索 引 号 bm56000001/2023-00011332 分 类 海越能源集团股份有限公司、铜川汇能鑫能源有限公司、王彬、曾佳、程志伟: 经查，海越能源集团股份有限公司（以下简称海越能源或公司）存在以下违规行为： 一、未按规定披露非经营性资金占用 2021年，海越能源将资金通过供应商划转至控股股东铜川汇能鑫能源有限公司（以下简称控股股东或汇能鑫）及 其关联方，构成控股股东及其关联方期间占用海越能源资金。海越能源未按规定披露与控股股东及其关联方之间发生 的非经营性资金往来情况。目前，上述资金占用款项已归还。 发布机构 发文日期 1696897800000 名 称 关于对海越能源集团股份有限公司及相关主体采取出具警示函措施的决定 文 号 主 题 词 关于对海越能源集团股份有限公司及相关主体采取出具警示函措施的 决定 二、财务数据披露不准确 2021年、2022年，海越能源将资金占用行为虚构成贸易业务，虚增营业成本、营业收入与利润总额，导致2021、 2022年定期报告财务数据披露不准确。 上述行为违反了《上市公司信息披露管理办法》（证监会令第182号）第三条、第五十一条，《上市公司监管指引 第8号——上市公司 ...

●根据《上海证券交易所股票上市规则》第 9.8.4 条规定，公司将每月披露 一次其他风险警示相关事项的进展情况，提示相关风险。 一、实施其他风险警示的基本情况及进展 中审众环会计师事务所（特殊普通合伙）出具了否定意见的《2022 年度内 部控制审计报告》。报告期内存在通过供应商转移资金至关联方的情形，虽期后 已收回款项，但表明公司报告期内内部控制存在重大缺陷。由于存在上述重大缺 陷及其对实现控制目标的影响，海越能源于 2022 年 12 月 31 日未能按照《企业 内部控制基本规范》和相关规定在所有重大方面保持有效的财务报告内部控制。 根据《上海证券交易所股票上市规则》第 9.8.1 条规定，公司股票于 2023 年 5 月 5 日起被实施其他风险警示。具体内容详见公司于 2023 年 4 月 29 日披露的《海 越能源关于股票交易实施其他风险警示暨公司股票停牌的提示性公告》（公告编 号：临 2023-020）。 为确保公司资金使用的合规性，公司将进一步加强内部审计和控制，密切关 注和跟踪公司大额资金往来的情况，对大额资金使用进行动态跟踪，对疑似关联 方资金往来事项及时向董事会审计委员会汇报。本月，公司生产经 ...

股票代码：600387 股票简称：ST 海越 公告编号：临 2023-062 海越能源集团股份有限公司 关于召开 2023 年半年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： 二、说明会召开的时间和方式 1、会议召开时间：2023年10月10日（星期二）15:00-16:00 2、会议召开方式：本次说明会采用网络文字互动方式举行，投资者可登陆 上海证券报•中国证券网（http://roadshow.cnstock.com）参与本次业绩说明会。 三、参加人员 ●会议召开时间：2023年10月10日（星期二）15:00-16:00 ●会议召开地点：上海证券报•中国证券网（http://roadshow.cnstock.com） ●会议召开方式：网络平台在线交流互动 ●投资者可于2023年10月9日中午12:00前将相关问题通过电子邮件的形式 发送至公司邮箱：haiyue600387@163.com，邮件标题请注明"600387业绩说明会"， 公司将在说明会上就投资者普遍关注的问题进行回答 ...

股票代码：600387 股票简称：ST 海越 公告编号：临 2023-060 海越能源集团股份有限公司 关于公司董事、监事及高级管理人员增持公司股份 的进展公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： ●增持计划主要内容：海越能源集团股份有限公司（以下简称"公司"）董 事、监事及高级管理人员计划自2023年5月8日起6个月内，通过二级市场择机增 持本公司股份，合计增持金额不低于415万元，不超过705万元。 ●增持计划的进展情况：截至本公告日，董事长兼财务总监王彬先生，副董 事长、总经理兼董事会秘书曾佳女士，监事会主席卢晓军先生，监事韩超先生， 副总经理吴志标先生，副总经理覃震先生，财务副总监周勇先生通过上海证券交 易所交易集中竞价系统合计增持公司股份数量202,200股，占公司总股本的0.04%， 增持金额为110.69万元。原定增持计划期间已过半，增持计划主体实际增持金额 未达区间下限的50%，本次增持计划尚未实施完毕。 公司于近期收到公司董事、监事及高级管理人员计划增持公司股份进展的通 知， ...

