证券代码：600732 股票简称：爱旭股份 编号：临 2023－140 上海爱旭新能源股份有限公司 关于为全资子公司提供担保的进展公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗 漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示: 一、担保情况概述 （一）本次担保的基本情况 1、2023 年 8 月 31 日，公司与渣打银行（中国）有限公司（以下简称"渣打银 行"）签署《最高额保证合同》，为天津爱旭、浙江爱旭、珠海爱旭及广东爱旭与该 行分别签署的《融资函》（编号：TJAIKO-10928772/JZ/BL、ZJAIKO-10928772/JZ/BL、 ZHAIKO-10928772/JZ/BL、GDAIKO-10928772/JZ/BL）所涉及的授信业务提供合计 3,450 万美元（折合人民币：约 2.48 亿元）的连带责任保证担保。 1 被担保人：天津爱旭太阳能科技有限公司（以下简称"天津爱旭"） 浙江爱旭太阳能科技有限公司（以下简称"浙江爱旭"） 珠海富山爱旭太阳能科技有限公司（以下简称"珠海爱旭"） 广东爱旭科技有限公司（以下简称"广东爱旭"） 担 保 ...

Financial Performance - The company reported no profit distribution or capital reserve transfer to increase share capital for the first half of 2023[5]. - The financial report for the first half of 2023 has not been audited, but management has assured its accuracy and completeness[4]. - The company reported a significant increase in revenue, achieving a total of 1.5 billion RMB for the first half of 2023, representing a 25% year-over-year growth[13]. - The company's operating revenue for the first half of 2023 reached ¥16.25 billion, a year-on-year increase of 1.65% compared to ¥15.99 billion in the same period last year[20]. - Net profit attributable to shareholders was ¥1.31 billion, representing a significant increase of 119.60% from ¥596 million in the previous year[20]. - The basic earnings per share rose to ¥1.00, a remarkable increase of 376.19% compared to ¥0.21 in the previous year[21]. - The total comprehensive income attributable to the parent company for the first half of 2023 is approximately CNY 1.31 billion, compared to CNY 595.99 million in the same period of 2022, representing an increase of over 119%[143]. - The net cash flow from operating activities was ¥2.66 billion, up 14.27% from ¥2.33 billion in the same period last year[20]. Corporate Governance - The board of directors confirmed that all members attended the meeting, ensuring the authenticity and completeness of the semi-annual report[4]. - The management team is responsible for the financial report's accuracy, with signatures from key personnel included[9]. - The company has not violated any decision-making procedures in providing guarantees to external parties[6]. - The company has not disclosed any significant changes in shareholder structure or stock movements during the reporting period[8]. - The company has not made any changes to its board of directors or senior management during the reporting period[82]. - The company held its annual shareholders' meeting on May 4, 2023, where 19 non-cumulative voting proposals were approved[81]. Risk Management - The report includes a detailed discussion of various risks faced during production and operations, along with corresponding countermeasures[7]. - The company emphasizes the importance of recognizing investment risks associated with forward-looking statements regarding future strategies and financial conditions[5]. - The company has faced increased market competition due to the "dual carbon" strategy, leading to potential risks in maintaining market position and share[77]. - The company is exposed to supply chain stability risks, particularly due to potential fluctuations in raw material prices affecting profitability[78]. - The company is navigating risks associated with global operations, including legal, tax, and regulatory challenges in international markets[79]. Market Expansion and Product Development - The company is expanding its market presence, targeting new regions in Southeast Asia, with plans to establish two new manufacturing facilities by the end of 2024[12]. - New product development includes the launch of the ABC solar cell technology, which boasts a conversion efficiency of over 22%[12]. - The company has initiated a strategic acquisition of a local competitor, which is expected to enhance its market share by 10%[12]. - Research and development efforts are focused on improving the efficiency of PERC technology, with a goal to increase efficiency by 5% in the next two years[12]. - The company plans to launch large-scale promotion of ground power station markets in Q4 2023, focusing on high-value scenarios in China and Europe[42]. Environmental Commitment - The company is committed to achieving carbon neutrality by 2060, aligning with national "dual carbon" goals[12]. - The company is actively working towards achieving carbon neutrality goals in line with national policies on ecological civilization and green development[102]. - The company has established comprehensive air and wastewater treatment facilities across its subsidiaries to meet environmental standards[94]. - The company has implemented strict management to prevent soil pollution during production, with annual groundwater monitoring conducted[93]. - The company is executing a comprehensive environmental monitoring plan to ensure compliance with pollution discharge standards[89]. Financial Management - The company plans to raise up to ¥6 billion through a targeted stock issuance to improve its asset-liability structure and fund the construction of new production projects[58]. - The company has invested in multiple new production projects, including a 3.5GW battery expansion project in Zhuhai and a 15GW project in Yiwu, to enhance its manufacturing capacity[57]. - The company has applied for a total of 1,770 patents, with 1,020 granted, showcasing its strong focus on intellectual property and innovation in ABC technology[56]. - The company reported a fair value loss of RMB 1.77 million on its investment in Haitai New Energy, reducing its book value to RMB 6.48 million[71]. - The company has established measures to ensure that executive compensation is linked to the execution of return compensation measures[108]. Shareholder Structure - The total number of ordinary shareholders reached 61,561 by the end of the reporting period[128]. - The total shares held by major shareholders include Chen Gang with 327,979,879 shares (17.96%) and Zhuhai Hengqin Shunhe Enterprise Management Partnership with 227,138,642 shares (12.43%) [129]. - The company’s shareholding structure shows that 64.74% of shares are freely tradable, while 35.26% are subject to restrictions[124]. - The company has not reported any changes in controlling shareholders or actual controllers during the reporting period[134]. - The company granted 98,630 restricted shares to director Lu Haojie during the reporting period, reflecting ongoing incentive strategies[133]. Compliance and Regulatory Issues - The company received a regulatory warning from the Shanghai Stock Exchange on March 28, 2023, due to excessive capital injection into its subsidiary, Zhuhai Fushan Aixi, involving its chairman and other executives[110]. - The company has not faced any administrative penalties related to environmental issues during the reporting period[101]. - The company has not received any non-standard audit opinions in the previous annual report[109]. - The company has made commitments regarding the dilution of immediate returns from major asset restructuring, ensuring compliance with relevant regulations[107]. Accounting and Financial Reporting - The company’s financial statements were approved by the board on August 30, 2023, indicating ongoing financial oversight and governance[169]. - The company adheres to the Chinese accounting standards, ensuring that financial reports accurately reflect its financial position and operating results[176]. - The company has established a comprehensive framework for financial reporting, ensuring compliance with relevant accounting standards and regulations[173]. - The company recognizes goodwill when the purchase cost exceeds the fair value of identifiable assets and liabilities in non-same-control mergers[179]. - The company confirms foreign currency transactions using the exchange rate published by the People's Bank of China on the first working day of each month[192].

