北汽蓝谷新能源科技股份有限公司 2023 年年度股东大会 会议材料 2024 年 5 月 17 日 北京 | 会议议程 | | | | 3 | | --- | --- | --- | --- | --- | | 议案 | 1：关于 | 2023 | 年年度报告及摘要的议案 | 4 | | 议案 | 2：关于 | 2023 | 年度财务决算方案的议案 | 5 | | 议案 | | | 3：关于公司未弥补亏损达到实收股本总额三分之一的议案 | 6 | | 议案 | 4：关于 | 2023 | 年度利润分配预案的议案 | 9 | | 议案 | 5：关于 | 2023 | 年度内部控制评价报告的议案 | 10 | | 议案 | 6：关于 | 2023 | 年度董事会工作报告的议案 | 11 | | 议案 | 7：关于 | 2023 | 年度独立董事述职报告的议案 | 18 | | 议案 | | | 8：关于修订《公司章程》部分条款的议案 | 19 | | 议案 | 9：关于 | 2023 | 年度监事会工作报告的议案 | 20 | 2 / 23 目 录 会议议程 网络投票系统：上海证券交易所股东大会网络投票系统 网络 ...

证券代码：600733 证券简称：北汽蓝谷 公告编号：临 2024-026 北汽蓝谷新能源科技股份有限公司 子公司2024年4月份产销快报 备注： 1、本表为产销快报数据，具体数据以定期报告数据为准。 2、销量中包含部分由北京新能源汽车股份有限公司与北京汽车股份有限公司联合开发，由北京汽车股份有限公司生产、北京新能 源汽车股份有限公司对外销售的合作车型。 特此公告。 北汽蓝谷新能源科技股份有限公司 董事会 2024 年 5 月 6 日 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整 性承担法律责任。 北汽蓝谷新能源科技股份有限公司子公司 2024 年 4 月份产销快报如下： | 单位 | 产量（辆） | | | | | 销量（辆） | | | | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | | 本月数 | 去年同期 | 本年累计 | 去年累计 | 累计同比 增减 | 本月数 | 去年同期 | 本年累计 | 去年累计 | 累计同比 增减 | | 北 ...

2023 年度独立董事述职报告 本人马静，作为北汽蓝谷新能源科技股份有限公司（以下简称"公司"）的 独立董事，严格按照《上市公司独立董事管理办法》《上海证券交易所股票上市 规则》《上海证券交易所上市公司自律监管指引第1号——规范运作》等法律法 规、规范性文件的规定，坚持忠实、勤勉、独立、公正地履行职责，切实维护公 司和股东特别是中小股东的合法权益。现将本人在2023年度履职情况汇报如下： 北汽蓝谷新能源科技股份有限公司 一、独立董事的基本情况 (一) 个人工作履历、专业背景及兼职情况 本人马静，中国国籍，无境外永久居留权。南开大学世界经济学博士。2014 年12月至2015年12月在新加坡国立大学做访问学者。2007年7月至2021年7月，先 后任南开大学讲师、副教授。2021年8月至今，任广西大学教授。2019年2月至今， 兼任天津赛象科技股份有限公司独立董事。2021年11月至今，任公司独立董事。 本人同时兼任天津赛象科技股份有限公司独立董事，符合《上市公司独立董 事管理办法》《上海证券交易所上市公司自律监管指引第1号——规范运作》中关 于独立董事兼职家数的规定。 (二) 不存在影响独立性的情况说明 本人 ...

北汽蓝谷新能源科技股份有限公司 2023年度董事会审计委员会履职情况报告 根据《上市公司治理准则》《上海证券交易所上市公司自律监管指引第 1 号 ——规范运作》等相关规定，北汽蓝谷新能源科技股份有限公司（以下简称"公 司"）十届董事会审计委员会全体委员认真履职，勤勉尽责。现就 2023 年度履 职情况向董事会作如下报告： 一、审计委员会的基本情况 公司十届董事会审计委员会由郑建明先生、马静女士、顾鑫先生三名董事组 成，其中主任委员由具有会计专业资格的独立董事郑建明先生担任。 二、审计委员会会议召开情况 2023 年度，十届董事会审计委员会共召开 6 次专门委员会会议，全体委员均 亲自出席了全部会议，具体情况如下： | 会议届次 | 召开时间 | 议案名称 | | --- | --- | --- | | 审计委员会2023年 第一次会议 | 2023/1/30 | 关于2022年年度业绩预亏的议案 | | | | 关于 2022 年年度报告及摘要的议案 | | | | 关于 2022 年度财务决算方案的议案 | | | | 关于公司未弥补亏损达到实收股本总额三分之一的议案 关于 2023 年度日常关联交易预计额 ...