股票代码：600387 股票简称：ST 海越 公告编号：临 2023-059 ●海越能源集团股份有限公司（以下简称"公司"）《2022 年度内部控制 审计报告》被出具否定意见，根据《上海证券交易所股票上市规则》第 9.8.1 条规定，公司股票于 2023 年 5 月 5 日起被实施其他风险警示。 ●根据《上海证券交易所股票上市规则》第 9.8.4 条规定，公司将每月披露 一次其他风险警示相关事项的进展情况，提示相关风险。 一、实施其他风险警示的基本情况及进展 中审众环会计师事务所（特殊普通合伙）出具了否定意见的《2022 年度内 部控制审计报告》。报告期内存在通过供应商转移资金至关联方的情形，虽期后 已收回款项，但表明公司报告期内内部控制存在重大缺陷。由于存在上述重大缺 陷及其对实现控制目标的影响，海越能源于 2022 年 12 月 31 日未能按照《企业 内部控制基本规范》和相关规定在所有重大方面保持有效的财务报告内部控制。 根据《上海证券交易所股票上市规则》第 9.8.1 条规定，公司股票于 2023 年 5 月 5 日起被实施其他风险警示。具体内容详见公司于 2023 年 4 月 29 日披露的《海 越 ...

Financial Performance - The company's operating revenue for the first half of 2023 was approximately CNY 1.14 billion, a decrease of 63.15% compared to CNY 3.10 billion in the same period last year[22]. - The net profit attributable to shareholders for the first half of 2023 was approximately CNY 33.87 million, down 21.20% from CNY 42.99 million in the previous year[22]. - Basic earnings per share decreased by 22.22% to 0.07 RMB compared to the same period last year[24]. - The weighted average return on equity fell to 1.08%, a decrease of 0.28 percentage points year-on-year[24]. - The company's main business revenue for the first half of 2023 was CNY 1,127,372,065.58, a decrease of 63.49% compared to the previous year[50]. - The net profit for the first half of 2023 was CNY 34,258,008.17, a decline of 32% from CNY 50,517,261.47 in the same period of 2022[104]. - The total comprehensive income for the period was a loss of ¥13,198,367.77, compared to a loss of ¥37,872,813.64 in the previous year, reflecting a significant decrease in losses of approximately 65.2%[109]. Cash Flow and Financing - The net cash flow from operating activities improved to approximately -CNY 318.10 million, a 71.55% increase compared to -CNY 1.12 billion in the same period last year[22]. - The net cash flow from financing activities was approximately CNY 434.62 million, a significant increase of 618.48% compared to -CNY 83.83 million in the previous year[22]. - The net cash flow from financing activities surged by 618.48% year-on-year, reaching approximately 434.6 million RMB, mainly due to increased borrowings[42]. - Cash flow from operating activities showed a net outflow of ¥318,102,218.12, compared to a net inflow of ¥1,118,167,062.96 in the first half of 2022[111]. - Cash inflow from financing activities was 539,200,000.00 RMB, a substantial increase from 49,200,000.00 RMB in the same period last year[114]. Assets and Liabilities - Total assets at the end of the reporting period were approximately CNY 4.45 billion, a decrease of 1.18% from CNY 4.50 billion at the end of the previous year[23]. - The company's total liabilities increased to CNY 1,426,508,080.66 in the first half of 2023, compared to CNY 1,031,370,267.50 in the previous year, marking a rise of 38.3%[102]. - The total liabilities decreased from CNY 1,176,002,014.32 in December 2022 to CNY 1,118,278,060.34 in June 2023, a decline of approximately 4.9%[97]. - The company's total current assets amounted to RMB 2,603,210,651.67, a decrease from RMB 2,691,593,734.21 at the end of 2022, reflecting a decline of approximately 3.27%[94]. - The company's long-term equity investments rose to RMB 597,282,845.30 from RMB 504,008,007.61, marking an increase of around 18.52%[94]. Inventory and Operating Costs - The company's inventory increased by 111.95% year-on-year, amounting to approximately 1.07 billion RMB, primarily due to rising stock levels in subsidiaries[43]. - Operating costs also fell by 64.76% year-on-year to approximately 1.04 billion RMB, attributed to decreased sales activities[39]. - Total operating costs for the first half of 2023 were CNY 1,103,700,484.57, down from CNY 3,031,548,219.52 in the first half of 2022, reflecting a reduction of 63.6%[103]. Strategic Initiatives and Partnerships - The company is expanding its lithium carbonate production capacity, with a 1,000-ton integrated processing line already built and a 12,000-ton line under construction in Tongchuan[29]. - The company has established a strong partnership with major oil companies such as Sinopec and PetroChina, enhancing its market competitiveness[32]. - The company aims to leverage synergies between its storage, trading, and retail operations to enhance overall business performance[32]. - The company plans to enhance cooperation with large enterprises and explore new business types to increase revenue sources[58]. Regulatory and Compliance Matters - The company is currently undergoing a special audit regarding significant fund inflows and outflows, which may affect the accuracy of the financial report[4]. - The company has received inquiries from the Shanghai Stock Exchange regarding its 2022 annual report, which it is actively addressing[9]. - The company has implemented specific rectification measures regarding the fund occupation by its controlling shareholder and related parties, including strengthening internal controls and management of related party transactions[77]. Shareholder and Governance - The total number of ordinary shareholders as of the end of the reporting period is 22,750[85]. - The top shareholder, Tongchuan Huineng Xinneng Company, holds 89,934,087 shares, representing 19.21% of the total shares, with 44,967,043 shares pledged[87]. - The company experienced changes in its supervisory board, with one member resigning and another being elected[65]. Research and Development - Research and development expenses for the first half of 2023 amounted to CNY 1,009,012.71, reflecting the company's ongoing commitment to innovation[103]. Accounting Policies and Financial Reporting - The financial statements are prepared based on the assumption of going concern, with no significant doubts regarding the company's ability to continue operations for the next 12 months[128]. - The accounting policies comply with the relevant accounting standards, ensuring a true and complete reflection of the company's financial status and operating results[129]. - The company recognizes goodwill when the acquisition cost exceeds the fair value of identifiable net assets acquired in a non-common control merger[134].

