公告送出日期：2025年12月9日 炒股就看金麒麟分析师研报，权威，专业，及时，全面，助您挖掘潜力主题机会！ 1 公告基本信息 ■ 2 其他需要提示的事项 ■ ■ ■ ■ ■■ ■ （3）风险提示：集合计划管理人承诺以诚实信用、勤勉尽责的原则管理和运用集合计划资产，但不保 证集合计划一定盈利，也不保证最低收益。敬请投资者注意投资风险。投资者投资于集合计划前应认真 阅读集合计划的资产管理合同、招募说明书、产品资料概要及其更新等法律文件以及相关业务公告。敬 请投资者关注适当性管理相关规定，提前做好风险测评，并根据自身风险承受能力选择适合自己的产 品。过往业绩不预示未来表现，管理人管理的其他产品的业绩并不构成集合计划业绩表现的保证。 特此公告。 财达证券股份有限公司 2025 年 12 月 9 日 ■■ （1）本公告所述的"基金"也包括按照《证券公司大集合资产管理业务适用〈关于规范金融机构资产管 理业务的指导意见〉操作指引》的要求完成变更后的证券公司大集合资产管理产品。 （2）本公告仅对本集合计划暂停申购（含定期定额投资）事项予以说明。投资者欲了解本集合计划详 细情况，请仔细阅读集合计划的资产管理合同、招募说明书、 ...

证券之星消息，12月9日财达证券股份有限公司发布《财达证券稳达中短债债券型集合资产管理计划暂 停申购（含定期定额投资）的公告》。公告中提示，为了保证集合计划的平稳运作，保护集合计划份额 持有人利益，自2025年12月9日起财达证券稳达中短债债券型集合资产管理计划暂停申购（含定期定额 投资），下属分级基金调整明细如下： 以上内容为证券之星据公开信息整理，由AI算法生成（网信算备310104345710301240019号），不构成 投资建议。 | 分级基金简称 | 代码 | 是否暂停（大额）申购 (转入转出、赎回、定投) | 申购限额 转入限额 定投限额 (元) | | --- | --- | --- | --- | | | | | (元) (元) | | 财达证券稳达 中短债A | 970144 | 를 | | | 财达证券稳达 中短债C | 970145 | 를 | | ...

Core Insights - Ping An Fund has taken over the management of Wanlian Securities' public collective fund, marking a significant shift in the asset management landscape [1] - This transition is part of a broader trend among securities firms to convert their collective asset management products into public offerings ahead of the 2025 deadline set by regulatory requirements [6] Group 1 - Wanlian Securities announced that its Wanlian Tiantianli money market fund will now be managed by Ping An Fund, which is a rare instance of a management change between non-affiliated institutions [1] - The redemption period for existing holders of the collective fund shares is set from November 28 to December 5, during which they can choose to redeem their shares or automatically convert them into shares of the new Ping An fund [3] - Other securities firms, such as Northeast Securities and Caida Securities, are also pursuing similar transitions to public fund management, indicating a growing trend in the industry [3][4] Group 2 - As of the end of Q3 this year, the combined management scale of Northeast Securities' asset management plans was 9.244 billion, and after the transition to Dongcai Fund, the management scale is expected to exceed 40 billion [3] - The asset management plans of Caida Securities are also being transferred to China Europe Fund Management, with a voting deadline for holders set for December 7 [4] - The 2018 asset management regulations require securities firms to complete the public offering transformation of their collective funds by the end of 2025, with nearly a hundred products still pending transformation as of November 30 [6]

Core Viewpoint - The transition of management for the Wanlian Securities' public collective fund to Ping An Fund marks a significant step in the ongoing transformation of broker asset management products in China, as firms seek to comply with regulatory requirements by the end of 2025 [1][2]. Group 1: Management Transition - Wanlian Securities announced that its Wanlian Tiantianli Money Management Plan will be managed by Ping An Fund, which will be renamed as "Ping An Tiantianli Money Market Fund" [1]. - The redemption period for existing holders of the collective plan shares is set from November 28 to December 5, allowing them to choose whether to redeem their shares [2]. Group 2: Industry Trends - Other securities firms, such as Northeast Securities and Caida Securities, have also begun similar transitions, indicating a broader trend in the industry towards public fund management [3]. - Northeast Securities' asset management plans, with a combined management scale of 9.244 billion, will be transferred to Dongcai Fund, which will exceed 40 billion in management scale post-transition [3]. Group 3: Regulatory Context - According to the 2018 asset management regulations, broker public collective funds must complete their transformation to public offerings by the end of 2025, leading to an accelerated pace of changes in the industry [3]. - As of November 30, nearly 100 large collective products have yet to complete their transformation, highlighting the urgency for compliance [4].

Group 1 - The announcement is regarding the convening of a meeting for the holders of the "Cai Da Securities Stable Medium and Short Bond Collective Asset Management Plan" to discuss the change of the management company and the registration of the fund [1][2][5] - The meeting will be held via communication methods, with voting starting from November 21, 2025, to December 7, 2025 [3][4][6] - The management company will change from Cai Da Securities to Zhong Ou Fund Management Co., Ltd., and the product will be renamed to "Zhong Ou Stable Medium and Short Bond Securities Investment Fund" [5][22][27] Group 2 - The meeting's voting results will require a two-thirds majority from the participating holders for the proposal to be valid [14][28] - A redemption choice period of no less than five trading days will be arranged after the meeting's resolution is passed, during which holders can redeem without fees [17][23][38] - Holders must open a fund account with Zhong Ou Fund Management Co., Ltd. for their shares to be transferred after the redemption choice period [39][40]

Core Points - The board of directors and the company guarantee that the information contained in the Q3 2025 report of the collective asset management plan does not contain false records, misleading statements, or significant omissions, and they bear individual and joint responsibility for the authenticity, accuracy, and completeness of its content [1] Group 1 - The company has completed the contract changes for the following collective asset management plans: 1. Financial Securities Stable Medium and Short-term Bond Collective Asset Management Plan 2. Financial Securities Stable Three-Month Rolling Holding Bond Collective Asset Management Plan [1] - The full text of the Q3 2025 report for the above two collective asset management plans was disclosed on October 27, 2025, on the company's website and the China Securities Regulatory Commission's fund electronic disclosure website for investors to review [1] - The management of the collective plans commits to managing and utilizing the assets of the collective plans with honesty, diligence, and responsibility, but does not guarantee profits or minimum returns [1]

Group 1 - The board of directors of Caida Securities held its 12th meeting of the 4th session on October 24, 2025, via communication, with all 10 directors participating in the voting [2] - The meeting approved the proposal regarding the 3rd quarter report of the public asset management plan for 2025, with a unanimous vote of 10 in favor and no votes against or abstentions [2] - The proposal for the reports of the "Caida Securities Stable Three-Month Rolling Bond Type Collective Asset Management Plan" and the "Caida Securities Stable Short-Duration Bond Type Collective Asset Management Plan" for the 3rd quarter of 2025 was also approved [2][3] Group 2 - The announcement confirms that the content is accurate and complete, with the board taking legal responsibility for its authenticity [1][4] - The meeting and voting procedures complied with the relevant regulations of the Company Law and the articles of association of Caida Securities [2]