根据财政部、国务院国有资产监督管理委员会、中国证券监督管 理委员会颁布的《国有企业、上市公司选聘会计师事务所管理办法》， 公司审核委员会切实对安永华明 2023 年度的审计工作情况履行了监 督职责。具体情况如下： 对会计师事务所 2023 年度履行监督职责情况的报告 董事会审核委员会 辽宁港口股份有限公司 一、聘请会计师事务所基本情况 （一）会计师事务所基本情况 安永华明于 1992 年 9 月成立，2012 年 8 月完成本土化转制，从 一家中外合作的有限责任制事务所转制为特殊普通合伙制事务所。 安永华明总部设在北京，注册地址为北京市东城区东长安街 1 号东 方广场安永大楼 17 层 01-12 室。 辽宁港口股份有限公司（以下简称"公司"）聘请安永华明会计 师事务所（特殊普通合伙）（以下简称"安永华明"）作为公司2023 年度财务及内部控制审计机构。 根据《辽宁港口股份有限公司董事会审核委员会工作细则》（以 下简称"《工作细则》"）等有关规定，审核委员会对安永华明作 为公司 2023 年度的外部审计机构而履行的监督职责情况如下： 1、在会计师事务所选聘工作中，审核委员会对安永华明的专业 胜任能力、投资者保 ...

一、报告期内独立董事的基本情况 刘春彦先生,1967年出生,中国国籍,现任同济大学法学院副教 授、民商法专业硕士生导师,金诚同达(上海)律师事务所执业律师, 辽港股份独立非执行董事。刘先生获得辽宁师范大学法学学士学位、 上海交通大学法学硕士学位、同济大学管理学博士学位。 根据有关法律法规及监管规则的规定,不存在影响本人作为公司 独立董事的独立性的情况。 二、2023年度履职情况 辽宁港口股份有限公司 2023 年度独立董事述职报告 公司全体股东: 作为公司的独立董事,在 2023 年度任职期间,本人严格按照中 华人民共和国证券法》、《中华人民共和国公司法》、《上市公司治理准 则》、《上市公司独立董事管理办法》、《上海证券交易所股票上市规则》、 《香港联合交易所有限公司证券上市规则》等有关法律法规和监管规 则的要求及《辽宁港口股份有限公司章程》和《独立董事工作制度》 的规定,尽责履职,切实维护公司和全体股东尤其是中小股东的合法 权益。现向股东作如下述职报告: 本年度内,本人参加了公司全部股东大会会议(两次)、董事会 会议（八次）及董事会提名及薪酬委员会会议（六次）、独立董事专 门会议(二次),列席了审核委员会、 ...

公司代码：601880 公司简称：辽港股份 一. 重要声明 辽宁港口股份有限公司 2023 年度内部控制评价报告 按照企业内部控制规范体系的规定，建立健全和有效实施内部控制，评价其有效性，并如实披露 内部控制评价报告是公司董事会的责任。监事会对董事会建立和实施内部控制进行监督。经理层负责 组织领导企业内部控制的日常运行。公司董事会、监事会及董事、监事、高级管理人员保证本报告内 容不存在任何虚假记载、误导性陈述或重大遗漏，并对报告内容的真实性、准确性和完整性承担个别 及连带法律责任。 公司内部控制的目标是合理保证经营管理合法合规、资产安全、财务报告及相关信息真实完整， 提高经营效率和效果，促进实现发展战略。由于内部控制存在的固有局限性，故仅能为实现上述目标 提供合理保证。此外，由于情况的变化可能导致内部控制变得不恰当，或对控制政策和程序遵循的程 度降低，根据内部控制评价结果推测未来内部控制的有效性具有一定的风险。 辽宁港口股份有限公司全体股东： 根据《企业内部控制基本规范》及其配套指引的规定和其他内部控制监管要求（以下简称企业内 部控制规范体系），结合本公司（以下简称公司）内部控制制度和评价办法，在内部控制日常 ...

本页无正文，为《辽宁港口股份有限公司独立董事关于公司对外担保 情况的专项说明和独立意见》的签字页。 独立董事签字 7 刘春彦 辽宁港口股份有限公司独立董事 关于公司对外担保情况的专项说明和独立意见 根据中国证监会《关于规范上市公司与关联方资金往来及上市公 司对外担保若干问题的通知》,我们作为公司的独立董事,对辽宁港 □ 股份有限公司对外担保情况进行了核查,截止 2023年 12 月 31 日, 公司担保总额 3,878 万元,全部为子公司对其子公司提供的担保。担 保总额占公司最近一期经审计归属母公司净资产 396.0 亿元的 0.10%, 占总资产 563.5 亿元的 0.07%。具体详情如下: 国家开发基金有限公司("国开基金")以人民币 3,500万元对本 集团之合营企业大连港毅都冷链有限公司("大连港教都")进行增资。 应国开基金要求,投资期限届满后,本集团之全资子公司大连港集发 物流有限责任公司("集发物流")对其增资所占股权进行回购;对此集 发物流母公司大连港集装箱发展有限公司(为本公司之全资子公司) 为回购事项提供连带责任担保,期限从 2016 年 2 月—2036 年 12 月 止。 作为公司的 ...