本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： ●有董事对本次董事会审议的议案投弃权票。 海越能源集团股份有限公司第九届董事会第二十八次会议于 2023 年 8 月 18 日以通讯方式召开，会议通知及会议资料于 2023 年 8 月 9 日以直接送达或 电子邮件等方式送达各位董事。公司全体董事参加了会议，会议召开符合《公 司法》和《公司章程》的规定。 与会董事审议并通过了以下决议： 《公司 2023 年半年度报告及其摘要》 股票代码：600387 股票简称：ST 海越 公告编号：临 2023-058 海越能源集团股份有限公司 第九届董事会第二十八次会议决议公告 沈烈先生弃权理由如下：经审核，独立董事沈烈认为除因尚未收到提议聘 请独立第三方审计机构就公司上半年大额资金进出、结存及关联方非经营性占 用情况的专项审计报告，无法对公司半年度报告中"关联方非经营性占用公司 资金"的相关信息的客观、公允性做出合理判断之外，对本公司编制的 2023 年 半年度报告及其摘要无异议，予以确认； 王侃先生弃权理由如下：经审核 ...

股票代码：600387 股票简称：ST 海越 公告编号：临 2023-057 海越能源集团股份有限公司 关于公司董事、监事及高级管理人员增持公司股份 的进展公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： ●增持计划主要内容：海越能源集团股份有限公司（以下简称"公司"）董 事、监事及高级管理人员计划自2023年5月8日起6个月内，通过二级市场择机增 持本公司股份，合计增持金额不低于415万元，不超过705万元。 ●增持计划的进展情况：截至本公告日，董事长兼财务总监王彬先生，副董 事长、总经理兼董事会秘书曾佳女士，监事会主席卢晓军先生，监事韩超先生， 副总经理吴志标先生，副总经理覃震先生，财务副总监周勇先生通过上海证券交 易所交易集中竞价系统合计增持公司股份数量202,200股，占公司总股本的0.04%， 增持金额为110.69万元。原定增持计划期间已过半，增持计划主体实际增持金额 未达区间下限的50%，本次增持计划尚未实施完毕。 ●本次增持计划的实施可能存在因资本市场情况发生变化等因素，导致增持 计划 ...

