证券代码：601200 证券简称：上海环境 公告编号：临 2023-040 上海环境集团股份有限公司 关于参与设立私募股权投资基金暨关联交易的 进展公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、参与设立投资基金的基本情况 2023 年 4 月 13 日，上海环境集团股份有限公司（以下简称"公司"或"本 公司"）控股子公司上海城投环复私募基金管理有限公司（以下简称"城投环 复"）与本公司控股股东上海城投（集团）有限公司（以下简称"上海城投"） 及关联方上海城投环保金融服务有限公司（以下简称"环保金服"）签订上海 市土壤污染防治私募基金有限公司（以下简称"目标基金"）的《公司章程》， 共同出资设立目标基金。 备案日期：2023 年 11 月 2 日 公司将根据目标基金的后续进展情况，按照有关规定履行相关信息披露义 务，公司郑重提醒广大投资者，有关公司信息以公司在上海证券交易所网站 （www.sse.com.cn）和公司指定信息披露媒体《上海证券报》刊登的相关公告 为准，敬请广大投资者关注公司后续公告，理性投资，注意投资 ...

Financial Performance - The company's operating revenue for Q3 2023 was ¥1,487,566,390.71, a decrease of 5.66% compared to the same period last year[5]. - The net profit attributable to shareholders for Q3 2023 was ¥168,944,976.74, down 4.25% year-on-year[5]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥164,120,867.34, an increase of 2.44% compared to the same period last year[5]. - The basic earnings per share for Q3 2023 was ¥0.15059, a decrease of 4.25% year-on-year[7]. - The diluted earnings per share for Q3 2023 was also ¥0.15059, reflecting the same decrease of 4.25% compared to the previous year[7]. - The weighted average return on equity for Q3 2023 was 1.62%, a decrease of 0.18 percentage points from the previous year[7]. - Total operating revenue for Q3 2023 reached ¥4,318,927,543.73, an increase of 6.5% compared to ¥4,055,788,900.24 in Q3 2022[28]. - Operating profit for Q3 2023 was ¥663,939,163.19, slightly down from ¥668,355,796.68 in the same period last year, reflecting a decrease of 0.6%[28]. - Net profit for Q3 2023 amounted to ¥563,536,850.12, which is an increase of 2.4% from ¥549,247,638.01 in Q3 2022[28]. Assets and Liabilities - Total assets as of September 30, 2023, were ¥29,032,971,810.74, a slight increase of 0.11% from the end of the previous year[7]. - The total assets as of Q3 2023 were ¥29,032,971,810.74, a slight increase from ¥29,000,726,628.63 at the end of the previous quarter[25]. - Total liabilities decreased to ¥16,485,456,949.21 from ¥16,966,805,303.10 in the previous quarter, indicating a reduction of approximately 2.8%[25]. - Long-term borrowings increased to ¥8,686,475,898.92 from ¥7,881,789,489.02, representing a rise of 10.2%[25]. - The total liabilities as of September 30, 2023, were ¥2,296,515,852.32, a decrease from ¥2,531,723,397.31 at the end of 2022[39]. Equity - The equity attributable to shareholders was ¥10,631,291,031.75, representing a year-on-year increase of 3.51%[7]. - The company's total equity as of Q3 2023 was ¥12,547,514,861.53, up from ¥12,033,921,325.53, indicating an increase of 4.3%[25]. - The company's total equity reached CNY 8,070,865,079.19, compared to CNY 7,909,516,859.37 in the previous period[42]. Cash Flow - The net cash flow from operating activities for the year-to-date was ¥708,984,145.65, reflecting a 1.12% increase[7]. - The operating cash flow for the first three quarters of 2023 was ¥708,984,145.65, slightly up from ¥701,115,349.55 in the first three quarters of 2022[34]. - The total cash inflow from operating activities was ¥4,427,103,210.70, compared to ¥4,208,958,888.01 in the previous year, reflecting a growth of 5.2%[34]. - The cash outflow for investment activities in the first three quarters of 2023 was ¥741,280,020.39, up from ¥558,774,960.48 in the same period of 2022, indicating increased investment activity[34]. - The net cash flow from financing activities for the first three quarters of 2023 was -¥283,384,660.31, an improvement from -¥424,668,920.07 in the same period of 2022[34]. - The cash inflow from sales of goods and services for the first three quarters of 2023 was ¥4,346,157,647.73, compared to ¥3,986,196,346.99 in the previous year, marking an increase of 9.1%[34]. - The cash inflow from investment activities was CNY 1,620,321,033.82, compared to CNY 993,733,674.69 in the same period last year, showing strong investment recovery[46]. - The cash outflow from investment activities totaled ¥750,482,406.46, a decrease from ¥917,119,488.32 in the previous period, indicating a reduction of approximately 18.1%[47]. - The net cash flow generated from investment activities was ¥869,838,627.36, significantly up from ¥76,614,186.37, reflecting a substantial increase[47]. - Cash inflow from financing activities amounted to ¥2,625,409,144.93, down from ¥6,873,833,774.67, representing a decline of about 61.8%[47]. - Cash outflow from financing activities was ¥3,349,971,590.17, compared to ¥6,913,593,626.82 in the previous period, showing a decrease of approximately 51.6%[47]. - The net cash flow from financing activities was -¥724,562,445.24, worsening from -¥39,759,852.15, indicating a significant decline[47]. - The net increase in cash and cash equivalents was ¥33,653,208.35, contrasting with a decrease of -¥43,811,181.17 in the previous period[47]. - The ending balance of cash and cash equivalents was ¥353,871,301.33, up from ¥248,039,908.98, marking an increase of approximately 42.6%[47]. Research and Development - Research and development expenses for Q3 2023 were ¥65,271,183.09, up from ¥54,095,474.35 in Q3 2022, marking a growth of 20.6%[28]. - Research and development expenses for Q3 2023 were CNY 606,134.80, up from CNY 281,700.00 in the same period last year, indicating a focus on innovation[44]. Non-Recurring Gains - The company reported non-recurring gains of ¥4,824,109.40 for Q3 2023, with a total of ¥15,069,306.61 for the year-to-date[7].

