重庆市旺成科技股份有限公司 公司存在实际控制人，截至 2022 年 12 月 31 日，公司的实际控制人为吴银剑，实 际控制人能够实际支配的公司有表决权股份总数占公司有表决权股份总数的比例为 83.21%。 关于治理专项自查及规范活动相关情况的报告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、误 导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带法律 责任。 根据公司治理专项自查及规范活动的相关要求，重庆市旺成科技股份有限公司（以 下简称"公司"或"上市公司"）结合《公司法》《证券法》《北京证券交易所股票上市 规则（试行）》等法律法规及《公司章程》等内部规章制度，按照公司治理有关文件的 精神，严格对公司治理情况进行了自查。现将自查情况、自我规范情况报告如下： 一、 公司基本情况 公司属性为民营企业。 证券代码：830896 证券简称：旺成科技 公告编号：2023-031 公司存在控股股东，截至 2022 年 12 月 31 日，控股股东为吴银剑，控股股东持有 公司有表决权股份总数占公司有表决权股份总数的比例为 83.21%。 公司控股股东、实际控制人及其控制的其他企 ...

目 录 | 一、审计报告……………………………………………………… 第 1—6 | | 页 | | | | --- | --- | --- | --- | --- | | 二、财务报表……………………………………………………… 第 7—14 | | 页 | | | | （一）合并资产负债表…………………………………………… | 第 | 页 | | 7 | | （二）母公司资产负债表………………………………………… | 第 | 页 | | 8 | | （三）合并利润表………………………………………………… | 第 | | 页 | 9 | | （四）母公司利润表………………………………………………第 | | 页 | | 10 | | （五）合并现金流量表……………………………………………第 | | 页 | | 11 | | （六）母公司现金流量表…………………………………………第 | | 页 | | 12 | | （七）合并所有者权益变动表……………………………………第 | | 页 | | 13 | | （八）母公司所有者权益变动表…………………………………第 | | 页 | | 14 | | | | 四、资质… ...

（一）股东大会届次 本次会议为 2022 年年度股东大会。 （二）召集人 本次股东大会的召集人为董事会。 （三）会议召开的合法性、合规性 证券代码：830896 证券简称：旺成科技 公告编号：2023-036 重庆市旺成科技股份有限公司 关于召开 2022 年年度股东大会通知公告（提供网络投票） 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 一、会议召开基本情况 本次股东大会会议召开符合有关法律、行政法规、部门规章、规范性文件和 公司章程的规定。无需相关部门批准或履行必要程序。 （四）会议召开方式 本次会议采用现场投票和网络投票相结合方式召开。 同一表决权只能选择现场、网络投票中的一种。同一表决权出现重复表决 的以第一次投票结果为准。 （五）会议召开日期和时间 1、现场会议召开时间：2023 年 5 月 18 日 10:00-12:00。 2、网络投票起止时间：2023 年 5 月 17 日 15:00—2023 年 5 月 18 日 15:00。 登记在册的股东可通过中国证券登记结算有限责任公司（以 ...

证券代码：830896 证券简称：旺成科技 公告编号：2023-033 重庆市旺成科技股份有限公司会计政策变更公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 一、变更概述 （一）变更日期：2022 年 1 月 1 日 （二）变更前后会计政策的介绍 1.变更前采取的会计政策： 本次会计政策变更前，公司执行的是财政部颁布的《企业会计准则——基本 准则》《企业会计准则——应用指南》《企业会计准则解释公告》和各项具体会计 准则以及其他相关规定。 2.变更后采取的会计政策： （1）. 公司自 2022 年 1 月 1 日起执行财政部颁布的《企业会计准则解释第 15 号》"关于企业将固定资产达到预定可使用状态前或者研发过程中产出的产品 或副产品对外销售的会计处理"规定，该项会计政策变更对公司财务报表无影响。 （二） 监事会审议情况： 公司于 2023 年 4 月 25 日召开的第四届监事会第九次会议审议通过了《关于 会计政策变更的议案》。表决结果：同意 3 票，反对票 0 票，弃权 0 票。 （三） 股东大会 ...