Financial Performance - The company's operating revenue for Q1 2023 was CNY 618,494,686.88, a decrease of 53.27% compared to the same period last year[5]. - The net profit attributable to shareholders was CNY 16,790,635.60, down by 1.81% year-on-year[5]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was CNY 14,140,641.49, an increase of 98.41% compared to the previous year[5]. - Basic earnings per share for the period was CNY 0.04, unchanged from the previous year[6]. - Total operating revenue for Q1 2023 was ¥618,494,686.88, a decrease of 53.3% compared to ¥1,323,463,078.85 in Q1 2022[18]. - Total operating costs for Q1 2023 were ¥595,030,354.07, down 53.8% from ¥1,290,641,537.48 in Q1 2022[18]. - Net profit for Q1 2023 was ¥17,157,070.11, a decline of 13.1% from ¥19,738,614.66 in Q1 2022[19]. - Earnings per share remained stable at ¥0.04 for both Q1 2023 and Q1 2022[19]. - The company reported a total comprehensive income of ¥15,488,196.59 for Q1 2023, compared to ¥4,793,379.55 in Q1 2022[19]. Cash Flow and Liquidity - The net cash flow from operating activities was negative CNY 195,884,177.41, an increase in outflow of 79.45% year-on-year[5]. - Cash flow from operating activities showed a net outflow of ¥195,884,177.41 in Q1 2023, an improvement from a net outflow of ¥953,091,405.80 in Q1 2022[21]. - The net cash flow from investing activities was -$64,695,878.44, compared to -$28,535,673.60 in the previous period[22]. - The net cash flow from financing activities was -$69,058,208.32, compared to $2,899,896.09 in the previous period[22]. - The net increase in cash and cash equivalents was -$330,407,521.55, compared to -$978,736,110.22 in the previous period[22]. - The ending balance of cash and cash equivalents was $319,564,455.22, down from $703,219,237.10 in the previous period[22]. - The company received $1,500,000.00 from minority shareholders' investments during the quarter[22]. - The company obtained $10,100,000.00 in borrowings during the quarter[22]. - The company paid $558,208.32 in dividends and interest during the quarter[22]. - The impact of exchange rate changes on cash and cash equivalents was -$769,257.38[22]. Assets and Liabilities - Total assets at the end of the period were CNY 4,256,463,682.01, a decrease of 5.50% from the end of the previous year[6]. - Total current assets as of March 31, 2023, amounted to ¥2,434,795,970.46, a decrease from ¥2,691,593,734.21 as of December 31, 2022, representing a decline of approximately 9.54%[14]. - Cash and cash equivalents decreased to ¥606,406,432.10 from ¥976,420,549.96, indicating a reduction of about 38%[14]. - Accounts receivable decreased to ¥121,622,440.03 from ¥179,221,849.06, reflecting a decline of approximately 32.2%[14]. - Inventory increased to ¥657,412,601.30 from ¥504,767,634.66, showing an increase of about 30.2%[14]. - Total non-current assets as of March 31, 2023, were ¥1,821,667,711.55, slightly up from ¥1,812,381,592.34, indicating a growth of approximately 0.7%[15]. - Total liabilities decreased to ¥944,150,487.87 in Q1 2023 from ¥1,176,002,014.32 in Q1 2022[16]. - Total equity attributable to shareholders increased slightly to ¥3,129,970,902.77 in Q1 2023 from ¥3,115,650,660.47 in Q1 2022[16]. Operational Changes - The company's cash and cash equivalents decreased by 37.89%, primarily due to repayment of short-term loans and increased inventory purchases[9]. - Inventory increased by 30.24%, mainly due to increased procurement by a wholly-owned subsidiary[9]. - Short-term borrowings decreased by 45.23%, attributed to the repayment of due short-term loans[10]. - The company reported a significant increase in tax and additional charges by 82.33%, mainly due to increased taxes from subsidiaries[10]. - Accounts payable decreased to ¥137,420,589.12 from ¥146,629,623.58, reflecting a decline of about 6.5%[15]. - Contract liabilities decreased to ¥193,342,583.89 from ¥287,052,182.04, indicating a reduction of approximately 32.7%[15]. Strategic Developments - The company has not disclosed any significant new product developments or market expansion strategies in the current report[13].

