北京市嘉源律师事务所 关于华域汽车系统股份有限公司 北京市嘉源律师事务所 关于华域汽车系统股份有限公司 2023 年第一次临时股东大会的 法律意见书 西城区复兴门内大街 158 号远洋大厦 4 楼 中国 · 北京 Um ■ 务 所 YUAN LAW OFFICES 梁圳 SHENZHEN · 香港 HONG KONG · 广州 GUANGZHOU · 西安 XI'AN 北京 BELIING · 上海 SHANGHA 致:华域汽车系统股份有限公司 2023 年第一次临时股东大会的 法律意见书 嘉源(2023)-04-813 北京市嘉源律师事务所(以下简称"本所")接受华域汽车系统股份有限公 司(以下简称"公司")的委托,根据《中华人民共和国公司法》(以下简称"《公 司法》")《上市公司股东大会规则》(以下简称"《股东大会规则》")等现行有效 的法律、行政法规、部门规章、规范性文件(以下简称"法律法规")以及《华 域汽车系统股份有限公司章程》(以下简称"《公司章程》")的有关规定,指派本 所律师对公司 2023 年第一次临时股东大会(以下简称"本次股东大会")进行见 证,并依法出具本法律意见书。 为出具本法律意见 ...

Financial Performance - In Q3 2023, the company's revenue reached ¥44.59 billion, a year-on-year increase of 0.06%[5] - The net profit attributable to shareholders was ¥1.90 billion, down 19.51% compared to the same period last year[5] - The net profit after deducting non-recurring gains and losses was ¥1.75 billion, a decrease of 22.30% year-on-year[6] - The basic earnings per share for the quarter were ¥0.603, a decrease of 19.39% year-on-year[6] - The total revenue for Q3 2023 was CNY 5,850,594,309.90, down from CNY 6,266,177,418.37 in the same period last year, reflecting a decrease of approximately 6.6%[21] - The operating profit for Q3 2023 was CNY 5,654,517,049.96, down from CNY 6,222,722,473.60 in Q3 2022, indicating a decline of about 9.1%[21] - The company achieved a total comprehensive income of CNY 5,649,669,227.66 in Q3 2023, compared to CNY 4,209,664,822.51 in Q3 2022, reflecting an increase of approximately 34.3%[22] - Basic earnings per share for Q3 2023 were CNY 1.504, slightly down from CNY 1.547 in Q3 2022, a decrease of about 2.8%[22] Revenue and Costs - Total operating revenue for the first three quarters of 2023 reached RMB 121.56 billion, an increase of 7.0% compared to RMB 113.31 billion in the same period of 2022[20] - Total operating costs for the first three quarters of 2023 amounted to RMB 118.28 billion, up from RMB 109.47 billion in the same period of 2022, reflecting a growth of 8.3%[20] - The company reported a significant increase in sales revenue from CNY 106,584,642,350.75 in the first nine months of 2023, compared to CNY 91,972,909,405.72 in the same period of 2022, an increase of approximately 15.8%[24] Assets and Liabilities - Total assets at the end of the reporting period were ¥170.90 billion, reflecting a 4.98% increase from the end of the previous year[6] - As of September 30, 2023, total assets were RMB 170.90 billion, compared to RMB 162.80 billion at the end of 2022, indicating a growth of 4.3%[18] - Total liabilities as of September 30, 2023, were RMB 111.66 billion, compared to RMB 105.74 billion at the end of 2022, an increase of 5.7%[18] - The equity attributable to shareholders was ¥55.23 billion, up 4.26% from the end of the previous year[6] - The company's retained earnings reached RMB 34.54 billion, up from RMB 32.11 billion at the end of 2022, indicating a growth of 7.6%[18] Cash Flow - The company reported a net cash flow from operating activities of ¥7.25 billion for the year-to-date, down 10.30% compared to the previous year[6] - The company reported a total cash inflow from operating activities of CNY 108,851,918,681.97 in the first nine months of 2023, compared to CNY 94,032,804,293.71 in the same period of 2022, representing an increase of approximately 15.7%[25] - The net cash flow from operating activities for the first nine months of 2023 was CNY 7,247,749,191.03, down from CNY 8,080,326,232.50 in the previous year, a decrease of about 10.3%[25] - Cash and cash equivalents increased to RMB 38.28 billion from RMB 33.33 billion at the end of 2022, representing a growth of 14.8%[16] - The ending balance of cash and cash equivalents reached 38,069,419,612.38, up from 33,941,561,533.68 year-over-year[26] Shareholder Information - The top shareholder, Shanghai Automotive Group Co., Ltd., holds 58.32% of the shares, indicating strong institutional support[12] Government Support and Subsidies - The company received government subsidies amounting to ¥87.25 million during the quarter, contributing to its financial performance[10] Research and Development - Research and development expenses increased to CNY 5,152,249,840.64 in Q3 2023, compared to CNY 5,045,373,878.84 in Q3 2022, marking a growth of 2.1%[21] Inventory and Receivables - Accounts receivable rose to RMB 37.22 billion, up from RMB 33.68 billion at the end of 2022, marking an increase of 10.5%[16] - Inventory decreased to RMB 21.72 billion from RMB 22.89 billion at the end of 2022, a decline of 5.1%[16] Borrowings and Financing Activities - Short-term borrowings increased to RMB 10.74 billion from RMB 9.30 billion at the end of 2022, reflecting a rise of 15.6%[18] - Net cash flow from financing activities was -1,605,676,560.48, an improvement from -4,122,493,377.86 in the same period last year[26] - Total cash outflow from financing activities amounted to 7,992,045,806.43, down from 10,498,738,050.07 year-over-year[26] - The company paid dividends and interest totaling 3,696,470,178.78, compared to 3,751,952,609.42 in the previous year[26]

