsely reporting technology service fees and having incomplete insurance agency business records [1] - Liu Haitao, the main responsible person at the company, received a warning and was fined 30,000 yuan [1]
诺承保险代理原副总经理被罚 因聘任不具有任职资格的人员
Xi Niu Cai Jing· 2025-10-20 06:13
Core Points - The article discusses the administrative penalties imposed on Nuo Cheng Insurance Agency for hiring unqualified personnel and exceeding the operational area for insurance agency business [1][2] Group 1: Administrative Penalties - Zhang Liwen, the former deputy general manager of Nuo Cheng Insurance Agency, was warned and fined 0.2 million yuan for hiring unqualified personnel [2] - Previously, Nuo Cheng Insurance Agency was fined 80,000 yuan and had illegal earnings of 6,905.66 yuan confiscated for similar violations [1] - The company was also ordered to rectify its operations by the Liaoning Financial Regulatory Bureau [1] Group 2: Company Background - Nuo Cheng Insurance Agency is a national professional insurance agency established in October 2009, with a registered capital of 50 million yuan and headquartered in Shanghai [1]
金鹰基金管理有限公司关于旗下部分基金参与玄元保险代理有限公司代销机构费率优惠活动的公告
Group 1 - The core point of the announcement is that Jin Ying Fund Management Co., Ltd. will implement fee rate discounts for certain funds sold through Xuan Yuan Insurance starting from October 20, 2025 [1][2] - The applicable funds include all open-end funds under the management of Jin Ying Fund that are sold through the mentioned distribution channels with a front-end fee model [1][2] - The fee rate discount will apply to subscription, regular investment, and conversion activities, with the specific rates determined by the distribution agency [2][3] Group 2 - The announcement specifies that if new funds are added for sale through the distribution agency during the discount period, these funds will also participate in the fee rate discount activities from the start of their subscription [3] - Investors can inquire about the details of the funds through Xuan Yuan Insurance or Jin Ying Fund Management via their respective customer service numbers and websites [4][9] - The announcement also mentions that the minimum discount for subscription and regular investment fees at Minsheng Bank will not be less than 10%, and the specific rates will be based on the bank's published discount activities [8]
因聘任不具有任职资格的人员,诺承保险代理原副总经理张李文被罚
Bei Jing Shang Bao· 2025-10-15 11:47
Group 1 - The core point of the article is that Zhang Liwen, the former deputy general manager of Nuo Cheng Insurance Agency Co., Ltd., was penalized for hiring individuals without the necessary qualifications, receiving a warning and a fine of 0.2 million yuan [1][2] Group 2 - The administrative penalty was issued by the Liaoning Financial Regulatory Bureau, indicating regulatory oversight in the insurance sector [1][2] - The specific violation involved the employment of unqualified personnel, highlighting compliance issues within the company [1][2]
妨碍依法监督检查,福建汇川保险代理被停新3个月
Bei Jing Shang Bao· 2025-10-15 11:47
Group 1 - Fujian Huichuan Insurance Agency Co., Ltd. was ordered to suspend new business for three months due to obstructing lawful supervision and inspection [1] - The former general manager, Qi Weilin, had his qualifications as a senior management personnel in the insurance industry revoked [1]
福州美臣和信保险代理总经理任职获批
Group 1 - The National Financial Supervision Administration of Fujian has approved the appointment of Guo Yingnan as the general manager of Meichen Hexin Insurance Agency Co., Ltd. [1] - Meichen Hexin was established in 2008 with a registered capital of 2 million yuan [1] - In February 2025, Meichen Insurance Brokerage Group Co., Ltd. will exit as a shareholder, and the current shareholder will be Hunan Furong Technology Co., Ltd. [1]