● 本次利润分配方案尚待本公司 2023 年年度股东大会审议通过后方可实 施。 证券代码：601880 证券简称：辽港股份 公告编号：临2024-005 辽宁港口股份有限公司 2023 年年度利润分配方案的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： ● 拟每股分配比例：每 10 股派发现金红利 0.191 元（含税），分派股息总 金额为人民币 458,152,957.09 元，派息比率为 40.07%。 ● 本次利润分配拟以辽宁港口股份有限公司（以下简称"公司"或"本公 司"）当前股本总额 23,987,065,816 股为基数，派发具体日期将在权益分派实 施公告中明确。 ● 公司管理层将依照公司章程和上市规则的相关规定，确定 A 股和 H 股股 东的确权日。 一、利润分配方案内容 根据公司章程的相关规定，在公司盈利、现金流满足公司正常经营和长期发 展的前提下，公司每个会计年度分配的利润应不少于当年实现的可供分配利润的 1 40%，且公司最近 3 年以现金方式累计分配的利润不少于最近 3 年实现 ...

辽宁港口股份有限公司 关于招商局集团财务有限公司的风险持续评估报告 招商局财务公司系经中国银行业监督管理委员会（现为 国家金融监督管理总局）批准，由招商局集团有限公司和中 国外运长航集团有限公司分别出资 25.5 亿元（持股比例 51%）、24.5 亿元（持股比例 49%)，在北京成立的有限责任 公司。招商局财务公司于 2011 年 5 月 17 日完成了工商注册 登记；社会统一信用代码证号：9111000071782949XA；金融 许可证机构编码：L0125H211000001；法定代表人：周松； 注册资本：人民币 50 亿元；注册地：北京市朝阳区安定路 5 号院 10 号楼 B 栋 15 层 1501 号。 目前，招商局财务公司营业执照上业务范围有 12 项， 具体为：（一）对成员单位办理财务和融资顾问、信用鉴证 及相关的咨询、代理业务；（二）协助成员单位实现交易款 项的收付；（三）对成员单位提供非融资性保函；（四）办理 成员单位之间的委托贷款；（五）对成员单位办理票据承兑 与贴现；（六）办理成员单位之间的内部转账结算；（七）吸 收成员单位的存款；（八）对成员单位办理贷款；（九）从事 同业拆借；（十）承 ...

一、报告期内独立董事的基本情况 本人陈维曦,1957年出生,中国香港籍,现任杜健存会计师事务所资深顾问,辽港股份 独立非执行董事。 本人亦是英格兰及威尔斯特许会计师公会资深会员、英国特许公认会计师 公会资深会员、香港税务学会资深会员及香港董事学会资深会员。 根据有关法律法规及监管 规则的规定,本人及亲属均不在公司及其控股股东或各自的附属企业持有股份,享有权益或 任职。不存在影响我本人作为公司独立董事的独立性的情况。 二、独立董事年度履职情况 作為独立董事,我担任董事會财务管理委员会主席及审核委员会委员。 在 2023年任职期内,我本人亲自现场出席了 3 次公司董事会会议、2 次审核委员会会议 及 3-次财务管理委员会会议。 在上述会议过程中,就提请相关会议审议的各项议案内容进行 全面讨论、审核及发表独立、客观及专业意见及审慎行使表决权。并对公司各项失联交易进 行独立审阅及批核 ·我本人认为從 2023 年 6 月中旬至 2023 年 12 月 31 日工作中 ,公司管理层 都能够提供详细会议资料、内部控制及内审工作报告及关联交易执行情况报告等。而且根据 我自己的要求,积极并及时提供相关资料及文件或其他支持。这 ...