证券代码：600741 证券简称：华域汽车 公告编号：临 2023－021 华域汽车系统股份有限公司 关于召开 2023 年第三季度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 华域汽车系统股份有限公司（以下简称"公司"）拟于 2023 年 10 月 26 日发布公司 2023 年第三季度报告。为使投资者更加全面、深入 地了解公司的经营成果、财务状况，公司计划于 2023 年 10 月 31 日 上午 9:00~10:00 举行 2023 年第三季度业绩说明会，就投资者关心的 问题进行交流。 二、说明会召开的时间、地点 1 会议召开时间： 2023 年 10 月 31 日（星期二）上午 9:00~10:00 会议召开地点： 上 海 证 券 交 易 所 上 证 路 演 中 心 （ 网 址 ： http://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 投资者可于 2023 年 10 月 24 日（星期二）至 10 月 30 日（星期 一）下午 16:00 ...

华域汽车系统股份有限公司 2023 年第一次临时股东大会资料 华域汽车系统股份有限公司 2023 年第一次临时股东大会资料 2023 年 10 月 27 日 1 华域汽车系统股份有限公司 2023 年第一次临时股东大会资料 华域汽车系统股份有限公司 2023 年第一次临时股东大会会议须知 为了维护投资者的合法权益，确保股东大会的正常秩序和议 事效率，根据《公司法》、《证券法》、《华域汽车系统股份有限公 司章程》等有关规定，特制定本须知： 一、为保证股东大会的严肃性和正常秩序，切实维护与会股 东（或授权代表）的合法权益，务请有出席股东大会资格的相关 人员事先办理参会登记手续，并准时参会。股东大会正式开始后， 终止现场参会登记。股东大会设秘书处，具体负责大会有关事宜。 二、股东（或授权代表）出席大会，依法享有发言权、咨询 权、表决权等各项权利。请出席股东大会的相关人员遵守股东大 会秩序，维护全体股东合法权益。公司不向参会股东发放任何形 式的礼品，以平等对待所有股东。 三、股东要求提问的，可在预备会议时向大会秘书处登记， 并填写提问登记表。公司将统一回答股东提出的问题，如问题涉 及与本次股东大会议题无关或将泄露公司 ...

证券代码：600741 证券简称：华域汽车 公告编号：临 2023-020 华域汽车系统股份有限公司 关于召开 2023 年第一次临时股东大会的通知 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 一、 召开会议的基本情况 (一) 股东大会类型和届次 2023 年第一次临时股东大会 召开的日期时间：2023 年 10 月 27 日 14 点 00 分 召开地点：上海汽车集团股份有限公司培训中心（上海市虹口区同嘉路79号） 3 号楼 3 楼报告厅 1 股东大会召开日期：2023年10月27日 本次股东大会采用的网络投票系统：上海证券交易所股东大会网络投票 系统 (二) 股东大会召集人：董事会 (三) 投票方式：本次股东大会所采用的表决方式是现场投票和网络投票相结合 的方式 (四) 现场会议召开的日期、时间和地点 (五) 网络投票的系统、起止日期和投票时间。 网络投票系统：上海证券交易所股东大会网络投票系统 网络投票起止时间：自 2023 年 10 月 27 日 至 2023 年 10 月 27 日 采用上海证券交 ...