证券代码：600732 证券简称：爱旭股份 公告编号：2023-133 上海爱旭新能源股份有限公司 关于持股 5%以上股东自愿提前终止集中竞价减持计划 暨减持股份结果公告 本公司董事会、全体董事及相关股东保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 股东名称 股东身份 持股数量（股） 持股比例 当前持股股份来源 义乌奇光股权投资合 5%以上非第一 159,510,441 12.25% 发行股份购买资产取得： 一、集中竞价减持主体减持前基本情况 公司于 2023 年 8 月 25 日收到持股 5%以上股东义乌奇光出具的《关于自愿 提前终止集中竞价减持计划的告知函》，具体情况如下： 1 股东持股的基本情况：截至本次减持计划实施前，上海爱旭新能源股份有 限公司（以下简称"公司"）的股东义乌奇光股权投资合伙企业（有限合伙） （以下简称"义乌奇光"）持有公司 159,510,441 股股份，占当时公司总股本 的 12.25%。 减持计划的主要内容：2023 年 4 月 18 日，公司披露了《关于持股 5%以上 股东减持股份计划公告》（公告编 ...

关于上海爱旭新能源股份有限公司向特定对象 发行股票申请文件的审核问询函 上海证券交易所文件 上证上审（再融资）〔2023〕595 号 上海爱旭新能源股份有限公司、华泰联合证券有限责任公司： ─────────────── 池项目"（以下简称义乌三期项目）、"光伏研发中心项目"和补 充流动资金，截至 2023 年 3 月 31 日已使用 206,250.21 万元。义 乌三期项目用于扩产 PERC 电池的产能，尚未实现预计效益；2） 2022 年度非公开发行股票募集资金总额 165,000.00 万元，用于 "珠海年产 6.5GW 新世代高效晶硅太阳能电池建设项目"（以 下简称珠海项目）和补充流动资金，截至 2023 年 3 月 31 日已使 用 163,354.00 万元，珠海项目建成后将具备 6.5GW N 型 ABC 电 池的产能，于 2023 年 6 月陆续建设完毕，达到预定可使用状态。 根据《证券法》《上市公司证券发行注册管理办法》《上海 证券交易所上市公司证券发行上市审核规则》等有关法律、法规 及本所有关规定等，本所审核机构对上海爱旭新能源股份有限公 司（以下简称发行人或公司）向特定对象发行股票申请 ...