Financial Performance - The company's operating revenue for Q3 2023 was CNY 2,989,212,136.56, representing a year-on-year increase of 4.43%[3] - The net profit attributable to shareholders for Q3 2023 was CNY 442,584,209.17, an increase of 15.77% compared to the same period last year[3] - The net profit attributable to shareholders after deducting non-recurring gains and losses was CNY 433,504,699.23, up by 14.08% year-on-year[3] - Total operating revenue for the first three quarters of 2023 was CNY 8,641,204,723.08, slightly down from CNY 8,651,046,671.66 in the same period of 2022, representing a decrease of approximately 0.1%[20] - Operating profit for the first three quarters of 2023 was CNY 1,654,978,370.54, an increase from CNY 1,590,690,803.55 in the previous year, indicating a growth of approximately 4.0%[21] - The total profit for Q3 2023 was approximately ¥1.66 billion, a slight increase from ¥1.62 billion in Q3 2022, representing a growth of about 2.1%[23] - Net profit attributable to shareholders of the parent company was approximately ¥1.07 billion, down from ¥1.12 billion in the same period last year, indicating a decrease of about 4.5%[24] - The total comprehensive income for Q3 2023 was approximately ¥1.25 billion, compared to ¥1.25 billion in Q3 2022, showing a marginal increase of 0.03%[24] - Basic and diluted earnings per share for Q3 2023 were both ¥0.04, down from ¥0.05 in Q3 2022, reflecting a decrease of 20%[24] Cash Flow and Assets - The net cash flow from operating activities for Q3 2023 was CNY 777,976,359.14, a decrease of 10.39% compared to the same period last year[4] - The total current assets as of September 30, 2023, amounted to 9,539,413,851.36 RMB, compared to 9,482,788,978.89 RMB at the end of 2022[17] - The cash and cash equivalents decreased to 4,348,930,009.45 RMB from 5,085,194,083.26 RMB year-over-year[17] - The accounts receivable increased to 3,529,226,405.79 RMB from 2,892,038,334.72 RMB year-over-year[17] - Cash flow from operating activities for the first three quarters of 2023 was approximately ¥8.05 billion, a decrease from ¥8.34 billion in the same period last year, representing a decline of about 3.4%[25] - The net cash flow from operating activities in Q3 2023 was approximately ¥2.05 billion, down from ¥2.22 billion in Q3 2022, indicating a decrease of about 7.6%[26] - Cash and cash equivalents at the end of Q3 2023 were approximately ¥4.32 billion, down from ¥4.63 billion at the end of Q3 2022, reflecting a decrease of about 6.6%[27] Liabilities and Equity - The total assets at the end of Q3 2023 were CNY 56,181,115,088.51, down by 2.48% from the end of the previous year[4] - The equity attributable to shareholders at the end of Q3 2023 was CNY 39,372,320,626.04, an increase of 1.88% compared to the end of the previous year[4] - Current liabilities decreased significantly to CNY 4,919,788,406.26 from CNY 6,477,798,286.20, a reduction of about 24.1%[19] - Long-term borrowings decreased to CNY 641,000,000.00 from CNY 716,000,000.00, a decrease of approximately 10.5%[19] - The company’s total liabilities decreased to CNY 13,571,205,631.20 from CNY 15,867,399,977.62, a decline of approximately 14.4%[19] Operational Metrics - The company reported a container throughput of 255.5 million TEU in Q3 2023, an increase of 8.3% year-over-year from 236.0 million TEU in Q3 2022[14] - Oil products throughput reached 1,199.5 million tons in Q3 2023, reflecting an 18.8% increase compared to 1,010.0 million tons in Q3 2022[14] - The company experienced a 12.8% increase in bulk cargo throughput, totaling 4,720.9 million tons in Q3 2023, up from 4,184.2 million tons in Q3 2022[14] - The passenger roll-on/roll-off vehicle throughput increased by 140.5% year-over-year, reaching 137.8 million passengers in Q3 2023[14] Expenses and Investments - Research and development expenses decreased by 88.54% year-to-date due to the completion of major projects[8] - Sales expenses increased by 100.00% year-to-date, primarily due to business promotion activities conducted this year[8] - Investment income decreased by 59.54% year-to-date, mainly due to the decline in performance of joint ventures in various sectors[8] - The net cash flow from investing activities was negative at approximately -¥67.97 million in Q3 2023, compared to -¥2.73 billion in Q3 2022, showing an improvement in cash outflow[26] - The company received approximately ¥2.50 billion in cash from borrowings in Q3 2023, down from ¥4.42 billion in the same period last year, indicating a decrease of about 43.5%[26] Strategic Focus - The company aims to expand its direct shipping routes and increase port capacity to boost domestic trade growth[14] - The company is focusing on new product development and market expansion strategies to enhance overall performance[15]