Financial Performance - In 2022, the company's operating revenue was CNY 6,592,675,559.39, a decrease of 20.40% compared to CNY 8,281,948,281.63 in 2021[21] - The net profit attributable to shareholders was CNY 56,041,006.88, down 26.76% from CNY 76,512,136.19 in the previous year[21] - The net profit after deducting non-recurring gains and losses was CNY 46,689,317.26, a decline of 32.59% from CNY 69,259,738.36 in 2021[21] - The net cash flow from operating activities was negative CNY 388,082,306.07, compared to positive CNY 518,530,308.13 in 2021, representing a decrease of 174.84%[21] - Basic earnings per share for 2022 were CNY 0.12, down 25.00% from CNY 0.16 in 2021[22] - The weighted average return on equity was 1.77%, a decrease of 0.64 percentage points from 2.41% in 2021[22] - The company reported a net profit of CNY 18,968,244.20 for the year 2022, with a distributable profit of CNY 846,444,970.44 available for shareholders[111] - The company reported a total of CNY 368.976 million in financial assets, with a fair value loss of CNY 437,835.68 during the reporting period[67] - The company reported a significant increase in sales cash receipts, totaling approximately ¥12.16 billion in 2022, up from ¥9.35 billion in 2021, marking a growth of 30.5%[191] Assets and Liabilities - The total assets at the end of 2022 were CNY 4,503,975,326.55, an increase of 6.15% from CNY 4,242,891,698.73 at the end of 2021[21] - The total liabilities increased from RMB 839.92 million to RMB 1,176.00 million, resulting in an increase in the debt-to-asset ratio from 19.80% to 26.11%[150] - The company's equity attributable to shareholders decreased to CNY 3,115,650,660.47 from CNY 3,215,802,758.56, a decline of approximately 3.12%[178] - The total current liabilities rose to CNY 1,012,249,338.49 from CNY 653,358,156.86, representing an increase of approximately 54.91%[177] - The company’s total assets at the end of 2022 were significantly impacted by the cash flow challenges, leading to a decrease in overall liquidity[195] Cash Flow - The company experienced a significant decline in operating cash flow, with a net cash flow from operating activities of -953.09 million RMB in Q1 2022, improving to 728.69 million RMB in Q4 2022[25] - The cash flow from operating activities showed a net outflow of approximately ¥388.08 million in 2022, compared to a net inflow of ¥518.53 million in 2021[192] - The cash flow from investing activities resulted in a net outflow of approximately ¥288.58 million in 2022, worsening from a net outflow of ¥137.18 million in 2021[192] - The cash flow from financing activities also showed a net outflow of approximately ¥364.39 million in 2022, compared to a net inflow of ¥64.56 million in 2021[192] Business Operations - The oil and gas business in the Zhuji region generated sales revenue of 2.288 billion RMB and a net profit of 34.3795 million RMB in 2022[31] - The North Oil storage and trading business reported a total sales revenue of 1.451 billion RMB and a net profit of 28.6994 million RMB for the year 2022[33] - The company is focusing on expanding its chemical product business line and exploring MTBE export opportunities to stabilize operations amid market fluctuations[31] - The company is actively developing new customer bases and service offerings to enhance storage capacity and improve operational performance[33] - The company is diversifying its bulk trade business, expanding into various energy trade structures including refined oil, chemical products, and coal[75] Investment and Growth - The investment team completed over 100 project analyses and conducted in-depth due diligence on more than 70 projects, resulting in 15 investments and 4 exits or liquidations[34] - The company’s investment strategy has shifted towards high-quality projects due to a cautious investment environment, influenced by external factors like the Russia-Ukraine conflict[39] - The company’s subsidiary, Tongchuan Haiyue New Energy, invested in a 13,000-ton lithium material integration project, with the first phase of 1,000 tons already in production[41] - The company completed 13 investment projects and established 2 new funds while increasing investment in 1 existing fund in 2022[119] Governance and Compliance - The company has established a comprehensive information disclosure and investor relations management system, ensuring timely and accurate disclosure of important information to all shareholders[84] - The company has not reported any significant differences in governance compared to regulations set by the China Securities Regulatory Commission[84] - The company has maintained independence in its operations, with no reported conflicts of interest involving controlling shareholders or actual controllers[84] - The company has committed to minimizing related party transactions, ensuring that unavoidable transactions are conducted fairly and transparently[130] - The company has strengthened internal management and auditing processes to prevent fund occupation and ensure asset security[133] Challenges and Risks - The company faced challenges in the oil storage industry due to a shrinking demand for refined oil, leading to strategic adjustments in customer targeting and service offerings[33] - The company acknowledges economic downturn risks due to global economic decline and high domestic oil prices, impacting market demand[77] - The company is addressing industry volatility risks by closely monitoring market dynamics and adjusting business strategies accordingly[78] - The company identified a significant internal control deficiency related to fund transfers to related parties, necessitating improved management and oversight[107] Employee and Management - The company employed a total of 514 staff, with 126 in the parent company and 388 in major subsidiaries[108] - The company emphasizes a performance-based compensation policy, linking employee salaries to company performance and individual contributions[109] - The company conducts regular training programs to enhance employee skills and promote teamwork[110] - The total remuneration for directors, supervisors, and senior management during the reporting period amounted to 2,272,475 CNY, with an average of 354.69 CNY per person[88] Future Plans - The company plans to enhance its operational safety and management levels in 2023, ensuring stable operations and growth in business performance[73] - The company is focusing on improving cash flow management and exploring new investment opportunities to enhance future performance[197] - The company plans to implement a stock incentive plan in 2022, which includes restricted stock and stock options[99]