2016 年 08 月 1 天齐锂业股份有限公司 2016 年半年度报告全文 第一节 重要提示、目录和释义 公司董事会、监事会及董事、监事、高级管理人员保证半年度报告内容的 真实、准确、完整，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和 连带的法律责任。 天齐锂业股份有限公司 2016 年半年度报告全文 天齐锂业股份有限公司 2016 年半年度报告 | 目录 | | --- | | 2016 | 半年度报告 2 | | --- | --- | | 第一节 | 重要提示、目录和释义 6 | | 第二节 | 公司简介 8 | | 第三节 | 会计数据和财务指标摘要 10 | | 第四节 | 董事会报告 22 | | 第五节 | 重要事项 34 | | 第六节 | 股份变动及股东情况 38 | | 第七节 | 优先股相关情况 38 | | 第八节 | 董事、监事、高级管理人员情况 39 | | 第九节 | 财务报告 40 | | 第十节 | 备查文件目录 145 | 天齐锂业股份有限公司 2016 年半年度报告全文 释义 | 释义项 | 指 | 释义内容 | | --- | --- | --- | | 本公司 ...

Profit Forecast Revision - The company revised its net profit forecast for the first half of 2016 to between 720 million and 750 million yuan, representing a year-on-year increase of 1,657.10% to 1,730.31%[3] - The previous forecast estimated a net profit of 600 million to 650 million yuan, indicating a significant upward revision[2] - The increase in profit is primarily attributed to a higher-than-expected rise in lithium product prices during the second quarter[5] Financial Management - Financial expenses related to foreign exchange gains and losses were lower than previously anticipated due to the effective use of hedging tools[5] Caution for Investors - The company emphasizes that the revised forecast is based on preliminary estimates and the final figures will be confirmed in the 2016 semi-annual report[6] - Investors are advised to make cautious decisions and be aware of investment risks[6]

四川天齐锂业股份有限公司 2015 年年度报告全文 四川天齐锂业股份有限公司 Sichuan Tianqi Lithium Industries,Inc. 二〇一五年年度报告 股票简称：天齐锂业 股票代码：002466 披露时间：2016 年 4 月 23 日 1 四川天齐锂业股份有限公司 2015 年年度报告全文 第一节 重要提示、目录和释义 本公司董事会、监事会及董事、监事、高级管理人员保证年度报告内容的 真实、准确、完整，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和 连带的法律责任。 公司负责人蒋卫平、主管会计工作负责人邹军及会计机构负责人（会计主 管人员）周大鹏声明：保证年度报告中财务报告的真实、准确、完整。 所有董事均已出席了审议本报告的董事会会议。 本报告中涉及的未来发展陈述，属于计划性事项，不构成公司对投资者的 实质承诺，敬请投资者注意投资风险。 1、安全环保风险 作为境内外锂资源开发和锂化工原料生产企业，由于矿山地质灾害防治措 施不到位、员工误操作或设备故障等原因可能导致因发生安全事故而被主管部 门处罚或员工家属索赔的可能性，故存在安全生产风险；由于误操作或设备故 障等原因可能导致"三废 ...

四川天齐锂业股份有限公司 2016 年第一季度报告正文 证券代码：002466 证券简称：天齐锂业 公告编号：2016-020 四川天齐锂业股份有限公司 2016 年第一季度报告正文 2016 年 04 月 1 四川天齐锂业股份有限公司 2016 年第一季度报告正文 第一节 重要提示 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真 实、准确、完整，不存在虚假记载、误导性陈述或者重大遗漏，并承担个别和 连带的法律责任。 所有董事均已出席了审议本次季报的董事会会议。 公司负责人蒋卫平、主管会计工作负责人邹军及会计机构负责人（会计主 管人员）周大鹏声明：保证季度报告中财务报表的真实、准确、完整。 公司是否因会计政策变更及会计差错更正等追溯调整或重述以前年度会计数据 □ 是 √ 否 | | 本报告期 | 上年同期 | 本报告期比上年同期增减 | | --- | --- | --- | --- | | 营业收入（元） | 753,993,878.77 | 357,730,150.59 | 110.77% | | 归属于上市公司股东的净利润（元） | 284,310,867.11 | 29,771,82 ...