证券代码：600732 股票简称：爱旭股份 编号：临 2023—131 二、回购实施情况 （一）2023年4月28日，公司首次实施回购股份，并于2023年5月4日披露了首次 回购股份情况。具体内容详见公司于2023年5月4日在上海证券交易所网站披露的《关 于以集中竞价交易方式首次回购股份暨进展的公告》（公告编号：临2023-063）。 （二）2023年8月14日，公司完成回购，已实际回购公司股份10,351,890股，占公 司目前总股本的0.5663%，回购的最高成交价为31.35元/股，最低成交价为23.28元/股， 回购均价28.97元/股，使用资金总额为人民币299,895,918.36元（不含交易佣金等交易 上海爱旭新能源股份有限公司 关于股份回购实施结果暨股份变动公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗 漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、回购审批情况和回购方案内容 2023年4月21日，上海爱旭新能源股份有限公司（以下简称"公司"）召开第九 届董事会第八次会议，审议通过了《关于以集中竞价交易方式回购股份方案的议案》， 本次回购股份方案 ...

上海证券交易所 纪律处分决定书 〔2023〕95 号 关于对义乌奇光股权投资合伙企业（有限合伙） 予以通报批评的决定 当事人： 义乌奇光股权投资合伙企业（有限合伙），上海爱旭新能源 股份有限公司股东。 -1- ──────────────────────── 一、相关主体违规情况 经查明，截至 2022 年 8 月 29 日，上海爱旭新能源股份有限 公司（以下简称爱旭股份或公司）股东义乌奇光股权投资合伙企 业（有限合伙）（以下简称义乌奇光）持有公司股份 199,777,477 股，占公司总股本的 17.54%。2022 年 8 月 30 日至 2023 年 6 月 1 日，义乌奇光经主动减持和被动稀释，累计变动股份占公司总 股本的 6.47%。其中，2022 年 8 月 30 日至 2023 年 1 月 9 日，义 乌奇光通过大宗交易、集中竞价方式减持股份 25,486,798 股，占 总股本的 2.24%。2022 年 12 月 2 日至 2023 年 1 月 9 日，因公司 股权激励授予限制性股票及非公开发行股票，导致义乌奇光被动 稀释 1.92%。2023 年 1 月 10 日至 2023 年 2 月 ...

证券代码：600732 证券简称：爱旭股份 编号：临 2023－059 上海爱旭新能源股份有限公司 关于举办 2022 年度业绩说明会暨参加 2023 年度上海辖区上市 公司年报集体业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗 漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 会议召开时间：2023 年 5 月 10 日(星期三)下午 15:00-17:00 会 议 召 开 地 点 ： 上 海 证 券 交 易 所 上 证 路 演 中 心 （ 网 址 ： http://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络在线文字互动 问题预征集：投资者可于 2023 年 4 月 28 日(星期五)至 5 月 8 日(星期一)15:00 前通过公司邮箱 IR@aikosolar.com 进行提问。公司将在说明会上对投资者普遍关注 的问题进行回答。 上海爱旭新能源股份有限公司（以下简称"公司"）已于 2023 年 3 月 14 日发 布了 2022 年年度报告，为便于广大投资者更全面深入地了解公司 2022 年年度的经 营 ...

上海爱旭新能源股份有限公司（600732） 2023 年第一季度报告 单位：元 币种：人民币 证券代码：600732 证券简称：爱旭股份 上海爱旭新能源股份有限公司 2023 年第一季度报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗 漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整，不存 在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 公司负责人、主管会计工作负责人及会计机构负责人（会计主管人员）保证季度报告中财务信息 的真实、准确、完整。 第一季度财务报表是否经审计 □是 √否 一、 主要财务数据 (一)主要会计数据和财务指标 本报告期比上年同期增减变动 | --- | --- | --- | --- | |-----------------------------------------------|-------------------|-------------------|---------------------------------------| ...