（一）管理层进行内部控制自查工作即内部控制自我评估； （二）公司董事会审计委员会（以下简称"审计委员会"）授权 公司审计部为执行内部控制检查监督工作的专门机构。审计部基于管 理层的内部控制自我评估工作，对内部控制执行检查监督； （三）基于上述（一）、（二）两方面，公司董事会应根据内部控 制检查监督工作报告及相关信息，评价公司内部控制的建立和实施情 况。公司审计委员会应形成年度内部控制自我评价报告草案并经审计 委员会全体成员过半数同意后，报董事会审议。公司董事会在审议年 度财务报告等事项的同时，应对公司年度内部控制自我评价报告形成 决议并披露。 上海环境集团股份有限公司内部控制评价制度 （2023 年 10 月修订） 第一章 总则 第一条 为了引导和推动上海环境集团股份有限公司（以下简 称"公司"）建立健全内部控制，提高公司内部控制与经营管理水平， 促进公司健康可持续发展，为公司增加价值并提高公司运作效率，根 据财政部等五部委颁布的《企业内部控制基本规范》、《企业内部控制 配套指引》和上海证券交易所（以下简称"上交所"）颁布的《上海 证券交易所上市公司自律监管指引第 1 号——规范运作》等有关法律、 法规规定， ...

上海环境集团股份有限公司（以下简称"公司"）于 2023 年 10 月 18 日以 邮件方式向各位董事发出了召开第三届董事会第三次会议的通知。会议于 2023 年 10 月 27 日以通讯表决方式召开。本次会议应出席董事 9 人，实际出席董事 9 人。本次会议的召集和召开符合有关法律、法规和公司章程的规定。 二、董事会会议审议情况 （一）以 9 票同意、0 票反对、0 票弃权通过了《关于<上海环境集团股份有 限公司 2023 年第三季度报告>的议案》 公司董事会审议通过《上海环境集团股份有限公司 2023 年第三季度报告》， 认为公司 2023 年第三季度财务报告真实、准确、完整地反映了公司 2023 年第三 季度经营成果及期末财务状况，不存在虚假记载、误导性陈述或者重大遗漏。 证券代码：601200 证券简称:上海环境 公告编号：临 2023-038 上海环境集团股份有限公司 第三届董事会第三次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、董事会会议召开情况 | 原第一条 | 修订后第一条 | | --- ...