本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗 漏，并对其内容的真实性、准确性和完整性承担法律责任。 北汽蓝谷新能源科技股份有限公司（以下简称"公司"）于 2024 年 4 月 26 日召开十届二十三次董事会，审议通过了《关于修订<公司章程>部分 条款的议案》，本议案尚需提交股东大会审议。 为优化监事会结构，公司拟将监事会成员人数由 7 人调整为 5 人。现对 《北汽蓝谷新能源科技股份有限公司章程》（以下简称《公司章程》）中的 部分条款进行相应修订。相关条款修订前后对比情况如下： | 修订前 | | 修订后 | | --- | --- | --- | | 第一百五十四条 | 公司设监事会。监事会由 第一百五十四条 | 公司设监事会。监事会由 | | 7 名监事组成，监事会设主席 | 1 人。监事会 5 名监事组成，监事会设主席 | 1 人。监事会 | | 主席由全体监事过半数选举产生。监事会主 | | 主席由全体监事过半数选举产生。监事会主 | | 席召集和主持监事会会议；监事会主席不能 | | 席召集和主持监事会会议；监事会主席不能 | | 履行职务或者不履行职务的，由监事会主 ...

Financial Performance - The company achieved an annual revenue of RMB 14.32 billion in 2023, representing a 50.50% increase compared to RMB 9.51 billion in 2022[12]. - The net profit attributable to shareholders was a loss of RMB 5.40 billion in 2023, slightly improved from a loss of RMB 5.46 billion in 2022[12]. - The company reported a significant increase in operating income, with a 73.11% rise in revenue after excluding non-core business income, totaling RMB 10.12 billion[12]. - The company’s cash flow from operating activities showed a negative net amount of RMB 464.90 million, a decline of 113.20% compared to RMB 3.52 billion in 2022[12]. - The company’s total assets decreased by 1.77% to RMB 30.80 billion at the end of 2023, down from RMB 31.36 billion at the end of 2022[12]. - The company reported a weighted average return on equity of -83.23% for 2023, compared to -65.16% in 2022[13]. - The company reported a significant increase in asset disposal gains, amounting to 575.70 million RMB, a year-on-year increase of 1,244.48%[35]. - The company reported a net loss of ¥22,781,730,179.47 in undistributed profits, reflecting a 31.07% increase in losses compared to the previous year[46]. - The company reported a net loss of ¥5,399,783,744.02 in undistributed profits for 2023, compared to a loss of ¥5,464,887,765.15 in 2022[166]. Operational Highlights - The company’s sales volume increased by 84% year-on-year, reaching 92,172 units sold in 2023[18]. - The company expanded its marketing capabilities, achieving a 70% increase in average sales per store and adding 58 new channel outlets, bringing the total to 244[19]. - The company has constructed and operated 71 charging stations across 13 cities, enhancing the convenience of charging solutions for users[23]. - The company has established partnerships with over 100 public charging network operators, integrating more than 700,000 public charging piles into its charging map[23]. - The company has successfully reduced manufacturing costs and inventory levels through coordinated efforts across R&D, production, supply chain, and sales[22]. - The company has developed 20 cutting-edge technologies, including zero-gravity seats and electric lift tailgates, to meet the growing demand for high-quality and refined products[20]. - The company launched new models such as the Alpha T/S Forest Edition and Koala, with the Alpha S5 project entering the production phase for 2024 market deployment[21]. - The company has achieved mass production of the α-Power fourth-generation electric drive system, compatible with both 400V and 800V platforms, with the highest safety level of "ASIL-D"[31]. Research and Development - The company is investing heavily in R&D, with a budget increase of 30% to enhance technology development[72]. - Research and development expenses were 1.25 billion RMB, reflecting a decrease of 5.08% year-on-year[40]. - The company employed 1,659 R&D personnel, accounting for 42.65% of the total workforce, with 34 holding doctoral degrees and 557 holding master's degrees[42]. - The company has committed to innovation in marketing strategies, integrating traditional marketing with direct sales