Financial Performance - The net profit attributable to shareholders for 2022 was CNY 2,328,201,322.76, with a distributable profit of CNY 731,849,549.79 as of December 31, 2022[3]. - The company's operating revenue for 2022 was CNY 35,074,957,100.06, representing a 126.72% increase compared to CNY 15,470,502,691.05 in 2021[19]. - The net profit attributable to shareholders for 2022 was CNY 2,328,201,322.76, a significant recovery from a loss of CNY 125,555,058.98 in 2021[19]. - The net cash flow from operating activities reached CNY 5,229,136,738.92, up 1,039.86% from CNY 458,753,757.07 in the previous year[19]. - The total assets at the end of 2022 were CNY 24,689,731,512.57, a 37.93% increase from CNY 17,900,242,752.00 at the end of 2021[19]. - Basic earnings per share for 2022 were CNY 1.34, compared to a loss of CNY 0.06 in 2021[20]. - The weighted average return on equity for 2022 was 37.25%, an increase of 39.58 percentage points from -2.33% in 2021[20]. - The company reported a revenue increase of 30% year-over-year, reaching RMB 10 billion in 2022[13]. - The company achieved a production capacity of 6.5 GW for its new generation all-back contact solar cells in Q4 2022[11]. - The company sold 34.42 GW of solar cells in 2022, representing a year-on-year growth of 82.65%[28]. Profit Distribution - The proposed profit distribution plan includes a cash dividend of CNY 5.50 per 10 shares (tax included) and a capital reserve transfer of 4 shares for every 10 shares held[3]. - The total amount of dividends distributed in the reporting period is 716,163,818.15 RMB, which is consistent with the company's commitment to shareholder returns[141]. - The company has maintained its profit distribution policy without adjustments during the reporting period, ensuring transparency and stability in shareholder returns[139]. - The company emphasizes the protection of minority shareholders' interests in its profit distribution policy, which is clearly defined in its articles of association[137]. Research and Development - The company is investing in R&D for next-generation solar technologies, with a budget allocation of RMB 500 million for 2023[12]. - R&D expenses for the company were approximately CNY 1.378 billion, a year-on-year increase of 112.18%, with 303 patents applied for during the reporting period[32]. - The company is focusing on the development of high-efficiency solar cells, including PERC and HJT technologies, aiming for a conversion efficiency of over 23%[11]. - The company aims to achieve an average production efficiency of 27% for ABC batteries and a power output of over 470W for 2 square meter modules by the end of 2023[94]. Market Expansion and Strategy - The company plans to expand its market presence by entering new regions, targeting a 15% increase in market share by 2025[12]. - The company is exploring potential mergers and acquisitions to strengthen its competitive position in the solar energy market[12]. - The company plans to enter the European market in 2024, with an initial investment of 150 million to establish a local manufacturing facility[113]. - The company is expanding its market presence in Southeast Asia, targeting a 30% market share in the region by 2025[113]. Environmental Commitment - The company aims to achieve carbon neutrality by 2060, aligning with national "dual carbon" targets[12]. - The company has established a wastewater treatment station with a designed daily processing capacity of 13,000 tons, ensuring that treated wastewater meets discharge standards before entering the municipal sewage treatment plant[154]. - The company has implemented a three-stage treatment process for domestic wastewater, which includes grease and residue separation before entering the municipal sewage system[152]. - The company has been classified as a key pollutant monitoring unit, ensuring that all pollutants are treated and discharged in compliance with environmental standards[156]. Governance and Compliance - The board of directors confirmed that all members attended the meeting and provided a standard unqualified audit report[2]. - The financial report has been verified for authenticity and completeness by the responsible financial officers[2]. - The company has maintained effective financial reporting internal controls as of December 31, 2022, as confirmed by a standard unqualified audit report[104]. - The company plans to continue improving governance levels and internal supervision mechanisms in accordance with relevant laws and regulations[106]. Risk Management - The company has outlined various risks and corresponding mitigation strategies in the management discussion section[5]. - The company emphasizes the importance of understanding the difference between plans, forecasts, and commitments, urging investors to be aware of investment risks[4]. - The company faces risks related to increased competition in the photovoltaic industry and potential supply chain instability due to raw material price fluctuations[99][100]. Employee and Management Structure - The company employed a total of 9,137 staff, with 6,161 in production, 2,145 in technical roles, and 133 in sales[133]. - The company has established a comprehensive employee welfare system, actively contributing to social insurance and housing funds for all employees[134]. - The total remuneration for all directors, supervisors, and senior management during the reporting period amounted to 11.71 million yuan (pre-tax)[120]. - The company has implemented a "gain sharing" compensation incentive system starting in 2022, linking employee compensation to company performance and long-term strategy[134]. Financial Transactions and Investments - The company plans to raise 1.65 billion RMB through a non-public issuance of 162,241,887 A shares to fund a new 6.5GW battery production project in Zhuhai[195]. - The total amount of guarantees provided by the company and its subsidiaries reached 14.196 billion RMB, which accounts for 156.71% of the company's net assets[197]. - The company provided guarantees totaling 3.225 billion RMB for entities with a debt-to-asset ratio exceeding 70%[199]. - The company signed contracts for distributed photovoltaic power generation system projects with a total amount of RMB 6,463.67 million[188].