证券代码：601200 证券简称：上海环境 公告编号：临 2023-039 上海环境集团股份有限公司 关于 2023 年第三季度主要经营数据的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 上海环境集团股份有限公司（以下简称"公司"）2023年第三季度主要经营 数据公告如下： 据公司初步统计，公司2023年1-9月生活垃圾焚烧项目累计发电量421,975.10 万度（含委托运营的老港一期、二期），上网电量351,067.95万度。 （注：与总和产生差异是因四舍五入时有尾差造成） 区域 累计发电量 （万度） 上网电量 （万度） 上网电价 （元/度） 已结算电量 （万度） 江苏省 22,164.53 19,018.82 0.65 18,999.58 山东省 38,086.07 32,862.47 0.65 32,488.15 福建省 30,683.80 25,963.39 0.65 24,778.81 河南省 18,759.13 15,797.36 0.65 15,797.36 安徽省 7,924.89 6,482.18 0 ...

证券代码：601200 证券简称：上海环境 公告编号：临 2023-037 上海环境集团股份有限公司 关于项目中标的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 2、项目建设规模： 本项目包含宁波象保（石浦）再生水厂一期工程特许经营权，负责项目投资、 运营；以及二期扩建工程实施特许经营权，负责项目的投资、建设、运营维护和 移交。 本项目为宁波象保合作区和象山县石浦镇的共用城镇生活污水处理厂，其中 已运营的一期工程日处理规模为 2.5 万吨/日，总用地 39 亩。宁波象保（石浦） 再生水厂二期扩建工程设计暂定采用 A2/O+MBR 工艺（乙方可以根据实际情况 对具体实施方案进行优化，在不超过用地面积的情况下，确保出水排放达到上述 标准）。建设规模为 2.5 万吨/日，用地面积约不超过 20 亩。进水含生活和工业废 水，出水执行浙江省地方标准《城镇污水处理厂主要水污染物排放标准》 1 （DB33/2169-2018）中的表 1 限值标准（改扩建），其余指标执行《城镇再生水 厂污染物排放标准》（GB18918-2002）一级 ...

证券代码：601200 证券简称：上海环境 公告编号：临 2023-036 公司于 2023 年 9 月 13 日在上海证券交易所网站（www.sse.com.cn）披露了 《上海环境集团股份有限公司关于召开 2023 年半年度业绩说明会的预告公告》 （公告编号：临 2023-035）。2023 年 9 月 20 日上午 10:00-11:30，公司通过上海 证券交易所"上证路演中心"网络平台——"业绩说明会"栏目召开了本次说明 会。公司董事长王瑟澜先生，独立董事张鹏飞先生，董事会秘书董政兵先生和财 务总监李蓉女士出席了本次投资者说明会，与投资者进行互动交流和沟通，就投 资者普遍关注的问题进行了回复。 二、 本次会议投资者提出的主要问题及公司回复情况 公司在本次说明会上就投资者普遍关注的问题给予了回复，具体如下： 1、请问上海环境上半年污水处理业务运营能力？ 答：截至 2023 年 6 月 30 日，公司运营污水处理厂 4 座，共计处理污水 18,399.39 万吨，日均处理量为 101.65 万吨。 2、请问公司投资了哪些污水处理项目？ 答：截至报告期末，公司投资、建设、运营污水处理项目共 5 个，分别为上 ...

证券代码：601200 证券简称：上海环境 公告编号：临 2023-035 上海环境集团股份有限公司 关于召开 2023 年半年度业绩说明会的预告公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 一、说明会类型 上海环境集团股份有限公司（以下简称"公司"）于 2023 年 8 月 31 日在上 海证券交易所网站（www.sse.com.cn）披露了《上海环境集团股份有限公司 2023 年半年度报告》全文及摘要，为了让广大投资者更进一步了解公司的生产经营等 情况，公司定于 2023 年 9 月 20 日上午 10:00-11:30 举行 2023 年半年度业绩说明 会，与投资者进行沟通和交流，广泛听取投资者的意见和建议。 会议召开时间：2023 年 9 月 20 日（周三）上午 10:00-11:30 会 议 召 开 网 址 ： 上 海 证 券 交 易 所 " 上 证 路 演 中 心 " 网 络 平 台 （http://roadshow.sseinfo.com/） 会议召开方式：上证路演中心视频直播和网络互动 ...