证券代码：600741 股票简称：华域汽车 公告编号：临 2023－019 华域汽车系统股份有限公司 关于全资子公司参与设立的股权投资基金新增有限 合伙人等相关事项的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、 对外投资概述 2023 年 3 月，公司全资子公司华域汽车系统（上海）有限公司 （以下简称：华域上海）出资人民币 1.7 亿元参与设立河南尚颀汇融 尚成一号产业基金合伙企业（有限合伙）（以下简称：基金或合伙企 业），成为该基金有限合伙人，详见公司于 2023 年 3 月 10 日发布的 《华域汽车系统股份有限公司关于全资子公司参与设立股权投资基 金暨关联交易的公告》（临 2023-001）。 2023 年 3 月 31 日，该基金已在中国证券投资基金业协会完成备 案，详见公司于 2023 年 4 月 5 日发布的《华域汽车系统股份有限公 司关于全资子公司参与设立股权投资基金备案完成的公告》（临 2023-002）。 2023 年 9 月 28 日，华域上海与基金普通合伙人、其他有限合伙 人共同签署了新的《 ...

Financial Performance - The company's operating revenue for the first half of 2023 reached ¥76.97 billion, an increase of 11.96% compared to ¥68.75 billion in the same period last year[21]. - The net profit attributable to shareholders for the first half of 2023 was ¥2.84 billion, reflecting a growth of 12.84% from ¥2.52 billion year-on-year[21]. - Basic earnings per share for the first half of 2023 were ¥0.901, up 12.77% from ¥0.799 in the same period last year[22]. - The weighted average return on equity increased to 5.20%, up by 0.17 percentage points from 5.03% year-on-year[22]. - The gross profit margin decreased to 12.13%, down by 0.61 percentage points from the previous year[37]. - The company reported a total sales volume of 1,095,000 units for car lights, showing a year-on-year increase of 1.01% compared to 1,084,000 units last year[50]. - The company reported a significant increase in cash received from operating activities, with CNY 70,227,440,063.23 received from sales of goods and services, compared to CNY 59,331,819,940.10 in the same period of 2022, reflecting an increase of approximately 18.5%[160]. Cash Flow and Liquidity - The net cash flow from operating activities decreased by 31.14% to ¥4.90 billion, down from ¥7.12 billion in the previous year[21]. - The company's cash and cash equivalents at the end of the reporting period amounted to ¥38,752,092,682.33, representing 22.89% of total assets[43]. - The total cash inflow from operating activities in the first half of 2023 was CNY 71,688,940,712.94, compared to CNY 60,716,009,969.08 in the first half of 2022, representing an increase of approximately 17.3%[160]. - The net cash flow from operating activities for the first half of 2023 was CNY 4,901,771,302.44, a decrease of 31.0% compared to CNY 7,118,023,424.81 in the same period of 2022[161]. Assets and Liabilities - Total assets increased by 4.00% to ¥169.31 billion, compared to ¥162.80 billion at the end of the previous year[21]. - The total liabilities increased by 50.92% for long-term borrowings, primarily due to new borrowings by subsidiaries[44]. - Total liabilities reached RMB 111.75 billion, up from RMB 105.74 billion, which is an increase of around 5.0%[148]. - The company's equity attributable to shareholders was RMB 53.60 billion, compared to RMB 52.97 billion, showing an increase of about 1.2%[148]. Research and Development - The company’s R&D expenses increased by 16.62% to ¥3,505,674,015.30, indicating a focus on innovation and product development[41]. - The company is advancing digital transformation initiatives, having completed over 70 modifications in its digital factory projects, aiming to establish 20 digital factories by the end of 2023[36]. - The company is investing 25 million in new technology for battery efficiency improvements, expected to reduce production costs by 10%[116]. Market and Sales - The company reported a significant growth in the new energy vehicle sector, with production and sales of 3.788 million units and 3.747 million units respectively, representing a year-on-year increase of 42.4% and 44.1%, capturing a market share of 28.3%[29]. - The company’s main business revenue from customers outside SAIC Group accounted for 55.38%, with the top ten external customers showing a combined sales growth rate exceeding 30% year-on-year[34]. - The company plans to expand its electric vehicle (EV) lineup, targeting a 30% increase in EV sales by the end of 2023[109]. Environmental and Compliance - The company is under environmental scrutiny as a key pollutant discharge unit, with several subsidiaries listed for their environmental impact[71]. - The company adheres to strict wastewater and air emission standards, including limits on total chromium and nitrogen oxides[72][73]. - The company has implemented a carbon management system and established a management team to promote "dual carbon" initiatives, adapting to green low-carbon development requirements[103]. Strategic Initiatives - The management highlighted potential risks in future plans and strategies, urging investors to be cautious about investment risks[5]. - The company is focusing on enhancing its core business through international market expansion, establishing partnerships with major global clients such as Volkswagen and Tesla[31]. - The company is exploring potential acquisitions to strengthen its supply chain and technology base, particularly in battery manufacturing[110]. Shareholder Information - The company did not declare any profit distribution or capital reserve transfer to increase share capital for this reporting period[4]. - The annual shareholders' meeting held on June 16, 2023, had 115 attendees representing 2,295,103,937 shares, accounting for 72.8% of the total shares[67]. - The largest shareholder, Shanghai Automotive Group Co., Ltd., holds 1,838,663,129 shares, representing 58.32% of the total shares[138].