Financial Performance - The company's operating revenue for Q3 2022 reached ¥9,843,103,219, representing a year-on-year increase of 127.31%[2] - Net profit attributable to shareholders for the same period was ¥794,144,579.96, with a significant increase due to expanded sales and improved efficiency[6] - The net cash flow from operating activities for the year-to-date period was ¥3,201,553,000.62, reflecting a 2,542.31% increase compared to the previous year[6] - Total operating revenue for the first three quarters of 2022 reached CNY 25.83 billion, a significant increase from CNY 11.20 billion in the same period of 2021, representing a growth of approximately 130.5%[18] - The net profit for the first three quarters of 2022 was CNY 1.50 billion, a turnaround from a loss of CNY 98.28 million in the same period of 2021[18] - The company reported a total comprehensive income of CNY 1,390,582,779.40 for the first three quarters of 2022, compared to a loss of CNY 45,763,597.34 in the same period of 2021[19] - The company's basic earnings per share for the third quarter of 2022 was CNY 0.72, a recovery from a loss of CNY 0.02 per share in the same quarter of 2021[19] Assets and Liabilities - Total assets at the end of Q3 2022 amounted to ¥23,010,019,061.30, up 28.55% from the end of the previous year[3] - The total liabilities as of September 30, 2022, were CNY 16.03 billion, up from CNY 12.32 billion at the end of 2021, indicating an increase of approximately 30.0%[17] - Cash and cash equivalents as of September 30, 2022, amounted to CNY 3.80 billion, up from CNY 2.71 billion at the end of 2021, reflecting a growth of approximately 40.3%[16] - Total assets increased to CNY 23.01 billion as of September 30, 2022, compared to CNY 17.90 billion at the end of 2021, marking a growth of about 28.5%[17] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 58,340, with the largest shareholder, Chen Gang, holding 20.57% of shares[8] - The company completed the repurchase and cancellation of 897,542,876 shares, reducing the total share capital from 2,036,329,187 to 1,138,786,311 shares[11] - As of September 30, 2022, the total share capital was 1,138,786,311 shares, with 842,951,181 shares being freely tradable and 295,835,130 shares subject to restrictions[11] - Chen Gang's shareholding ratio decreased from 23.80% to 21.60% after the termination of the concerted action agreement with Tianjin Tianchuang Haihe Advanced Equipment Manufacturing Industry Fund[13] - The top ten shareholders include Yiwu Qiguang Equity Investment Partnership and Shanghai Xindapu Hong Investment Partnership, holding 17.15% and 8.64% of shares respectively[8] Operational Efficiency - The weighted average return on equity for Q3 2022 was 13.07%, an increase of 13.50 percentage points year-on-year[2] - The significant increase in net profit and revenue is attributed to higher sales prices and improved production capacity utilization[6] - The company plans to continue expanding its sales scale and improving production efficiency to sustain growth in the upcoming quarters[5] Research and Development - Research and development expenses for the first three quarters of 2022 were CNY 925.06 million, more than double the CNY 413.65 million spent in the same period of 2021, representing an increase of about 123.8%[18] Cash Flow and Investments - Operating cash flow for the first nine months of 2022 was CNY 3,201,553,000.62, compared to CNY 121,164,770.71 in the first nine months of 2021, indicating a substantial increase[20] - The company incurred a net cash outflow from investing activities of CNY 2,983,485,577.55 in the first three quarters of 2022, compared to a net outflow of CNY 873,648,059.81 in the same period of 2021[21] - The financing activities generated a net cash inflow of CNY 613,327,847.83 in the first three quarters of 2022, compared to CNY 219,630,647.69 in the same period of 2021[21] Government Support - Government subsidies recognized in the current period amounted to ¥127,251,498.04, contributing positively to the financial results[4] Stock Options and Incentives - The company plans to implement a 2022 restricted stock and stock option incentive plan, granting 1,191,385 shares and 4,159,295 stock options to 457 incentive recipients[13] - The company has canceled a total of 16.482 million stock options due to personal reasons and unmet performance targets[12] Contract Liabilities - The company reported a significant increase in contract liabilities to CNY 1.95 billion as of September 30, 2022, compared to CNY 328.38 million at the end of 2021, representing a growth of approximately 493.5%[17]