Core Points - Northeast Securities Co., Ltd. will publicly issue the sixth phase of short-term corporate bonds aimed at professional investors, which will be listed on the Shenzhen Stock Exchange starting September 1, 2025 [1][2] - The total issuance amount of the bonds is RMB 1.5 billion [2] - The bonds have a fixed interest rate of 1.77% and a maturity period of 345 days [2] Bond Details - Bond Name: Northeast Securities Co., Ltd. 2025 Short-term Corporate Bonds (Sixth Phase) [1] - Bond Code: 524413 [2] - Credit Ratings: Issuer rating is AAA, and the bond rating is A-1 [2] - Issuance Date: August 26-27, 2025 [2] - Interest Payment: One-time payment at maturity [2] - Maturity Date: August 7, 2026 [2] - Face Value: RMB 100 per bond [2] - Opening Reference Price: RMB 100 per bond [2]

证券代码：524413.SZ 证券简称：25东北D6 东北证券股份有限公司2025年面向专业投资者公开发行短期公 司债券（第六期）发行结果公告 发行人及其全体董事、监事、高级管理人员或履行同等职责的人员保证公告 内容真实、准确和完整，并对公告中的虚假记载、误导性陈述或者重大遗漏承担 责任。 东北证券股份有限公司（以下简称"发行人"） 公开发行面值余额不超过人 民币50亿元的短期公司债券的申请已获得中国证券监督管理委员会"证监许可 〔2024〕1732号"同意注册。根据《东北证券股份有限公司2025年面向专业投资 者公开发行短期公司债券（第六期）发行公告》，东北证券股份有限公司2025年 面向专业投资者公开发行短期公司债券（第六期） （以下简称"本期债券"）发行 规模为不超过人民币15亿元（含），发行价格为每张100元，采取网下面向专业机 构投资者询价配售的方式发行。 本期债券发行时间自2025年8月26日至2025年8月27日，具体发行情况如下： 年 月 日 联方未认购本期债券。 认购。 认购本期债券的投资者均符合《公司债券发行与交易管理办法》、 《深圳证券 交易所公司债券上市规则（2023年修订）》、《深圳 ...

Group 1 - The core point of the announcement is that Northeast Securities Co., Ltd. has received approval from the China Securities Regulatory Commission to publicly issue short-term corporate bonds for professional investors, with a total issuance scale of up to RMB 15 billion [1][2] - The bond issuance will have a face value balance not exceeding RMB 50 billion, indicating a significant capacity for future financing [1] - The final coupon rate for the bonds has been set at 1.77%, following an inquiry process with professional institutional investors, where the rate range was between 1.50% and 1.77% [1][2] Group 2 - The bonds will be issued on August 26-27, 2025, specifically targeting professional institutional investors through an offline issuance method [2] - Detailed subscription methods will be published on the Shenzhen Stock Exchange and other financial information platforms prior to the issuance date [2]

Company Overview - Northeast Securities Co., Ltd. has a long-standing history, originally established in 1988, and has undergone several transformations to become a comprehensive national listed securities company [9][10] - The company has a registered capital of 2.34 billion RMB as of March 2025, with a diversified ownership structure and no controlling shareholder [9][10] Credit Rating - The company received a long-term credit rating of AAA and a short-term credit rating of A-1, with a stable outlook as of August 15, 2025 [3][4] - The issuance scale for the upcoming short-term corporate bonds is capped at 1.5 billion RMB, with a maturity of 345 days [3][13] Financial Performance - As of March 2025, the total assets of the company amounted to 883.95 billion RMB, with net capital at 140.18 billion RMB [6][19] - The company reported a total operating income of 14.85 billion RMB and a net profit of 2.75 billion RMB for the first quarter of 2025, showing an increase compared to previous periods [6][19] Business Operations - The company operates a comprehensive range of services including wealth management, securities investment, fund management, asset management, investment banking, and futures brokerage [9][10] - It has established a marketing network covering 66 major cities across 28 provinces, with a strong competitive advantage in Jilin Province [5][17] Risk Management and Governance - The company has a well-structured governance framework with a clear separation of powers among the shareholders, board of directors, and management [21][22] - The internal control and risk management systems are in place, although there is room for improvement in internal control management [23] Industry Context - The securities industry is experiencing significant regulatory scrutiny, with a notable increase in penalties for non-compliance, which may impact operational performance [15][16] - The market remains sensitive to economic cycles, with performance closely tied to capital market fluctuations and regulatory changes [14][15]