证券代码：002466 证券简称：天齐锂业 公告编号：2016-014 四川天齐锂业股份有限公司 2016 年第一季度业绩预告 公司及董事会全体成员保证信息披露的内容真实、准 确、完整，没有虚假记载、误导性陈述或重大遗漏。 一、本期业绩预计情况 1、业绩预告期间：2016 年 1 月 1 日至 2016 年 3 月 31 日 2、预计的业绩： 亏损 扭亏为盈 ■同向上升 同向下降 3、业绩预告情况表： | 项目 | 本报告期 | 上年同期 | | | --- | --- | --- | --- | | 归属于上市公司 | 比上年同期增长：819.39% - 866.42% | 盈利： | | | 股东的净利润 | 盈利：27,372.00 万元–28,772.00 万元 | 2,977.18 | 万元 | 二、业绩预告预审计情况 报告期内，公司下游锂电池市场需求稳步增长，锂电池上游的电 池材料行业带动锂化工产品需求快速增长；这种市场需求的增长导致 公司电池级碳酸锂等产品销售价格和销量均同比上涨，营业收入较上 年同期大幅增长，产品销售毛利率大幅提高。 四、其他相关说明 本次业绩预告是根据公司财务部初步核算得出， ...

Financial Performance - Total revenue for 2015 reached CNY 1,868,559,325.71, an increase of 31.37% compared to the previous year[5] - Net profit attributable to shareholders was CNY 247,863,987.39, reflecting a significant increase of 89.93% year-on-year[5] - Basic earnings per share rose to CNY 0.96, up 77.78% from CNY 0.54 in the previous year[2] - The increase in net profit was primarily driven by rising demand and tightening supply in the lithium product market[6] Asset and Equity - The company's total assets increased by 25.14% to CNY 7,669,560,966.86 compared to the beginning of the year[3] - The weighted average return on equity improved to 8.24%, an increase of 4.51 percentage points from 3.73%[2] - The asset-liability ratio stood at 46.93%, indicating a relatively low level of debt and strong overall solvency[9] Stock and Incentives - The company completed the first phase of its stock incentive plan, granting 2,709,000 restricted shares, increasing total share capital to 26,146,900 shares[4] Tax and Forecast - The company recognized a deferred tax asset of CNY 102 million due to expected recoverable losses from the acquisition of Tianqi Lithium (Jiangsu) Co., Ltd.[4] - The company did not report any discrepancies between the actual results and the previously announced profit forecast for 2015[11]

证券代码：002466 证券简称：天齐锂业 公告编号：2016-007 四川天齐锂业股份有限公司 2015 年度业绩预告修正公告 本公司及董事会全体成员保证信息披露的内容真实、准 确、完整，没有虚假记载、误导性陈述或重大遗漏。 一、预计的本期业绩情况 1、业绩预告期间：2015年1月1日至2015年12月31日。 2、前次业绩预告情况：2015年10月27日公司在《2015年第三季 度报告全文》中披露，预计2015年度归属于上市公司股东的净利润为 7,000万元至10,000万元。 3、修正后的业绩预告 □亏损 □扭亏为盈 ■同向上升 □同向下降 □其他 | 项目 | 本报告期 | 上年同期 | | | --- | --- | --- | --- | | 归属于上市公司 | 比上年同期增长：64.75% - | 95.40% 盈 利 | 13,050.15 | | 股东的净利润 | 盈利21,500-25,500万元 | 万元 | | 二、本次业绩预告修正未经注册会计师预审计。 三、业绩修正主要原因说明： 1、由于锂产品市场需求增长，供应趋紧，2015年第四季度公司 锂化工产品销售量价齐升，公司产品销售收入及 ...