Financial Performance - Operating revenue for Q3 2023 reached CNY 2,989,212,136.56, an increase of 4.43% compared to the same period last year[4] - Net profit attributable to shareholders was CNY 442,584,209.17, reflecting a growth of 15.77% year-on-year[4] - Net profit excluding non-recurring gains and losses was CNY 433,504,699.23, up by 14.08% compared to the previous year[4] - Basic and diluted earnings per share were both CNY 0.018451, representing a year-on-year increase of 15.77%[4] - Total operating revenue for the first three quarters of 2023 was CNY 8,641,204,723.08, slightly down from CNY 8,651,046,671.66 in the same period of 2022, representing a decrease of approximately 0.1%[15] - Net profit for the first three quarters of 2023 was CNY 1,233,219,238.12, compared to CNY 1,238,109,110.59 in 2022, indicating a slight decrease of around 0.4%[21] - The total comprehensive income for the first three quarters of 2023 was CNY 1,250,677,064.78, slightly up from CNY 1,245,775,500.42 in 2022[22] Cash Flow - Cash flow from operating activities amounted to CNY 777,976,359.14, a decrease of 10.39% year-on-year[4] - Cash flow from operating activities totaled CNY 8,054,976,877.73 in 2023, down from CNY 8,336,388,242.36 in 2022, reflecting a decrease of approximately 3.4%[25] - The cash outflow from investing activities in the first three quarters of 2023 was approximately $238.91 million, significantly lower than $2.89 billion in the same period of 2022, resulting in a net cash flow from investing activities of -$67.97 million[26] - The cash inflow from financing activities was approximately $2.50 billion in the first three quarters of 2023, down from $4.42 billion in the same period of 2022[27] - The cash outflow from financing activities increased to approximately $5.21 billion in the first three quarters of 2023, compared to $3.73 billion in the same period of 2022[27] - The net cash flow from financing activities was -$2.71 billion in the first three quarters of 2023, contrasting with a positive cash flow of $696.13 million in the same period of 2022[27] - The total cash and cash equivalents at the end of the third quarter of 2023 were approximately $4.32 billion, a decrease from $4.63 billion at the end of the same period in 2022[27] Assets and Liabilities - Total assets at the end of the reporting period were CNY 56,181,115,088.51, a decrease of 2.48% from the previous year-end[4] - The company's total liabilities decreased to CNY 13,571,205,631.20 from CNY 15,867,399,977.62, reflecting a reduction of about 14.4%[17] - The total assets as of September 30, 2023, were CNY 56,181,115,088.51, down from CNY 57,609,391,070.26, representing a decline of approximately 2.5%[18] - The company's cash and cash equivalents decreased to CNY 4,348,930,009.45 from CNY 5,085,194,083.26, a decline of about 14.5%[14] - The company's non-current liabilities decreased to CNY 8,651,417,224.94 from CNY 9,389,601,691.42, indicating a reduction of about 7.9%[17] Expenses - R&D expenses decreased by 88.54% due to the completion of major projects from the previous year[7] - Sales expenses increased by 100.00% as a result of new business promotion activities this year[7] - Investment income fell by 59.54% primarily due to the decline in performance of joint ventures in LNG, miscellaneous goods, grain, and cold chain businesses[7] - Credit impairment losses surged by 226.51% due to longer aging of receivables and the impact of recovering long-term debts from miscellaneous goods customers last year[7] - Other income decreased to CNY 78,471,451.97 in 2023 from CNY 110,621,989.33 in 2022, a decline of about 29%[21] - The company’s tax expenses increased to CNY 429,744,829.01 in 2023 from CNY 383,302,791.23 in 2022, an increase of about 12.1%[21] - The company paid approximately $2.04 billion in employee compensation in the first three quarters of 2023, down from $2.22 billion in the same period of 2022[26] - Tax payments increased to approximately $746.40 million in the first three quarters of 2023, compared to $638.20 million in the same period of 2022[26] Operational Highlights - Container throughput in Q3 2023 reached 255.5 million TEU, an increase of 8.3% year-on-year[11] - The total throughput of oil products in Q3 2023 was 1,199.5 million tons, up 18.8% compared to the same period last year[11] - The number of passenger vehicles transported increased by 15.8% in Q3 2023, reflecting growth in domestic trade business[11] - The company's crude oil throughput increased due to rising demand from inland customers and increased refined oil exports driven by national policy adjustments[12] - The company has launched new export brand vehicles and expanded international transshipment business, contributing to increased foreign trade vehicle throughput[12] Accounting and Reporting Changes - The company is adapting to new accounting standards starting in 2023, which may impact future financial reporting[28]