Financial Performance - The company's operating revenue for the first half of 2023 reached ¥2,831,361,153.02, representing a 14.21% increase compared to ¥2,479,001,864.58 in the same period last year[35] - Net profit attributable to shareholders of the listed company was ¥303,847,653.64, up 9.40% from ¥277,737,362.16 in the previous year[35] - The net profit after deducting non-recurring gains and losses was ¥293,602,456.43, an increase of 8.72% compared to ¥270,048,323.91 in the same period last year[35] - The net cash flow from operating activities was ¥358,492,101.75, which is a 27.18% increase from ¥281,868,343.68 in the previous year[35] - As of the end of the reporting period, the net assets attributable to shareholders of the listed company were ¥10,462,346,055.01, reflecting a 1.87% increase from ¥10,270,684,255.67 at the end of the previous year[35] - Total assets amounted to ¥28,927,868,944.96, showing a slight decrease of 0.25% from ¥29,000,726,628.63 at the end of the previous year[35] - Basic earnings per share for the first half of 2023 increased to 0.27084 CNY, up 9.40% from 0.24757 CNY in the same period last year[53] - Diluted earnings per share for the first half of 2023 also rose to 0.27084 CNY, reflecting a 9.40% increase compared to the previous year[53] - The weighted average return on equity increased to 2.93%, up by 0.15 percentage points from 2.78% in the same period last year[53] Operational Highlights - The company operates 29 waste incineration power generation projects across various cities, including Shanghai and Chengdu[43] - As of the report date, the company has invested in and operates 5 sewage treatment projects located in Shanghai and Chengdu[44] - The company has established 6 waste transfer stations in Shanghai, enhancing its waste management capabilities[44] - The company operates 27 waste incineration projects, processing a total of 6.7551 million tons of waste, generating 2,287,584.8 MWh of electricity[94] - The company has four wastewater treatment plants, treating a total of 183.9939 million tons of wastewater, with an average daily treatment capacity of 1.0165 million tons[94] Strategic Initiatives - The strategic vision for the "14th Five-Year Plan" includes evolving from a "2+4" model to an "environmental governance +" strategy, focusing on both light and heavy asset businesses[58] - The company has a standardized project development model, utilizing BOT, PPP, and TOT modes for its main operations[45] - The company aims to enhance its project construction capabilities through partnerships with engineering design institutes and equipment suppliers[63] - Future ecological infrastructure development is expected to expand from urban areas to towns and rural regions, improving environmental service coverage[69] - The company is currently expanding its wet waste treatment facilities, with ongoing construction of the pre-treatment system and deodorization system[95] Research and Development - The company is actively pursuing research projects related to hazardous waste management and solid waste treatment technologies[118] - Research and development expenses decreased by 21.09% to ¥23,823,301.95 from ¥30,191,504.93 year-on-year[103] - The company completed the design and preparation of the thermal desorption module for the mobile soil remediation terminal, integrating data analysis for future applications[119] - The company is advancing the optimization of advanced oxidation technology for the degradation of polycyclic aromatic hydrocarbons in groundwater[120] Environmental Compliance and Sustainability - The company has established a low-carbon model with its Tianma zero-waste low-carbon environmental park, approved as a "low-carbon development practice area" in January 2023[189] - The company's municipal sewage treatment project meets the Class A discharge standards for CODcr, BOD5, NH3-N, TP, and SS as per the national regulations[196] - During the reporting period, the company's waste incineration project fully complies with the "Standards for Pollution Control of Municipal Solid Waste Incineration" and local standards for emissions[198] - The company has implemented pollution prevention facilities that operate in accordance with the "three simultaneities" principle, ensuring effective environmental management[198] - The total emissions of key pollutants from the company's projects are within the approved limits, with no significant faults or defects reported[200] - The company has achieved compliance with the pollution discharge standards for its waste treatment facilities, ensuring environmental safety[198] Awards and Recognition - The company has received over 100 provincial and national awards for its technological and consulting achievements, including 59 national-level awards[91] - The company has a total of 299 patents, including 58 invention patents, and has published 96 standards, with 37 as the main editor[91] - The company has received several awards, including the Shanghai Municipal Technology Invention Award and the Ministry of Education Science and Technology Progress Award[116][117] Risks and Challenges - There are no significant risks or uncertainties reported that could impact future performance[22] - The company faces risks related to changes in national tax policies that could impact profitability significantly[135] - The company faces operational risks related to BOT projects, including potential increases in operating costs and regulatory approval uncertainties[169] - The company emphasizes the importance of maintaining relationships with local governments for project continuity, which may be affected by regional policy changes[171] - The company is focused on expanding its project areas, which may increase management challenges and operational risks[171]

