我作为独立董事具备独立性，不属于下列情形： （1）在上市公司或者其附属企业任职的人员及其配偶、父母、子女、主要 社会关系； 海越能源集团股份有限公司 2024 年度独立董事述职报告 （徐向春） 我作为海越能源集团股份有限公司（以下简称"公司"）的独立董事，2024 年度，我严格按照《公司法》《证券法》《上市公司独立董事管理办法》《上海证 券交易所股票上市规则》《上海证券交易所上市公司自律监管指引第 1 号--规范 运作》等法律、行政法规、规范性文件及《公司章程》《独立董事工作制度》的 有关规定，本着客观、公正、独立的原则，勤勉尽职地履行独立董事职责，出 席董事会、股东大会，审议会议议案，独立自主决策，在维护公司和公众股东 的合法权益，促进公司规范运作，发挥独立董事及各专门委员会的作用等方面 积极履行职责。现将履行独立董事职责的情况报告如下： 一、独立董事的基本情况 （一）工作履历、专业背景以及兼职情况 徐向春，男，汉族，1960 年 1 月出生，高级会计师，中共党员，大专学历， 历任中国冶金建设集团公司副总经理，中国冶金科工集团公司副总经理，中国 冶金科工集团有限公司党委常委、副总经理，中冶纸业集团有限公司总 ...

海越能源集团股份有限公司 2024 年度独立董事述职报告 （徐向春） 一、独立董事的基本情况 我作为海越能源集团股份有限公司（以下简称"公司"）的独立董事，2024 年度，我严格按照《公司法》《证券法》《上市公司独立董事管理办法》《上海证 券交易所股票上市规则》《上海证券交易所上市公司自律监管指引第 1 号--规范 运作》等法律、行政法规、规范性文件及《公司章程》《独立董事工作制度》的 有关规定，本着客观、公正、独立的原则，勤勉尽职地履行独立董事职责，出 席董事会、股东大会，审议会议议案，独立自主决策，在维护公司和公众股东 的合法权益，促进公司规范运作，发挥独立董事及各专门委员会的作用等方面 积极履行职责。现将履行独立董事职责的情况报告如下： （一）工作履历、专业背景以及兼职情况 徐向春，男，汉族，1960 年 1 月出生，高级会计师，中共党员，大专学历， 历任中国冶金建设集团公司副总经理，中国冶金科工集团公司副总经理，中国 冶金科工集团有限公司党委常委、副总经理，中冶纸业集团有限公司总经理、 法定代表人，董事长，中国冶金科工股份有限公司监事会主席。2020 年 9 月至 今，担任公司独立董事。 （二）是否存 ...

海越能源集团股份有限公司 2024 年度独立董事述职报告 （沈烈） 我作为海越能源集团股份有限公司（以下简称"公司"）的独立董事，2024 年度，我严格按照《公司法》《证券法》《上市公司独立董事管理办法》《上海证 券交易所股票上市规则》《上海证券交易所上市公司自律监管指引第 1 号--规范 运作》等法律、行政法规、规范性文件及《公司章程》《独立董事工作制度》的 有关规定，本着客观、公正、独立的原则，勤勉尽职地履行独立董事职责，出 席董事会、股东大会，审议会议议案，独立自主决策，在维护公司和公众股东 的合法权益，促进公司规范运作，发挥独立董事及各专门委员会的作用等方面 积极履行职责。现将本人 2024 年履行独立董事职责的情况报告如下： 一、独立董事的基本情况 （一）工作履历、专业背景以及兼职情况 沈烈，1961 年 8 月出生，博士，中国注册会计师(非执业会员)，中国国籍， 无境外永久居留权。现任中南财经政法大学会计学院会计学教授、博士生导师， 中南财经政法大学内部控制研究所所长。自 2021 年 12 月 13 日至 2025 年 1 月 16 日，担任公司独立董事。同时担任骆驼集团股份有限公司独立董事、十 ...

（一）工作履历、专业背景以及兼职情况 张鹏，男，汉族，1980 年 7 月出生，法学学士，历任北京观韬律师事务所 大连分所律师，北京金诚同达律师事务所律师，江海证券有限公司场外市场部 董事总经理，上海兰迪（大连）律师事务所律师。2020 年 9 月至今，担任公司 独立董事。 海越能源集团股份有限公司 2024 年度独立董事述职报告 （张鹏） 我作为海越能源集团股份有限公司（以下简称"公司"）的独立董事，2024 年度，我严格按照《公司法》《证券法》《上市公司独立董事管理办法》《上海证 券交易所股票上市规则》《上海证券交易所上市公司自律监管指引第 1 号--规范 运作》等法律、行政法规、规范性文件及《公司章程》《独立董事工作制度》的 有关规定，本着客观、公正、独立的原则，勤勉尽职地履行独立董事职责，出 席董事会、股东大会，审议会议议案，独立自主决策，在维护公司和公众股东 的合法权益，促进公司规范运作，发挥独立董事及各专门委员会的作用等方面 积极履行职责。现将履行独立董事职责的情况报告如下： 一、独立董事的基本情况 （二）是否存在影响独立性的情况说明 我作为独立董事具备独立性，不属于下列情形： （1）在上市公司或 ...