Financial Performance - Total assets increased by 20.62% to CNY 7,392,287,200.71 compared to the end of the previous year[7]. - Operating revenue for the period reached CNY 551,236,225.38, a 117.54% increase year-on-year[7]. - Net profit attributable to shareholders was CNY 20,296,923.55, up 187.97% compared to the same period last year[7]. - Net profit attributable to shareholders after deducting non-recurring gains and losses surged by 920.93% to CNY 45,736,133.18[7]. - Cash flow from operating activities for the year-to-date reached CNY 499,031,606.99, an increase of 200.86%[7]. - Basic earnings per share rose by 777.78% to CNY 0.079[7]. - The weighted average return on net assets improved by 0.10 percentage points to 0.72%[7]. - Total revenue for the reporting period reached ¥1,306,899,528.92, an increase of 45.17% compared to ¥900,237,452.13 in the same period last year, driven by higher sales volume and prices of lithium chemical products[16]. - Cash flow from operating activities improved significantly, totaling ¥499,031,606.99, a 200.86% increase from ¥165,870,072.80 in the previous year, due to better collection of receivables[17]. - The company reported a substantial increase in accounts receivable, which rose by 60.89% to ¥262,890,097.53, attributed to increased sales revenue[16]. - The company incurred financial expenses of ¥100,037,804.08, a 197.38% increase from the previous year, mainly due to increased borrowing costs and foreign exchange losses from USD liabilities[16]. - The company’s income tax expense surged by 229.15% to ¥170,056,599.59, driven by higher profits reported by Wanfeld Holdings[16]. - The impairment provision of 55.53 million CNY for the termination of the ore conversion plant project by the subsidiary Wenfield reduced net profit by approximately 19.83 million CNY[25]. - Financial expenses increased by 66.40 million CNY due to significant borrowing and exchange losses from the appreciation of the US dollar[26]. Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 18,844[11]. - Chengdu Tianqi Industrial (Group) Co., Ltd. held 35.84% of shares, with 93,717,000 shares pledged[11]. - As of September 30, 2015, the controlling shareholder Tianqi Group had pledged 22.3 million shares, representing approximately 8.53% of the total share capital[21]. - The company is committed to fulfilling its shareholding increase plan, aiming to buy back up to 5.1 million shares[24]. - The company has extended the lock-up period for 93,717,000 shares held by Tianqi Group until August 30, 2016[24]. Business Operations and Strategy - The company completed the acquisition of Tianqi Lithium International Co., Ltd., impacting other non-current assets[16]. - The company has committed to not engaging in any business that competes with its main operations, ensuring no direct or indirect competition during the control period[22]. - The company’s lithium spodumene sales are exclusively targeted at the glass and ceramics industry, avoiding sales to lithium processing industry users[22]. - The company has pledged to reduce related party transactions and ensure transparency in its operations, particularly in lithium procurement[23]. - The company will disclose annual customs data on lithium spodumene imports to enhance information transparency and comparison with related parties[23]. - The company has established a priority right for its subsidiaries regarding investments in Rockwood Lithium, ensuring no competition arises from such investments[23]. - The company will ensure that its subsidiaries prioritize purchasing lithium spodumene from itself to meet operational needs[23]. - The company has a commitment to not engage in any business activities that could pose a competitive threat to its main business operations[22]. - The company’s commitments are effective until certain conditions are met, such as the cessation of control over the listed company[22]. Future Outlook - The net profit attributable to shareholders for 2015 is expected to range from 70 million to 100 million CNY, representing a decrease of 46.36% to 23.37% compared to 2014's net profit of 130.50 million CNY[25]. - Positive impacts on performance include increased sales volume and prices of lithium chemical products, leading to improved gross profit margins[25]. - Negative impacts include the acquisition of Tianqi Lithium (Jiangsu) Co., which resulted in production halts and losses in the second half of 2015[25]. - The company plans to continue its strategic focus on lithium product sales and market expansion[25]. - The company did not engage in any securities investments during the reporting period[27]. - The company did not hold shares in other listed companies during the reporting period[28].

