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普陀探索优化营商环境创新路径 夯实高质量发展的“法治基座” 调解先行 行业自律 多元共治
Jie Fang Ri Bao· 2026-01-16 01:51
Core Insights - The establishment of the "Pudong District Technology Finance Industry Self-Regulation and Development Alliance" marks a shift from dispute resolution to ecosystem building in Pudong's technology finance sector [1] - The Pudong District Dispute Resolution Center has successfully mediated 458 out of 582 disputes, achieving a mediation success rate of 78.7% and recovering over 4.4 million yuan for consumers [1][2] Group 1: Dispute Resolution Center - The Dispute Resolution Center was created in response to new governance challenges arising from the rapid development of the technology finance industry in Pudong District [2] - The center serves as a "buffer" for companies against regulatory pressures and provides a free, efficient service for consumers, resolving most disputes within 15 working days [2][3] - The center has become a crucial third-party platform to address the rising number of complaints from consumers, which could otherwise overwhelm regulatory bodies [2] Group 2: Industry Impact - The center's work has shifted from merely resolving disputes to empowering the industry and improving ecosystem governance, helping companies identify risk points and encouraging compliance [5] - In 2025, Pudong District attracted two new securities investment consulting firms, increasing the total to eight, which represents 26% of the city's total in this sector [5] - The securities investment consulting sector in Pudong generated 257 million yuan in tax revenue in 2025, reflecting a 107.25% increase from the previous year [5] Group 3: Future Plans - The Dispute Resolution Center plans to expand its services to more sectors and strengthen cooperation with local judicial bodies to enhance governance against "black and gray" industries [5] - The goal is to create a fair and predictable dispute resolution mechanism, which is essential for high-quality urban development [5]
双林股份: 风险投资管理制度(2025年9月)
Zheng Quan Zhi Xing· 2025-09-05 12:19
Core Viewpoint - The company has established a risk investment management system to regulate its risk investment activities, enhance risk control, and protect the interests of investors and the company itself [1][2]. Group 1: General Principles - The risk investment includes various forms such as stock investments, fund investments, futures, and real estate investments, excluding fixed-income or guaranteed principal investments [2]. - The company must adhere to principles of standardized operations, risk prevention, cautious investment, and value preservation while ensuring that investments do not affect its normal operations [2][3]. Group 2: Approval Process - Risk investments exceeding 10% of the company's latest audited net assets must be approved by the board of directors, while those over 50% require shareholder meeting approval [3]. - The company must establish a dedicated securities trading account for risk investments, ensuring compliance with regulations regarding account management [3][4]. Group 3: Implementation of Risk Investments - Personnel involved in risk investments must be knowledgeable about relevant laws and regulations, and external experts may be consulted to enhance risk management [4]. - The finance center is responsible for the specific implementation of risk investments, including fund allocation and transaction documentation [5]. Group 4: Risk Control - Strict risk control measures must be in place, with a separation of duties between investment operations and fund management to ensure oversight [5][6]. - The finance center must monitor the usage and safety of investment funds, reporting any anomalies promptly [6]. Group 5: Information Disclosure - The company is required to fulfill information disclosure obligations in accordance with relevant laws and internal regulations [6][7]. - Risk investment activities must be accurately accounted for in financial statements as per accounting standards [7]. Group 6: Miscellaneous Provisions - Any matters not covered by this system will be governed by applicable laws and regulations, and the board of directors is responsible for revisions and interpretations of the system [7].