Financial Performance - The company's operating revenue for 2024 was CNY 1,482,763,229.80, a decrease of 30.32% compared to CNY 2,128,081,368.11 in 2023[24]. - The net profit attributable to shareholders of the listed company for 2024 was a loss of CNY 299,816,830.42, worsening by 22.14% from a loss of CNY 245,464,680.00 in 2023[24]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was a loss of CNY 228,395,006.69, an improvement of 4.78% compared to a loss of CNY 239,854,005.18 in 2023[24]. - The cash flow from operating activities for 2024 was CNY 52,499,953.86, a significant turnaround from a negative cash flow of CNY 486,384,578.19 in 2023, representing a 110.79% improvement[24]. - The net assets attributable to shareholders decreased by 9.93% from 2023 to 2024, totaling approximately ¥2.58 billion[25]. - Total assets decreased by 15.22% from 2023 to 2024, amounting to approximately ¥3.72 billion[25]. - Basic earnings per share for 2024 was -¥0.64, a decline from -¥0.52 in 2023[26]. - The weighted average return on equity decreased to -11.03% in 2024 from -8.20% in 2023, a drop of 2.83 percentage points[26]. - The company reported a net profit of -181,706,572.72 CNY for the fiscal year 2024, with a total distributable profit of 725,050,950.49 CNY available for shareholders[129]. - The company reported a significant increase in other income, which rose by 520.67% to CNY 10.06 million, mainly due to the recovery of customer compensation[51]. Operational Challenges - The company is currently facing significant internal control deficiencies as highlighted by the audit report, which issued a disclaimer of opinion on the financial statements[5]. - There are ongoing issues with non-operating fund occupation by controlling shareholders and related parties, which the company is actively addressing[9]. - The audit firm has expressed concerns regarding the company's inventory management and related party disclosures, indicating potential risks for investors[5]. - The company has not provided a clear outlook for future performance due to the uncertainties highlighted in the audit report[8]. - The company faced administrative penalties from the China Securities Regulatory Commission for failing to disclose non-operating related transactions and inaccurate financial data[108]. - The company is under scrutiny for not timely fulfilling information disclosure obligations, leading to warnings from regulatory bodies[110]. - The company has been proactive in addressing governance issues following regulatory scrutiny, indicating a commitment to compliance and transparency[108]. Market Conditions - The company's traditional energy business faced challenges from the adjustment of the domestic refined oil market, leading to a decrease in sales volume[35]. - The lithium carbonate market experienced a supply surplus, with prices continuing to decline throughout 2024, impacting the company's revenue from lithium carbonate operations, which was 9.69 million yuan, down 30.38 million yuan year-on-year[36][40]. - The overall investment environment in 2024 showed a decline in private equity fund registrations by 44.1% and a reduction in fundraising scale by 35.5%[41]. - The carbon lithium industry is facing a supply surplus and price decline, with the company adapting to these market conditions[79]. Strategic Initiatives - The company plans not to distribute profits or increase capital reserves for the 2024 fiscal year, despite having CNY 725,050,950.49 available for distribution[7]. - The company is focusing on upgrading its lithium carbonate production lines and expanding deep processing capabilities to enhance competitiveness in the lithium market[36][40]. - The company aims to deepen local market penetration and expand into broader regions such as Northwest and Northeast China[80]. - The company plans to transform from traditional business to new energy materials, leveraging the integrated lithium materials project in Tongchuan[80]. - The company will focus on the research and application of new energy materials technology, enhancing capacity and competitiveness through lithium material integration projects[81]. Governance and Compliance - The board consists of 9 directors, with 3 independent directors, ensuring compliance with governance standards[94]. - The company has established a comprehensive information disclosure system to ensure equal access to information for all shareholders[96]. - The company is actively enhancing its governance structure to improve operational transparency and shareholder engagement[94]. - The company has a structured remuneration management system for senior management, which is based on the company's operational goals and performance evaluations[105]. - The company is in the process of restructuring its board of directors, with recent appointments made to enhance corporate governance[153]. Financial Management - The company has committed to maintaining independence in management and operations, ensuring no interference from the controlling shareholder[139]. - The company is actively improving its financial management framework and internal control measures to align with legal regulations and business development[153]. - The company has engaged Zhongzheng Zhonghuan Accounting Firm for auditing services with a fee of 1,100,000 RMB for a 7-year term[147]. - The internal control audit by Zhongzheng Zhonghuan Accounting Firm has a fee of 300,000 RMB[147]. Employee and Workforce Management - The total number of employees in the parent company and major subsidiaries is 441, with 86 in the parent company and 355 in subsidiaries[125]. - The employee composition includes 284 production personnel, 22 sales personnel, 51 technical personnel, 33 financial personnel, 30 administrative personnel, and 21 others[125]. - The company emphasizes employee training to enhance skills and ensure a high-quality workforce, organizing regular professional training sessions[127]. Risks and Future Outlook - The company anticipates risks from global economic slowdown and geopolitical conflicts affecting the international energy market, and plans to adapt by exploring new business types and models[87]. - The company recognizes the volatility risk in the petrochemical industry due to macroeconomic policy changes and international oil price fluctuations, which may impact future operations[88]. - The company plans to actively establish market risk awareness and strengthen risk management in response to industry policy changes[89].