Financial Performance - In the first half of 2023, the company's net profit attributable to shareholders was RMB 631,260,174.66, a decrease of 14.9% compared to RMB 741,962,637.45 in the same period of 2022[6]. - The company's operating revenue for the first half of 2023 was RMB 5,651,992,586.52, down 2.4% from RMB 5,788,566,152.86 in the previous year[7]. - The gross profit increased by 6.0% to RMB 1,637,711,168.71, with a gross margin of 29.0%, up 2.3 percentage points year-on-year[8]. - The investment income decreased by 72.1% to RMB 28,276,809.05, mainly due to the poor performance of joint ventures in liquefied natural gas and cold chain businesses[10]. - The company reported a significant decrease in accounts payable, which fell to CNY 244,165,199.44 from CNY 303,332,013.22, a drop of 19.5%[84]. - The company reported a total of RMB 742.32 million in comprehensive income for the first half of 2023, indicating a recovery trend[115]. Operational Metrics - Container throughput at national ports reached 14,919 million TEU in the first half of 2023, an increase of 4.8% year-on-year[3]. - In the first half of 2023, the total throughput of oil products reached 2,621.6 million tons, an increase of 4.3% compared to the same period in 2022[24]. - Crude oil throughput was 1,705.9 million tons, up 8.8% year-on-year, driven by steady recovery in domestic production demand[25]. - The throughput of refined oil was 727.1 million tons, reflecting a 4.9% increase year-on-year due to increased export quotas[25]. - The automotive sector saw production and sales of 13.25 million vehicles, with year-on-year growth of 9.3% and 9.8% respectively[3]. Cost and Expenses - The company experienced a significant increase in credit impairment losses, which rose by 212.3% to RMB 80,956,939.47, primarily due to aging receivables[10]. - The company's operating costs decreased by 5.4% to RMB 4,014,281,417.81, attributed to a reduction in container logistics service costs[8]. - The company’s research and development expenses dropped by 84.2% to RMB 276,882.29, reflecting the completion of major projects[10]. - The company’s management expenses increased by 4.5% to RMB 369,331,125.50, driven by higher administrative costs[10]. Assets and Liabilities - As of June 30, 2023, the total assets of the group amounted to RMB 57,655,679,528.21, with net assets of RMB 42,087,238,899.77, resulting in a net asset per share of RMB 1.62, a slight increase from RMB 1.61 as of December 31, 2022[11]. - The total liabilities as of June 30, 2023, were RMB 15,568,440,628.44, with outstanding borrowings totaling RMB 7,347,480,978.32, all at fixed interest rates. The debt-to-asset ratio decreased to 27.0% from 27.5% as of December 31, 2022[11]. - The cash and cash equivalents balance as of June 30, 2023, was RMB 5,644,957,427.20, an increase of RMB 599,483,928.97 compared to December 31, 2022[13]. - The net debt-to-equity ratio as of June 30, 2023, was 16.5%, down from 18.6% as of December 31, 2022, indicating a reduction in debt size due to bond repayments[13]. Legal and Compliance - The total claims from other storage agents against the group amounted to RMB 1.06 billion due to unresolved litigation involving its subsidiary, Dalian Container Terminal Logistics Co., Ltd.[15]. - The group is currently involved in multiple legal disputes, including a judgment requiring it to pay RMB 10,969.46 million to a trading company, with ongoing appeals and further legal proceedings[16][17]. - The company has recognized a provision for contingent liabilities amounting to RMB 164 million related to ongoing litigation cases[21]. Shareholder Information - The board does not recommend the payment of an interim dividend for the six months ended June 30, 2023[57]. - The company has a total share capital of 23,987,065,816 shares, with A shares accounting for 78.49% and H shares for 21.51%[65]. - Major shareholders include Yingkou Port Group holding 36.73% of A shares and Dalian Port Group holding 28.20% of A shares[67]. Strategic Initiatives - The company plans to deepen market development in the oil products segment, focusing on crude oil transfer markets in Hebei and northern Shandong[52]. - The company aims to strengthen its container shipping routes, particularly in the RCEP region, and enhance its transshipment capabilities in the Bohai Sea area[53]. Financial Management - The company has utilized all raised funds for the repayment of the principal and interest of the "22 Liaoning Port 01" bond, consistent with previously disclosed purposes[64]. - The company has implemented a training plan focusing on safety production, compliance management, and risk management to support high-quality development[74]. - The company has committed to environmental protection and the construction of a resource-saving, environmentally friendly port[75]. Accounting Policies - The financial statements are prepared in accordance with the accounting standards issued by the Ministry of Finance, reflecting the financial position as of June 30, 2023[130]. - The company follows the accrual basis of accounting, with historical cost as the primary measurement basis for assets and liabilities[133]. - The company ensures that its financial statements provide a true and complete reflection of its financial results and cash flows for the reporting period[130].