Financial Performance - The company's operating revenue for the first half of 2015 was CNY 755,663,303.54, representing a 16.82% increase compared to CNY 646,837,082.38 in the same period last year[21]. - The net profit attributable to shareholders of the listed company was CNY 40,976,675.79, a significant increase of 135.24% from CNY 17,419,447.87 in the previous year[21]. - The net profit after deducting non-recurring gains and losses reached CNY 43,480,563.19, compared to a loss of CNY 8,702,546.59 in the same period last year, marking a 599.63% improvement[21]. - The net cash flow from operating activities was CNY 331,270,116.33, up 168.37% from CNY 123,437,983.62 in the previous year[21]. - Basic earnings per share increased by 101.53% to CNY 0.1584 from CNY 0.0786 in the same period last year[21]. - The company reported a significant increase in cash flow, reflecting improved liquidity management[122]. - The company reported a net profit of CNY 84.02 million, compared to CNY 43.05 million in the previous year, an increase of 95.5%[125]. - The company reported a total comprehensive income of CNY -115,684,112.47 for the first half of 2015, compared to CNY 364,557,031.30 in the previous year[132]. - The total comprehensive income for the period shows a loss of CNY 69,566,693.76, indicating a decline in profitability[159]. Revenue Segmentation - Revenue from the lithium concentrate segment was approximately ¥418.39 million, with a gross margin of 56.95%, reflecting a slight increase of 0.92% year-over-year[40]. - The chemical raw materials and chemical products manufacturing segment generated revenue of approximately ¥328.71 million, with a gross margin of 34.04%, up 45.25% year-over-year[40]. - Domestic revenue reached approximately ¥596.18 million, a year-over-year increase of 6.75%, while international revenue surged by 83.10% to approximately ¥150.92 million[41]. Acquisitions and Investments - The company completed the acquisition of Tianqi Lithium Jiangsu in April 2015, which increased lithium carbonate production capacity, although it had not yet reached full production during the reporting period[34]. - The acquisition of Tianqi Lithium International was completed, significantly impacting the financial results with a loss of ¥22.15 million during May-June 2015 due to production downtime[36]. - The acquisition of 100% equity in Galaxy Resources and its lithium assets was completed for a transaction price of 440.47 million CNY, aimed at expanding business scale and reducing costs[74]. - The total planned investment for Tianqi Lithium International's 100% equity acquisition is 440.47 million yuan, with 100% of the investment completed[60]. Market Outlook - The company anticipates continued growth in lithium demand driven by the electric vehicle and energy storage markets, with a projected compound annual growth rate of over 10% in the lithium-ion battery sector[29]. - The implementation of the "Made in China 2025" plan is expected to significantly boost the demand for lithium batteries in both new energy vehicles and energy storage systems by 2025[32]. - The production of new energy vehicles in China reached 78,500 units in the first half of 2015, a threefold increase year-on-year, indicating strong market growth for lithium batteries[31]. Financial Management - The company reported a cash and cash equivalents balance of approximately ¥103.12 million, a decrease of 45.10% compared to the previous period[36]. - The company has established a comprehensive management structure with a headquarters in Chengdu and production bases in Shihezi and Zhangjiagang, enhancing operational efficiency[38]. - The company has achieved a significant reduction in investment, with a reported investment amount of approximately ¥440.47 million, down 86.09% from the previous year[45]. - The company has a stable financial condition with no overdue debts and a strong cash flow, ensuring its ability to continue operations for at least the next 12 months[164]. Research and Development - Research and development expenses increased by 13.63% to 2.49 million yuan, reflecting ongoing investment in new technologies[35]. - Ongoing research and development efforts are aimed at improving lithium extraction and processing technologies[66]. - The company has accumulated a total of 66 patents, including 21 invention patents, enhancing its technological leadership in the lithium extraction industry[43]. Related Party Transactions - Related party transactions included procurement of equipment valued at 6.84 million CNY and sales agency fees of 2.86 million CNY, both at market prices[78]. - Total related party transactions amounted to 34.41 million CNY, with no transactions exceeding approved limits[78]. - The company has a payable to Tianqi Group for fund borrowing amounting to 27,315.32 million CNY with an interest rate of 8.30%[82]. Compliance and Governance - The company adheres to the Chinese Accounting Standards for its financial reporting, ensuring compliance and accuracy[166]. - The company has not encountered any major litigation or arbitration matters during the reporting period, ensuring stable operational conditions[71]. - The semi-annual financial report for the company has not been audited[94]. Asset Management - Total assets at the end of the reporting period were CNY 7,245,292,596.21, an 18.22% increase from CNY 6,128,554,517.93 at the end of the previous year[21]. - The company's total assets reached CNY 7.25 billion, up from CNY 6.13 billion, indicating a growth of 18.3%[125]. - The company’s total liabilities rose to CNY 2.84 billion, compared to CNY 1.38 billion, marking a significant increase of 105.5%[124]. Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 19,633[108]. - The total number of shares after the private placement was 258,760,000, with 36.22% held by Tianqi Group[105]. - The company did not distribute cash dividends or issue new shares from capital reserves in the previous fiscal year[63].