Financial Performance - Operating revenue for Q1 2023 was ¥74,768,325.25, representing a decline of 15.31% year-over-year[11] - Net profit attributable to shareholders for Q1 2023 was ¥7,355,827.55, a decrease of 1.51% compared to the same period last year[11] - The net cash flow from operating activities decreased by 27.20% to ¥14,981,234.68 compared to the previous year[11] - Total operating revenue for Q1 2023 was ¥74,768,325.25, a decrease of 15.3% compared to ¥88,288,168.42 in Q1 2022[39] - Total operating costs for Q1 2023 were ¥68,488,617.96, down 15.2% from ¥80,752,289.95 in Q1 2022[40] - Net profit for Q1 2023 was ¥7,355,827.55, slightly down by 1.5% from ¥7,468,297.29 in Q1 2022[41] - Earnings per share remained stable at ¥0.10 for both Q1 2023 and Q1 2022[41] Assets and Liabilities - Total assets as of March 31, 2023, amounted to ¥527,122,827.29, a decrease of 1.10% compared to the end of the previous year[11] - The company's total liabilities to assets ratio decreased to 49.67% from 51.60% year-over-year[11] - Total liabilities decreased to ¥261,825,104.50 from ¥275,021,243.42, reflecting a reduction of approximately 4.8%[33] - Current liabilities decreased significantly to ¥163,030,487.04 from ¥200,988,513.91, a decline of about 18.9%[32] - Long-term borrowings increased to ¥83,832,600.00 from ¥60,132,600.00, representing an increase of approximately 39.4%[33] - The total assets decreased to ¥524,313,348.69 in Q1 2023 from ¥532,995,857.84 in Q1 2022, a decline of 1.6%[40] Shareholder Information - The largest shareholder, Wu Yinjian, holds 63,167,364 shares, representing 83.21% of the total shares[18] - The total shares held by the top ten shareholders amount to 75,763,240, which is 99.80% of the total shares[19] - Wu Yinjian and Wu Yinhua are brothers, while Wu Yinjian and Wu Yincui are siblings, indicating familial relationships among major shareholders[19] Cash Flow - Cash inflow from operating activities reached CNY 89,430,847.14, an increase from CNY 86,726,193.56 year-over-year[46] - Net cash flow from operating activities was CNY 14,981,234.68, down from CNY 20,579,478.72 in the same period last year[48] - Cash inflow from investment activities totaled CNY 113,086,207.83, compared to CNY 77,064,365.55 in the previous year[48] - Net cash flow from investment activities was CNY 3,915,980.42, a significant improvement from a loss of CNY 12,569,485.82 last year[48] - Cash inflow from financing activities was CNY 23,800,000.00, with cash outflow totaling CNY 27,079,702.21, resulting in a net cash flow of -CNY 3,279,702.21[48] Commitments and Guarantees - The company has not provided any external guarantees or loans during the reporting period[22] - The company has pledged cash, investment properties, fixed assets, and intangible assets to secure a comprehensive credit facility from Chongqing Rural Commercial Bank[22] - As of the reporting period, the company has pledged assets totaling CNY 208,809,811.74, which represents 39.61% of its total assets, to secure bank loans[26] - The company has a cash collateral of CNY 7,542,802.70, accounting for 1.43% of total assets, and has pledged fixed assets worth CNY 163,616,082.42, which is 31.04% of total assets[26] - The company has pledged intangible assets worth CNY 29,192,771.94, representing 5.54% of total assets, to secure bank loans[26] Compliance and Governance - There are no ongoing litigation or arbitration matters reported during the period[22] - The company has not engaged in any share repurchase activities during the reporting period[22] - The company has ensured that its financial disclosures are accurate and complete, with no misleading statements or omissions[25] - The company’s management has committed to not using company funds or resources for personal gain[25] - The company has made commitments to avoid any new or potential competition during the tenure of its executives[24] - The company has not experienced any violations of its commitments as of the reporting period[26]