Financial Performance - The total operating revenue for Q1 2023 was RMB 1,367,561,270.38, an increase of 10.65% compared to RMB 1,236,199,893.31 in Q1 2022[25] - The net profit attributable to shareholders of the listed company was CNY 137,650,749.77, a decrease of 7.98% compared to the same period last year[33] - The company's operating revenue for Q1 2023 was CNY 1,367,561,270.38, representing a year-on-year increase of 10.63%[33] - The net profit for Q1 2023 was ¥108,039,468.39, compared to ¥38,619,229.88 in Q1 2022, indicating an increase of about 179.5%[43] - The net profit for Q1 2023 is CNY 162,126,608.84, compared to CNY 179,697,019.34 in the same period last year, reflecting a decline[59] - Operating profit for Q1 2023 is CNY 186,315,866.42, down from CNY 210,797,465.22 in the previous year[59] Cash Flow - The net cash flow from operating activities decreased significantly to RMB -222,888,088.18, a decline of 341.08% from RMB 92,453,794.30 in the same period last year[20] - Cash inflow from operating activities totaled RMB 1,269,765,759.30, down from RMB 1,634,825,462.63 in Q1 2022, representing a decrease of 22.34%[11] - Cash outflow from operating activities was RMB 1,492,653,847.48, slightly reduced from RMB 1,542,371,668.33 in Q1 2022, indicating a decrease of 3.23%[11] - The cash flow from financing activities generated a net cash inflow of CNY 39,986,217.20, down from CNY 190,719,431.74 in the previous year[27] - The cash flow from investing activities shows a net inflow of CNY 357,599,172.86, compared to a net outflow of CNY 44,133,795.03 in the previous year[46] - The cash flow from operating activities for Q1 2023 was negative at -¥20,844,631.91, an improvement from -¥28,959,966.91 in Q1 2022[45] Assets and Liabilities - The total assets as of March 31, 2023, amounted to CNY 12,953,893,041.84, down from CNY 13,206,836,638.59 at the end of 2022[37] - The total liabilities were CNY 16,715,231,018.88, compared to CNY 16,966,805,303.10 at the end of the previous year[30] - The total non-current liabilities increased to CNY 10,723,293,084.15 from CNY 10,173,963,967.74[30] - Total assets at the end of the reporting period amount to CNY 28,913,584,455.12, a decrease of 0.30% from the end of the previous year[52] - The total liabilities amounted to ¥4,936,336,714.08, down from ¥5,297,319,779.22 in the previous period, reflecting a decrease of approximately 6.8%[39] - The company’s total liabilities decreased to ¥5,991,937,934.73 from ¥6,792,841,335.36, reflecting a decrease of about 11.77%[61] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 75,454[21] - The largest shareholder, Shanghai Urban Investment (Group) Co., Ltd., holds 46.50% of the shares, totaling 521,630,979 shares[21] Investment and Expenses - The cash inflow from investment activities was RMB 81,420,141.25, compared to RMB 3,128,051.25 in the previous year, showing a significant increase[11] - The cash outflow for the purchase of fixed assets and intangible assets was RMB 226,843,378.58, down from RMB 373,933,704.02 in Q1 2022, a decrease of 39.36%[11] - The company reported a significant increase in investment income, reaching ¥144,549,737.05, up from ¥83,710,250.65 in the previous year, representing a growth of approximately 72.8%[43] - Research and development expenses were recorded at ¥227,139.62, indicating ongoing investment in innovation[43] - The company incurred interest expenses of CNY 88,183,354.62 in Q1 2023, down from CNY 96,831,117.35 in the same period last year[59] Earnings and Returns - The company reported a basic earnings per share of CNY 0.12270, a decrease of 7.98% from the previous year[33] - The diluted earnings per share for Q1 2023 is CNY 0.12270, a decrease of 7.98% compared to the previous year[52] - The weighted average return on equity is 1.33%, down by 0.18 percentage points from the previous year[52]