又见基金经理"老鼠仓"亏损后被罚。 天津证监局最新披露，针对李丹利用未公开信息交易行为一案，现已调查、办理终结。 李丹未申请听证，但提交陈述申辩材料，提出涉案期间部分趋同股票并非其授意下的交易、造成趋同具有合理原因、资金没有直接进入"王 某"账户等陈述申辩意见。经复核，该局对上述申辩意见不予采纳，并最终决定对李丹处以60万元罚款。 天津证监局指出，李丹于2023年12月入职某基金公司。公开信息显示，原国寿安保基金经理李丹的入职时间为2023年11月，与上述时间 更为接近。对比公开可查的其他同名基金经理，入职时间明显不符合。 从罚单披露的各项细节来看，此次被罚主体指向国寿安保前基金经理李丹。 | 李丹管理过的基金一览 | | | | | | | | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 基金代码 | | 基金名称 | 相关链接 | 基金类型 | 规模(亿元) | 任职时间 | 任职天数 | 任职回报 | | 015406 | 国泰安保稳信混合E | | 估值图 基金吧 档案 | 混合型-偏债 | 0.00 | 2022-03-22 ...

Core Viewpoint - The article discusses the administrative penalty imposed by the Liaoning Securities Regulatory Bureau on an investment manager assistant, who used insider information to conduct stock trading, resulting in significant financial gains through illegal activities [1][4]. Summary by Sections Administrative Penalty - The Liaoning Securities Regulatory Bureau has issued an administrative penalty against an individual named Niu, who, as an investment manager assistant, misused insider information related to 32 asset management products [1][2]. Illegal Trading Activities - Niu utilized insider information to conduct stock trading from June 2022 to August 2023, coordinating with another individual, Shi, to execute trades using Shi's account. The total amount of synchronized buying reached approximately 39.21 million yuan, with profits amounting to 751,400 yuan [2][3]. Details of Transactions - Niu's trading activities involved 75 stocks, with 98.68% of these trades being synchronized with the 32 products. The total synchronized buying amount was 39.21 million yuan, and the total profit from these transactions was 751,400 yuan [3][5]. Acknowledgment of Wrongdoing - Niu demonstrated a good attitude during the investigation, admitting to the illegal activities and signing a confession document. The evidence collected included account records and testimonies, which confirmed the violations of the Securities Law [4][5]. Legal Consequences - The Liaoning Securities Regulatory Bureau decided to confiscate Niu's illegal gains of 751,400 yuan and impose an equal fine of 751,400 yuan, based on the provisions of the Securities Law regarding insider trading [5].