《财经》新媒体 文丨蒋金丽 据天津证监局披露，2013年12月9日，李丹入职某基金管理有限公司。2016年2月3日至2024年2月8日，李丹担任某基金的基金经理，负责该基金具体投资运 作，知悉该基金投资决策情况、交易情况、持仓情况等未公开信息。 上述信息与国寿安保一位已离职的基金经理高度重合。 对此，国寿安保基金向《财经》新媒体回应称，前员工李丹所涉及到行政处罚的相关事项，系其个人行为。下一步，国寿安保基金将持续推进合规文化建 设，推进公司高质量发展，坚决维护持有人利益。 李丹在职时，先后管理过7只基金。她接管的第一只基金——国寿安保核心产业，任职时间正好与涉案基金一致。业绩表现来看，2016年2月3日至2024年2月 8日，李丹管理国寿安保核心产业的8年时间里，累计收益告负，任职回报亏损4.53%。 | 子工自在过门生立 | | | | | | | | --- | --- | --- | --- | --- | --- | --- | | 基金代码 | 基金名称 | 相关链接 | 基金类型 | 规模(亿元) | 任职时间 | | | 015406 | 国寿安保稳信混合E | 估值图 基金吧 档案 | 混合型 ...

Core Viewpoint - The article discusses the recent penalty imposed on fund manager Li Dan for engaging in insider trading, highlighting the regulatory scrutiny and consequences faced by financial professionals involved in such activities [3][4][7]. Summary by Sections Case of Li Dan - Li Dan, a former fund manager at Guoshou Anbao, was fined 600,000 yuan for using undisclosed information to conduct trades, resulting in significant losses [4][7]. - The Tianjin Securities Regulatory Bureau concluded the investigation into Li Dan's trading activities, which involved a total of 33.12 million yuan in transactions, with a loss incurred [7][8]. Fund Performance - During her tenure, the fund managed by Li Dan, Guoshou Anbao Core Industry Fund, experienced a loss of 7.77%, ranking 716th out of 789 similar products [8]. - Other funds managed by Li Dan also showed poor performance, with most of them ranking in the lower half of their respective categories [8]. Regulatory Context - The article emphasizes the strict penalties imposed by regulatory bodies on fund managers involved in insider trading, regardless of whether the trades resulted in profits [10][12]. - Similar cases are mentioned, illustrating a pattern of enforcement against fund managers who engage in insider trading practices, reinforcing the regulatory environment's focus on maintaining market integrity [10][12].

Core Viewpoint - The article discusses the case of fund manager Li Dan, who was fined for engaging in insider trading, specifically for manipulating stock purchases that resulted in significant losses [1][5][8]. Group 1: Case Details - Li Dan was fined 600,000 yuan for using undisclosed information to conduct trades, which led to a loss of approximately 33.12 million yuan [1][5]. - The Tianjin Securities Regulatory Bureau concluded that Li Dan's defense arguments were not accepted, leading to the penalty [1][3]. - Li Dan's trading activities involved 41 stocks, with 74.55% of the trades being aligned with the fund's transactions, resulting in a total loss [5][6]. Group 2: Fund Performance - During Li Dan's tenure, the fund she managed, the Guoshou Anbao Core Industry Fund, experienced a loss of 7.77%, ranking 716th out of 789 similar products [6][7]. - Other funds managed by Li Dan also showed poor performance, with many ranking in the lower half of their respective categories [6][7]. Group 3: Background Information - Li Dan has a history in the finance industry, having worked at Galaxy Securities before joining Guoshou Anbao Fund in 2013 [5][6]. - She was appointed as a fund manager for the Guoshou Anbao Core Industry Fund on its inception date, February 3, 2016 [6][7].