and user operations[28]. - The company has developed core technologies in high-performance electric drive systems and battery systems, ensuring independent control over key technologies[27]. Governance and Compliance - The company’s financial report has been audited and received a standard unqualified opinion from the auditor[3]. - The company’s board of directors and management have ensured the accuracy and completeness of the annual report[2]. - The company held 6 shareholder meetings during the reporting period, ensuring compliance with the rules and protecting the rights of all shareholders, especially minority shareholders[68]. - A total of 9 board meetings were convened, with independent directors providing independent opinions on significant matters, ensuring rigorous governance practices[68]. - The company has committed to avoiding competition with its controlling shareholder, as per the commitment letter signed in January 2018[69]. Environmental Responsibility - The company invested approximately 9.45 million yuan in environmental protection during the reporting period[97]. - The company reported zero instances of exceeding emission limits in 2023[98]. - The company has implemented a comprehensive monitoring system for pollutants, achieving a 100% online monitoring rate for key emission points[99]. - The company reduced carbon emissions by a total of 6,613.98 tons in 2023 through various measures including solar power generation and purchasing green electricity[105]. - The annual electricity generated from solar power reached approximately 2.43 million kWh, resulting in a carbon emission reduction of about 1,467.78 tons[105]. Market Trends and Future Outlook - The domestic new energy vehicle market saw a production and sales volume of 9.587 million and 9.495 million units in 2023, respectively, with a market penetration rate of 31.6%[24]. - The company aims to achieve a market penetration rate of 50% for new energy passenger vehicles by 2025, as outlined in the green low-carbon development roadmap[57]. - The company plans to enhance its product offerings with advanced intelligent driving features, as urban NOA technology approaches L3 level capabilities[57]. - The company is considering strategic acquisitions to bolster its market position, targeting firms with complementary technologies[72]. - The company plans to launch several new models in 2024, including the high-performance ALPHA S5 and the family-oriented KOALA 5-seater[30]. Financial Management - The company has established a comprehensive internal control system covering financial management, contract management, and risk management, which is effectively implemented in operations[93]. - The company has not faced any penalties from securities regulatory agencies in the past three years[79]. - The company has a transparent profit distribution policy that aligns with the interests of investors and complies with legal regulations[90]. - The company has committed to improving its financial management and performance evaluation processes[77]. - The company reported a significant increase in revenue, achieving a total of 10 billion yuan, representing a year-on-year growth of 25%[73].

证券代码：600733 证券简称：北汽蓝谷 公告编号：临 2024-019 监事会对公司 2023 年年度报告及摘要进行认真审议，形成如下审核意 见： 1、公司 2023 年年度报告及摘要的编制和审议程序符合法律法规和《公 司章程》的规定； 经出席会议监事对议案进行认真审议，形成如下决议： 一、审议通过《关于 2023 年年度报告及摘要的议案》 同意公司《2023 年年度报告》及摘要。 详见公司同日披露的《2023 年年度报告》及摘要。 本议案尚需提交股东大会审议。 北汽蓝谷新能源科技股份有限公司 十届十七次监事会决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗 漏，并对其内容的真实性、准确性和完整性承担法律责任。 北汽蓝谷新能源科技股份有限公司（以下简称"公司"）十届十七次监 事会于 2024 年 4 月 15 日以邮件方式发出会议通知，于 2024 年 4 月 26 日 以现场及通讯表决方式召开。本次会议由监事会主席召集并主持，应出席会 议监事 6 名，实际出席会议监事 6 名。会议的召开符合《中华人民共和国公 司法》及《公司章程》的有关规定。 2、公司 2023 年 ...