Financial Performance - Revenue for the first quarter reached ¥357,730,150.59, an increase of 29.08% compared to ¥87,586,187.19 in the same period last year[8] - Net profit attributable to shareholders was ¥29,771,826.27, a significant increase of 2,137.46% from a loss of ¥19,862,969.58 in the previous year[8] - Net profit excluding non-recurring items was ¥36,917,242.79, up 306.63% from a loss of ¥17,866,127.81 in the same period last year[8] - Basic earnings per share were ¥0.1151, compared to a loss of ¥0.1100 per share in the same period last year, representing an increase of 1,556.96%[8] - The net profit attributable to shareholders for the first half of 2015 is expected to increase by 118.00% to 164.00%, ranging from 37.8 million to 46 million CNY[26] - The net profit for the first half of 2014 was 17.42 million CNY, indicating a significant increase in performance[26] - The increase in profit is primarily due to the rise in lithium carbonate prices compared to the same period last year[26] Cash Flow and Assets - Operating cash flow for the period was ¥116,812,704.00, a decrease of 25.33% compared to a negative cash flow of ¥18,649,311.84 in the previous year[8] - Total assets at the end of the reporting period were ¥6,318,131,269.19, an increase of 3.09% from ¥4,628,155,524.02 at the end of the previous year[8] - Cash and cash equivalents increased by 97.46% to ¥861,090,697.45, primarily due to increased borrowings for the acquisition of Galaxy Lithium International Limited and operational accumulations[16] - Net assets attributable to shareholders decreased by 2.98% to ¥2,869,176,725.24 from ¥3,870,352,626.68 at the end of the previous year[8] Acquisitions and Investments - The company completed the payment of the preliminary transaction price of $27,514,968.28 for the acquisition of Galaxy Lithium International Limited, with the total transaction price set at $71.7 million[18] - The company acquired a 20% stake in Tibet Zhabuye Lithium High-Tech Co., Ltd. for ¥31,100,000, with the shareholding registration completed on March 11, 2015[20] - The company anticipates completing the acquisition of Galaxy Lithium Jiangsu in the second quarter of 2015, which may negatively affect profits due to the target company's current loss status[26] - The company has a priority right to invest in 20%-30% equity of Rockwood Lithium (Germany) under the option agreement signed with Tianqi Group[24] Related Party Transactions and Commitments - The company has committed to selling spodumene only to the glass and ceramics industry, avoiding sales to the lithium processing industry[23] - The company will strengthen information disclosure and enhance constraints, including annual reporting on the import prices of spodumene compared to related parties and independent third parties[23] - Tianqi Group will compensate the company for any losses resulting from related party transactions in spodumene procurement if an audit identifies any benefit transfer[23] - The company has committed to reducing unnecessary related transactions with its controlling subsidiaries[23] - The company has not engaged in any business that competes with its controlling company, both currently and in the future[23] - The company will disclose the actual net profit of Talison after deducting non-recurring gains and losses in its annual reports for the two years following the completion of the acquisition[24] - The company has fulfilled its commitments regarding the non-public issuance of shares, ensuring no transfer within 12 months of listing[24] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 18,514[12] - Chengdu Tianqi Industrial (Group) Co., Ltd. held 36.22% of shares, with 93,717,000 shares pledged[12] - Tianqi Group holds 93,717,000 shares of the company, with a lock-up period extended until August 30, 2016[24] Expenses - Other payables surged by 183.94% to ¥435,084,262.85, mainly attributed to increased borrowings from the controlling shareholder for the acquisition of Galaxy Lithium International Limited[16] - Management expenses rose by 58.45% to ¥32,452,415.48, primarily due to increased intermediary fees related to the acquisition of Galaxy Lithium International Limited[16] Inventory and Cost Adjustments - The acquisition of Talison by the company has led to adjustments in inventory values, impacting the cost of goods sold in previous quarters[26]