Financial Performance - The company's operating revenue for Q1 2025 was ¥523,887,262.41, representing a 12.75% increase compared to ¥464,650,042.30 in the same period last year[6] - The net profit attributable to shareholders of the listed company was -¥14,083,867.90, a decrease of 243.19% from ¥9,836,130.40 in the previous year[6] - Basic and diluted earnings per share were both -¥0.03, down 250.00% from ¥0.02 in the previous year[7] - Total operating revenue for Q1 2025 reached ¥523,887,262.41, an increase of 12.7% compared to ¥464,650,042.30 in Q1 2024[18] - Total operating costs for Q1 2025 were ¥525,075,601.31, up from ¥475,604,467.99 in Q1 2024, reflecting a rise of 10.4%[18] - Net profit for Q1 2025 was a loss of ¥10,992,661.14, compared to a profit of ¥8,300,700.93 in Q1 2024, indicating a significant decline[19] - The company reported a total comprehensive loss of ¥10,996,605.48 for Q1 2025, contrasting with a comprehensive income of ¥13,411,940.43 in Q1 2024[19] Cash Flow - The cash flow from operating activities was -¥64,149,252.35, a significant decline of 875.95% compared to -¥6,573,004.22 in the same period last year[7] - Cash inflow from operating activities in Q1 2025 was ¥554,675,622.51, a decrease of 41.0% from ¥941,864,397.57 in Q1 2024[22] - Cash outflow from operating activities totaled ¥618,824,874.86 in Q1 2025, compared to ¥948,437,401.79 in Q1 2024, showing a reduction of 34.7%[22] - The net cash flow from operating activities was -$64.15 million, compared to -$6.57 million in the previous period[23] - The net cash flow from investing activities was -$35.20 million, a decrease from -$12.28 million year-over-year[23] - Cash inflow from financing activities totaled $20.05 million, down from $403.90 million in the previous period[23] - The net cash flow from financing activities was -$0.25 million, compared to -$238.67 million last year[23] - The total cash and cash equivalents at the end of the period were $211.38 million, down from $214.18 million[23] - The company experienced a decrease in cash flow due to significant repayments of debt totaling $20 million[23] - The impact of exchange rate changes on cash and cash equivalents was -$3,944.34[23] Assets and Liabilities - Total assets at the end of the reporting period were ¥3,687,366,795.30, a decrease of 0.97% from ¥3,723,444,734.55 at the end of the previous year[7] - The company's equity attributable to shareholders decreased by 0.92% to ¥2,560,352,972.53 from ¥2,584,187,913.61 at the end of the previous year[7] - Total current assets decreased from ¥1,686,364,977.34 to ¥1,654,883,203.79, a reduction of about 1.9%[15] - The company's total liabilities decreased to ¥924,377,927.95 in Q1 2025 from ¥946,612,765.45 in Q1 2024, a decline of 2.3%[17] - Shareholders' equity attributable to the parent company was ¥2,560,352,972.53 in Q1 2025, down from ¥2,584,187,913.61 in Q1 2024, reflecting a decrease of 0.9%[17] - The total non-current assets slightly decreased from ¥2,037,079,757.21 to ¥2,032,483,591.51, a decrease of about 0.2%[15] Shareholder Information - The total number of common shareholders at the end of the reporting period is 13,222[11] - The largest shareholder, Tongchuan Huinengxin Energy Co., Ltd., holds 89,934,087 shares, accounting for 19.21% of total shares[11] - The company reported a total of 44,967,043 shares pledged by the largest shareholder[11] - The company has not disclosed any significant changes in shareholder relationships or actions among the top shareholders[12] Investments and Expenses - Research and development expenses increased to ¥3,137,018.85 in Q1 2025, compared to ¥1,915,460.77 in Q1 2024, marking a rise of 63.7%[18] - The company experienced a 53.89% increase in construction in progress due to new asset investments by Shanluo Haiyue Environmental Technology Co., Ltd.[8] - Prepayments increased by 39.27%, primarily due to increased prepayments for bulk trade business[8] - The company reported a 1,236.88% increase in trading financial assets due to new treasury reverse repurchase transactions[8] Internal Control and Compliance - The company is actively conducting internal control self-inspection and rectification work to address significant deficiencies identified in the audit of the 2024 annual report[3] - The company will not apply new accounting standards starting from 2025[24]