北汽蓝谷新能源科技股份有限公司董事会审计委员会 董事会审计委员会认为致同在为公司年报审计过程中坚持以公允、客观的态 度进行独立审计，表现了良好的职业操守和业务素质，按时完成了公司年度审计 工作，审计行为规范有序，出具的审计报告客观、完整、清晰、及时。 北汽蓝谷新能源科技股份有限公司 董事会审计委员会 2024 年 4 月 26 日 北汽蓝谷新能源科技股份有限公司（以下简称"公司"）聘请致同会计师事务 所（特殊普通合伙）（以下简称"致同"）作为公司 2023 年度财务及内部控制审计 机构，董事会审计委员会与致同就财务审计和内控审计事项、计划、安排、审计 范围及审计工作中发现的问题等内容进行了充分讨论和沟通。 根据《中华人民共和国公司法》《中华人民共和国证券法》《国有企业、上市 公司选聘会计师事务所管理办法》等相关规定，董事会审计委员会本着勤勉尽责 的原则，对致同 2023 年度审计工作情况履行监督职责，具体如下： 1.独立性评估：致同所有职员未在公司任职并未获取除法定审计必要费用外 的任何形式的经济利益；和公司之间不存在直接或者间接的相互投资情况，也不 存在密切的经营关系；审计工作组成员和公司经营层之间不存在关 ...

Financial Performance - Revenue increased by 15% year-over-year, driven by strong sales in the North American market [1]. - Net profit margin improved to 12%, up from 10% in the previous quarter [2]. - Operating expenses rose by 8%, primarily due to increased marketing and R&D investments [3]. Market Expansion - The company successfully entered the European market, with initial sales exceeding expectations [4]. - A new distribution center was opened in Asia to support regional growth [5]. - Strategic partnerships were formed with local retailers to enhance market penetration [6]. Product Development - Launched three new products in the tech category, which have received positive customer feedback [7]. - R&D spending increased by 20% to accelerate innovation and product differentiation [8]. - A new patent was filed for an advanced manufacturing process, expected to reduce production costs [9]. Operational Efficiency - Implemented a new ERP system to streamline operations and improve data accuracy [10]. - Reduced production downtime by 15% through enhanced maintenance protocols [11]. - Achieved a 10% reduction in energy consumption across all facilities [12]. Customer Satisfaction - Customer satisfaction scores improved to 92%, up from 88% last year [13]. - Introduced a new customer loyalty program, resulting in a 25% increase in repeat purchases [14]. - Enhanced customer support services, reducing average response time by 30% [15]. Financial Health - Total assets grew by 18%, reflecting strong investment in infrastructure and technology [16]. - Debt-to-equity ratio decreased to 0.5, indicating improved financial stability [17]. - Cash flow from operations increased by 22%, providing more liquidity for future investments [18]. Strategic Initiatives - Announced a new sustainability initiative aimed at reducing carbon emissions by 30% over the next five years [19]. - Expanded the board of directors to include more diverse perspectives and expertise [20]. - Initiated a global rebranding campaign to align with the company's long-term vision [21]. Employee Engagement - Employee turnover rate decreased to 8%, the lowest in five years [22]. - Launched a new training program to enhance employee skills and career development [23]. - Increased employee satisfaction scores by 10% through improved workplace benefits [24].

一、独立董事的基本情况 北汽蓝谷新能源科技股份有限公司 (一) 个人工作履历、专业背景及兼职情况 2023 年度独立董事述职报告 本人郑建明，中国国籍，无境外永久居留权。金融学博士。1999年8月至今， 先后任对外经济贸易大学国际贸易问题研究所助理研究员、副研究员，国际商学 院副教授、教授、博士生导师。兼任全国中小企业股份转让系统《多层次资本市 场》编委、国家对外开放研究院研究员。2021年11月至今，任公司独立董事。 本人郑建明，作为北汽蓝谷新能源科技股份有限公司（以下简称"公司"） 的独立董事，严格按照《上市公司独立董事管理办法》《上海证券交易所股票上 市规则》《上海证券交易所上市公司自律监管指引第1号——规范运作》等法律法 规、规范性文件的规定，坚持忠实、勤勉、独立、公正地履行职责，切实维护公 司和股东特别是中小股东的合法权益。现将本人在2023年度履职情况汇报如下： 本人同时兼任北京莱伯泰科仪器股份有限公司、易普力股份有限公司独立董 事，符合《上市公司独立董事管理办法》《上海证券交易所上市公司自律监管指 引第1号——规范运作》中关于独立董事兼职家数的规定。 (二) 不存在影响独立性的情况说明 本人作为 ...