Recognition and Patents - In July 2022, the company was recognized as a "Specialized, Refined, Characteristic, and Innovative" enterprise by the Ministry of Industry and Information Technology for a period of three years[6]. - The company received a total of six new patents in 2022, including an invention patent for a braking device for new energy vehicles on July 15, 2022[9]. - The company has now holds 39 patents, an increase from 33 in the previous period, including 8 invention patents, up from 4[101]. Financial Performance - The company's operating revenue for 2022 was CNY 321,540,691.10, a decrease of 11.94% compared to CNY 365,147,797.13 in 2021[35]. - The net profit attributable to shareholders for 2022 was CNY 36,689,105.98, reflecting a decline of 1.81% from CNY 37,366,415.64 in the previous year[35]. - The gross profit margin for 2022 was 23.50%, down from 24.94% in 2021[35]. - Total assets at the end of 2022 amounted to CNY 532,963,138.66, a slight decrease of 0.71% from CNY 536,761,633.87 in 2021[37]. - Total liabilities decreased by 6.06% to CNY 275,021,243.42 in 2022, compared to CNY 292,764,572.61 in 2021[37]. - The company's net assets attributable to shareholders increased by 5.72% to CNY 257,941,895.24 in 2022, up from CNY 243,997,061.26 in 2021[37]. - The basic earnings per share for 2022 was CNY 0.48, a decrease of 2.04% from CNY 0.49 in 2021[35]. - The company's total revenue for 2022 was CNY 321,540,691.10, a decrease of 11.94% compared to CNY 365,147,797.13 in 2021[72]. - The total profit for 2022 was ¥37,690,377.67, down 10.72% compared to the previous year[58]. - The net profit for 2022 was ¥36,689,105.98, reflecting a slight decrease of 1.93% year-on-year[58]. Market and Business Strategy - The company is transitioning its business focus from traditional fuel vehicle components to new energy vehicle components, which may enhance its operational capabilities[16]. - The company is expanding its international market presence, with a significant portion of its revenue derived from exports, which are primarily settled in USD[16]. - The company has established a strong position in the supply chain of global leading companies, including Honda and Yamaha, due to its competitive technology in gear and clutch components[49]. - The company aims to become a competitive player in the gear transmission field, focusing on customer service and technological innovation[48]. - The company is focusing on expanding its market share in the mid-to-large displacement motorcycle clutch sector to enhance competitiveness[127]. Risks and Challenges - The company reported that sales to its top five customers accounted for over 50% of total revenue, indicating a high customer concentration risk[17]. - The company faces risks related to macroeconomic fluctuations, which could impact demand in downstream industries such as motorcycles and automobiles[16]. - The company is subject to risks from intensified market competition, as the gear and clutch industry has a low concentration and high market entry potential[16]. - The company is exposed to foreign exchange risks due to fluctuations in the USD/RMB exchange rate, which could affect its profit margins[16]. - The company acknowledges the uncertainty in global trade due to U.S.-China trade tensions, which may impact future performance[129]. - The company faces significant risks from fluctuations in raw material prices, particularly steel and aluminum, which are subject to global economic cycles[132]. Corporate Governance and Management - The company has appointed four new independent directors during the reporting period[175]. - The board of directors consists of 9 members, while the supervisory board has 3 members[172]. - The company has maintained stability in its top management positions, with no changes reported for the chairman, general manager, or board secretary[173]. - The company has established a competitive salary system and a comprehensive performance evaluation incentive system to attract and retain talent[181]. - The company has implemented annual training plans aligned with business development goals to enhance employee skills and management levels[181]. Research and Development - R&D expenditure amounted to $11,787,587.49, a decrease from $12,762,472.82 in the previous period, while the R&D expenditure as a percentage of revenue increased to 3.67% from 3.50%[99]. - The company is developing a gearbox for electric bicycles, with mass production expected to contribute to revenue growth in the motorcycle sector[103]. - The company is also working on a gearbox for new energy vehicles, with mass production planned, which is crucial for expanding its business into the automotive sector[104]. - The company is focusing on low fuel consumption and high power output clutch development, which is expected to diversify its product offerings significantly[104]. Shareholder Information - The company’s total ordinary shares amount to 75,914,240, with 99.41% being restricted shares[149]. - The largest shareholder, Wu Yinjian, holds 63,167,364 shares, representing 83.21% of the total shares[152]. - The company distributed a cash dividend of 3.00 yuan per 10 shares on July 20, 2022[164]. - The annual distribution proposal includes a cash dividend of 2.00 yuan per 10 shares, with no stock bonus or capital increase proposed[166]. Compliance and Internal Controls - The company implemented key internal controls related to revenue recognition and accounts receivable impairment, which were identified as critical audit matters[107]. - The company conducted a review of the accuracy of management's past provisions for bad debts, evaluating the credit risk characteristics of accounts receivable[107]. - The company confirmed that the changes in accounting policies due to new accounting standards had no impact on the financial statements[109]. - The adjustments made to the financial statements were approved by the company's board of directors, ensuring compliance with accounting standards[119].