本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 华域汽车系统股份有限公司第十届董事会第八次会议于 2023 年 8 月 29 日在上海市漕溪北路 400 号会议室召开。本次会议通知已于 2023 年 8 月 18 日以专人送达、传真、邮件等方式发出。会议应参加 董事 9 名，实到 9 名董事。会议符合《公司法》及《公司章程》的 有关规定。经审议，本次会议通过决议如下： 一、审议通过《公司 2023 年半年度报告》及摘要； （同意 9 票，反对 0 票，弃权 0 票） 详见上海证券交易所网站 http://www.sse.com.cn。 二、审议通过《关于"上海汽车集团财务有限责任公司 2023 年 半年度风险持续评估报告"的议案》； （本议案涉及控股股东下属的关联企业，关联董事陈虹先生、王 晓秋先生、钟立欣先生回避表决。其余 6 名非关联董事同意 6 票，反 对 0 票，弃权 0 票。） 证券代码：600741 证券简称：华域汽车 公告编号：临 2023-017 华域汽车系统股份有限公司 第十届董事会第八次会议决议公告 详 ...

企业法人营业执照统一社会信用代码：913101151322268960 注册资本：人民币 153.80 亿元 法定代表人：王晓秋 职工人数：2023 年 6 月末在册 651 人 注册地址及邮政编码：中国（上海）自由贸易试验区华京路 8 号 华域汽车系统股份有限公司 关于上海汽车集团财务有限责任公司 2023 年半年度风险持续评估报告 华域汽车系统股份有限公司按照《上海证券交易所上市公司自 律监管指引第 5 号——交易与关联交易》的要求，通过查验上海汽车 集团财务有限责任公司（以下简称"上汽财务公司"）《金融许可证》、 《企业法人营业执照》等证件资料，审阅了上汽财务公司 2023 年 1-6 月的相关财务报表，对上汽财务公司的经营资质、业务和风险状况进 行了评估，具体情况报告如下： 一、上汽财务公司基本情况 上汽财务公司成立于 1994 年 5 月，是经中国人民银行批准成立 的非银行金融机构。公司注册资本人民币 153.80 亿元（含 1000 万美 元），由上海汽车集团股份有限公司、上海汽车工业销售有限公司分 别持股 98.999%、1.001%。 金融许可证机构编码：L0038H231000001 1 三 ...

证券代码：600741 证券简称：华域汽车 公告编号：临 2023－018 华域汽车系统股份有限公司 第十届监事会第九次会议决议公告 华域汽车系统股份有限公司 监 事 会 2023 年 8 月 30 日 二、审议通过《公司 2023 年半年度内部控制评价报告》。 （同意 3 票，反对 0 票，弃权 0 票） 特此公告。 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 华域汽车系统股份有限公司第十届监事会第九次会议于 2023 年 8 月 29 日在上海市漕溪北路 400 号会议室召开。本次会议通知已于 2023 年 8 月 18 日以专人送达、传真、邮件等方式发出。会议应参加 监事 3 名，实到 3 名监事，会议符合《公司法》及《公司章程》的有 关规定。经审议，本次会议通过决议如下： 一、审议通过《公司 2023 年半年度报告》及摘要，并形成书面 意见如下： 公司 2023 年半年度报告的编制以及董事会审议程序符合国家法 律法规、《公司章程》和公司内部管理制度的相关规定；公司 2023 年 半年度报告的主要内容和格式符合中 ...