【导读】证监会严肃查处东方通严重财务造假案件，深交所将依法启动退市程序 *ST东通（300379）严重财务造假案，证监会最新通报来了！ 9月12日，"证监会发布"信息显示：证监会严肃查处东方通严重财务造假案件。 通报称，近日证监会对深交所创业板上市公司北京东方通科技股份有限公司(以下简称*ST东通)涉嫌定期报告等财务数据存在虚假记载作出行政处罚事先 告知。 经查，*ST东通连续四年虚增收入和利润，违反证券法律法规。证监会拟对*ST东通罚款2.29亿元，对7名责任人合计罚款4400万元，对实际控制人采取10 年证券市场禁入。 对于可能涉及的犯罪线索，证监会将坚持应移尽移的工作原则，严格按照《刑法》《最高人民检察院公安部关于公安机关管辖的刑事案件立案追诉标准的 规定(二)》的规定移送公安机关。 连续四年财务造假 发行文件编造重大虚假内容 2025年4月，*ST东通发布公告称，其因涉嫌定期报告等财务数据存在虚假记载，被证监会立案。同年8月，*ST东通再度公告称，其实控人、董事长黄永 军涉嫌信息披露违法违规，被证监会立案。 9月12日晚间，*ST东通对此次行政处罚事先告知书的内容予以公告。根据告知书认定事实，*ST东 ...

【导读】证监会严肃查处东方通严重财务造假案件，深交所将依法启动退市程序 中国基金报记者 晨曦 * ST 东通严重财务造假案，证监会最新通报来了！ 9 月 12 日， " 证监会发布 " 信息显示：证监会严肃查处东方通严重财务造假案件。 通报称，近日证监会对深交所创业板上市公司北京东方通科技股份有限公司（以下简称 *ST 东通）涉嫌定期报告等财务数据存在虚假记载作出行政处罚事先告知。 经查， *ST 东通连续四年虚增收入和利润，违反证券法律法规。证监会拟对 *ST 东通罚款 2.29 亿元，对 7 名责任人合计罚款 4400 万元，对实际控制人采取 10 年证券市场禁入。 同时，证监会指出， *ST 东通涉嫌触及重大违法强制退市情形，深交所将依法启动退市程 序。 对于可能涉及的犯罪线索，证监会将坚持应移尽移的工作原则，严格按照《 刑法 》《最高人 民检察院 公安部关于公安机关管辖的刑事案件立案追诉标准的规定（二）》的规定移送公安 机关。 9 月 12 日晚间， *ST 东通对此次行政处罚事先告知书的内容予以公告。根据告知书认定事 实， *ST 东通 2019 年至 2022 年度报告存在虚假记载、 2022 年 ...

Group 1 - *ST Dongtong (300379) has received a notice from the China Securities Regulatory Commission (CSRC) regarding an investigation for suspected violations of information disclosure laws [1] - The company reported that its production and operational activities remain normal and that the investigation will not affect its business operations [1] - *ST Dongtong has experienced continuous losses for three consecutive years from 2022 to 2024, with a total loss exceeding 1.2 billion yuan [1] Group 2 - In April, *ST Dongtong was previously investigated by the CSRC for suspected false reporting of financial data [2] - If the CSRC confirms significant violations, the company may face mandatory delisting due to major legal infractions [2] - Over 60 listed companies in the A-share market have received investigation notices from the CSRC this year, with some executives also being investigated [2] Group 3 - Information disclosure violations are a major issue, with several companies like *ST Mubang and *ST Yuancheng also facing similar allegations of false financial data [3] - Other companies, such as Nord Shares and Hongtian Shares, are involved in issues related to related-party transactions [3] - High-level executives from various companies have been investigated, indicating a broader trend of regulatory scrutiny in the industry [3]

Core Viewpoint - *ST Dongtong is under investigation by the China Securities Regulatory Commission (CSRC) for suspected violations of information disclosure laws, which may lead to significant penalties and potential delisting from the Shenzhen Stock Exchange [1][2]. Group 1: Regulatory Actions - The actual controller and chairman, Huang Yongjun, received a notice of investigation from the CSRC due to suspected violations of information disclosure laws [1]. - *ST Dongtong was previously under investigation for alleged false financial reporting, leading to a formal case opened by the CSRC [1]. - The company has been placed under "delisting risk warning" and "other risk warning" since May 6, resulting in a change of its stock name to "*ST Dongtong" [2]. Group 2: Financial Performance - In 2024, *ST Dongtong reported revenue of 758 million yuan, a year-on-year increase of 36.09%, but incurred a net loss of 576 million yuan [3]. - For the first quarter of 2024, the company achieved revenue of 134 million yuan, reflecting a year-on-year growth of 77.41%, with a net loss of approximately 30.54 million yuan [3]. - The stock price has been on a downward trend, closing at 5.52 yuan per share on August 7, down over 70% from its highest price of 21.45 yuan per share earlier in the year [3]. Group 3: Company Background - *ST Dongtong is recognized as a leading provider of security and industry information solutions in China, offering middleware, network security, and digital products and services [2]. - Huang Yongjun, the chairman and actual controller, has a background in technology and has served in various leadership roles since 2009 [2].

Core Viewpoint - *ST Dongtong's actual controller and chairman, Huang Yongjun, has been investigated by the China Securities Regulatory Commission (CSRC) for suspected violations of information disclosure laws, which may lead to significant legal consequences for the company [2][4]. Company Operations - The company has stated that its production and operations are currently normal and that the investigation will not affect its regular business activities [4]. - *ST Dongtong has committed to strictly adhering to regulatory requirements for information disclosure during the ongoing investigation [4]. Regulatory Issues - On April 14, *ST Dongtong was already under investigation by the CSRC for suspected false reporting of financial data in regular reports, which could lead to mandatory delisting if significant violations are confirmed [4]. - The company received a negative internal control audit report from Beijing Dehao International Accounting Firm, indicating serious internal control issues [5]. Financial Performance - Since 2022, *ST Dongtong has been continuously reporting losses, with a net profit of -0.31 billion for the latest reporting period, reflecting a year-on-year increase in losses of 58.12% [6][7]. - The total revenue for the latest period was 1.34 billion, showing a year-on-year increase of 77.41% [7]. Market Position - As of August 6, *ST Dongtong's stock price was 5.68 yuan per share, with a total market capitalization of 3.2 billion [8][9].

Core Viewpoint - *ST Dongtong's chairman has been investigated by the China Securities Regulatory Commission (CSRC) for suspected violations of information disclosure laws, while the company itself is already under investigation for financial data misrepresentation [1][4]. Group 1: Company Investigation - The chairman, Huang Yongjun, received a notice from the CSRC regarding the investigation on August 6, indicating that the company will cooperate with the investigation [1]. - The company had previously been notified of an investigation on April 14 due to suspected false records in periodic reports [4]. - If the CSRC's findings lead to a significant violation, the company may face mandatory delisting [4]. Group 2: Financial Adjustments - In April 2024, the company announced a revenue adjustment of 117 million yuan for 2022 due to the termination of contracts related to specific projects, changing its net profit from 59.21 million yuan to a loss of 39.37 million yuan [5]. - The company has experienced multiple changes in its auditing personnel from Beijing Dehao International Accounting Firm for the 2024 audit [5][6]. Group 3: Stock Performance - The stock price of *ST Dongtong has significantly declined, closing at 5.68 yuan per share on August 6, down over 70% from its highest price of 21.45 yuan earlier in the year [6]. - The company has been under a delisting risk warning since May 6, following the issuance of a negative audit opinion on its internal controls [4].