证券代码：830896 证券简称：旺成科技 公告编号：2023-024 重庆市旺成科技股份有限公司 第四届董事会第十次会议决议公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 一、会议召开和出席情况 （一）会议召开情况 （二）会议出席情况 会议应出席董事 9 人，出席和授权出席董事 9 人。 董事程静因外出公办缺席，委托董事吴科言代为表决。 二、议案审议情况 （一）审议通过《关于公司<2022 年度董事会工作报告>的议案》 1.议案内容： 1. 会议召开时间：2023 年 4 月 25 日 2. 会议召开地点：重庆市旺成科技股份有限公司三楼会议室 3. 会议召开方式：现场 4. 发出董事会会议通知的时间和方式：2023 年 4 月 10 日以通讯方式发出 5. 会议主持人：董事长吴银剑 6. 会议列席人员：公司监事、高级管理人员 7. 召开情况合法、合规、合章程性说明： 会议召集、召开、议案审议程序等方面符合有关法律、行政法规、部门规章、 规范性文件和《公司章程》的规定。 公司董事会根据《公司法》《 ...

证券代码：830896 证券简称：旺成科技 公告编号：2023-034 1、 预计委托理财额度的情形 为提高资金使用效率，增加投资收益，在确保公司日常运营所需流动资金和 资金安全的前提下，公司及各子公司拟使用闲置资金购买低风险、安全性高、流 动性好的理财产品，投资额度不超过人民币 10,000 万元，在上述额度内，资金 可以滚动使用，且在任意时点进行投资理财的金额不超过人民币 10,000 万元。 重庆市旺成科技股份有限公司 委托理财的公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 一、 委托理财概述 （一） 委托理财目的 为提高资金使用效率，增加投资收益，在确保公司日常运营所需流动资金和 资金安全的前提下，公司及各子公司拟使用闲置资金购买低风险、安全性高、流 动性好的理财产品。 （二） 委托理财金额和资金来源 本次授权购买理财产品的额度不超过人民币 10,000 万元，在上述额度内， 资金可滚动使用。资金为公司闲置自有资金。 （三） 委托理财方式 五、 备查文件目录 （一）《重庆市旺成科技股份有 ...

国金证券股份有限公司 关于重庆市旺成科技股份有限公司 治理专项自查及规范活动的专项核查报告 国金证券股份有限公司（以下简称"国金证券"、"保荐机构"）作为重 庆市旺成科技股份有限公司（以下简称"旺成科技"、"公司"）持续督导的 保荐机构，根据北京证券交易所（以下简称"北交所"）发布的《关于做好上 市公司 2022 年年度报告披露相关工作的通知》（北证办发〔2022〕62 号）等相 关工作安排的要求，通过日常了解、查阅制度文件、查阅三会资料、公开网站 核查等方式对 2022 年度重庆市旺成科技股份有限公司的专项自查和自我规范情 况进行了核查，具体情况如下： 一、上市公司基本情况 旺成科技于 2014 年 8 月 1 日在新三板挂牌，于 2023 年 4 月 19 日在北交所 上市，系注册地在重庆市沙坪坝区的民营企业。 截至 2022 年 12 月 31 日，公司的控股股东、实际控制人为吴银剑，直接持 有公司 63,167,364 股股份，吴银剑通过持有股份控制了公司 83.21%的股份对应 的表决权。 2023 年 1 月 30 日，吴银剑与吴银华、吴银翠签署《一致行动协议》，吴银 剑与吴银华、吴银翠系同胞兄弟 ...

证券代码：830896 证券简称：旺成科技 公告编号：2023-032 重庆市旺成科技股份有限公司 内部控制自我评价报告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 根据《企业内部控制基本规范》及其配套指引的规定和其他内部控制监管要 求（以下简称企业内部控制规范体系），结合重庆市旺成科技股份有限公司（以 下简称"公司"）内部控制制度和评价办法，在内部控制日常监督和专项监督的 基础上，我们对截至 2022 年 12 月 31 日（以下简称：基准日）公司的内部控制 有效性进行了评价。 一、重要声明 根据公司非财务报告内部控制重大缺陷认定情况，于内部控制评价报告基准 日，公司未发现非财务报告内部控制重大缺陷。 按照企业内部控制规范体系的规定，建立健全和有效实施内部控制，评价其 有效性，并如实披露内部控制评价报告是公司董事会的责任。监事会对董事会建 立和 2022 年实施内部控制进行监督。公司管理层负责组织领导企业内部控制的 日常运行。公司董事会、监事会及董事、监事、高级管理人员保证本报告内容不 存在任何虚 ...