2025 年 4 月 28 日，公司召开第十届董事会第三次独立董事专门会议，审 议并通过了公司《董事会对 2024 年度否定意见内控审计报告和非标意见审计报 告涉及事项已消除的专项说明》，具体内容详见公司披露的《第十届董事会第三 次独立董事专门会议决议》。 海越能源集团股份有限公司独立董事 关于公司 2024 年度否定意见内控审计报告和非标意 见审计报告涉及事项的专项说明 海越能源集团股份有限公司（以下简称"公司"或"海越能源"）聘请中审 众环会计师事务所（特殊普通合伙）（以下简称"中审众环"）为公司 2024 年度 财务和内控审计机构，中审众环对公司 2024 年度财务报告分别出具了非标意见 的审计报告和否定意见的内控审计报告。根据《上海证券交易所股票上市规则》 《公开发行证券的公司信息披露编报规则 14 号非标准审计意见所涉及事项的处 理》等相关规定要求，公司独立董事对以上非标准审计意见涉及事项说明如下： 独立董事：徐向春、张鹏、高汉祥 2025 年 4 月 29 日 ...

股票代码：600387 股票简称：*ST 海越 公告编号：2025-035 三、公司股票被本所摘牌前，公司和全体董事、监事、高级管理人员及相关 信息披露义务人应当继续遵守相关法律、行政法规、部门规章、其他规范性文件、 股票上市规则和本所其他文件，并履行相关义务，披露重要信息。 四、公司应根据《股票上市规则》第 9.1.15 条等规定，尽快聘请主办券商， 做好公司股票进入全国中小企业股份转让系统的具体安排和信息披露工作，确保 公司股票在摘牌之日起 45 个交易日内可以挂牌转让，保护投资者股份转让权利。 请公司收到本监管工作函后立即披露。退市相关工作对投资者影响重大，你 公司全体董事、监事和高级管理人员以及控股股东、实际控制人应当本着对投资 者负责的态度，勤勉尽责，认真落实本工作函各项要求，并按要求履行信息披露 义务。" 海越能源集团股份有限公司 关于收到股票终止上市相关事项监管工作函的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 海越能源集团股份有限公司（以下简称"公司"）于 2025 年 4 月 29 日收到 上 ...

关于海越能源集团股份有限公司 2024 年度财务报告非标准审计意见的专项说明 众环专字[2025]1700043 号 上海证券交易所: 我们接受委托,对海越能源集团股份有限公司(以下简称"海越能源"或"公 司")2024 年度财务报表进行了审计,并于 2025年 4 月 28 日出具了无法表示意 见的审计报告（报告编号:众环审字[2025] 1700058 号)。根据中国证券监督管理 委员会《公开发行证券的公司信息披露编报规则第 14 号 -- 非标准审计意见及 其涉及事项的处理》和《上海证券交易所股票上市规则》的相关要求,就相关事 项说明如下: 一、 无法表示意见涉及的主要内容 (一) 重要性 在执行财务报表审计中,我们按照《中国注册会计师审计准则第 1221 号— 一计划和执行审计工作时的重要性》及其应用指南确定重要性水平,由于海越能 源本年亏损,我们采用其 2024年度未审合并净资产的 284.606.17 万元为标准，1% 的比例计算合并财务报表整体的重要性水平金额为 2,846 万元（取整）。 (二) 发表无法表示意见的理由和依据 《中国注册会计师审计准则第1502 号 -- 在审计报告中发表非无保 ...

股票代码：600387 股票简称：*ST 海越 公告编号：2025-030 海越能源集团股份有限公司 关于计提 2024 年度资产减值准备的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 一、计提减值准备的概述 为客观反映海越能源集团股份有限公司（以下简称"海越能源"或"公司"） 2024 年度的财务状况和经营成果，根据《企业会计准则》等相关规定，基于谨慎 性原则，公司对合并范围内的具有减值迹象的相关资产进行了减值测试。经评估测 试，受存货等相关资产减值损失的影响，2024 年度公司拟计提资产减值准备共计 24,819.28 万元，转回减值准备 491.32 万元，减少公司 2024 年利润总额 24,327.96 万元。 公司于 2025 年 4 月 29 日召开第十届董事会第九次会议、第十届监事会第五次 会议审议并通过《关于计提 2024 年度资产减值准备的议案》。 | 计提项目 | 2024 年度计提资产减值 准备金额 | 2024 年度转回资产减 值准备金额 | 2024 年度影响利润总额 金额 | | - ...