1 公司坚持把实现高质量发展作为首要任务，持续推进业务转型发展，积极应 对复杂市场形势，经营保持稳健向好势头。公司将锚定建设"国内一流的现代投 资银行"的战略目标，围绕客户需求构建特色服务体系，努力壮大主要业务规模 能级，培育新的业务增长点，形成特色、强项、专长、精品。一是着力构建差异 化核心竞争力。持续推进财富管理转型，聚焦客户资产配置需求，打造具有竞争 优势的资产配置服务体系。重点打造"精品投行"和"全链债融"品牌，加大项目拓 展力度，增强投行业务竞争力与品牌影响力，同时强化执业能力建设，严把项目 质量关，切实履行资本市场"看门人"职责。持续加强投研团队建设，提升核心投 研能力，优化投资模式，严格风险管理，以长周期视角配置优质资产，提升证券 投资收益稳定性。着力提升资产管理投资业绩和产品创设能力，深化渠道建设和 内部协同，努力实现规模和业绩"双提升"。在风险可控的前提下稳健发展创新业 务，积极培育新的增长点。加快子公司业务转型，夯实内部管理基础，提升发展 质量和利润贡献度。二是着力提高内部管理效能。持续完善管理体系，强化责任 落实，优化绩效考核，建立层级分明、权责清晰的管理机制。坚持以客户需求为 导向，推 ...

证券代码：601990 证券简称：南京证券 公告编号：临 2025-018 号 南京证券股份有限公司 关于召开2024年年度股东大会的通知 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 一、召开会议的基本情况 (一)股东大会类型和届次 召开地点：南京市江东中路 389 号（金融城 5 号楼）3 楼报告厅 (五)网络投票的系统、起止日期和投票时间。 网络投票系统：上海证券交易所股东大会网络投票系统 网络投票起止时间：自2025 年 6 月 30 日至2025 年 6 月 30 日 采用上海证券交易所网络投票系统，通过交易系统投票平台的投票时间为股 东大会召开当日的交易时间段，即 9:15-9:25，9:30-11:30，13:00-15:00；通过互 联网投票平台的投票时间为股东大会召开当日的 9:15-15:00。 (六)融资融券、转融通、约定购回业务账户和沪股通投资者的投票程序 2024年年度股东大会 (二)股东大会召集人：董事会 (三)投票方式：本次股东大会所采用的表决方式是现场投票和网络投票相结合的 方 ...

南京证券股份有限公司 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 南京证券股份有限公司（以下简称"公司"）第四届监事会第九次会议于 2025 年 6 月 6 日在公司总部以现场结合通讯方式召开，会议通知及材料于 2025 年 6 月 3 日以邮件方式发出。会议应出席监事 7 名，实际出席 7 名（其中监事黄 涛、田志华、鲁振国以视频方式出席会议）。本次会议的召集、召开及表决程序 符合有关法律法规、规章、规范性文件以及公司《章程》等规定。会议由监事会 主席秦雁主持，部分高级管理人员列席会议。会议作出如下决议： 证券代码：601990 证券简称：南京证券 公告编号：临 2025-017 号 第四届监事会第九次会议决议公告 特此公告。 南京证券股份有限公司监事会 2025 年 6 月 7 日 1 审议并通过《关于延长公司向特定对象发行 A 股股票股东大会决议及相关 授权有效期的议案》。 表决结果：同意 5 票；反对 0 票；弃权 0 票。关联监事黄涛、田志华回避表 决。 本议案需提交股东大会审议。 ...

证券代码：601990 证券简称：南京证券 公告编号：临 2025-016 号 表决结果：同意 11 票；反对 0 票；弃权 0 票。关联董事陈玲、孙隽、成晋 锡、李雪回避表决。 公司于 2024 年 7 月 5 日召开 2024 年第一次临时股东大会，审议通过了《关 于延长公司向特定对象发行 A 股股票股东大会决议及相关授权有效期的议案》， 同意将公司向特定对象发行 A 股股票（以下简称"本次发行"）股东大会决议的 有效期、股东大会授权董事会及董事会转授权管理层办理本次发行相关事宜的有 效期自原有效期届满之日起延长 12 个月。本次发行申请已获得上海证券交易所 受理，鉴于本次发行的股东大会决议有效期及股东大会相关授权的有效期将于近 期到期，为保持公司本次向特定对象发行 A 股股票工作的延续性和有效性，有 序推进相关工作，公司董事会提请股东大会批准将本次发行的股东大会决议及股 东大会相关授权的有效期自原有效期届满之日起再次延长 12 个月，若公司在前 述有效期内取得中国证券监督管理委员会作出的同意注册批复，则前述股东大会 决议和股东大会相关授权的有效期顺延至本次发行完成之日。除延长前述有效期 外，本次发行的其 ...

Core Viewpoint - The recent approval of private placements by three securities firms marks a significant shift in the refinancing landscape, indicating a regulatory push towards optimizing business structures and enhancing service to the real economy [1][6][7] Group 1: Recent Developments in Securities Firms - In May, Tianfeng Securities, Nanjing Securities, and Zhongtai Securities received regulatory approval for their private placement plans, signaling a revival of the previously stagnant refinancing market [1][2] - Tianfeng Securities plans to raise up to 4 billion yuan, while Nanjing Securities aims for 5 billion yuan and Zhongtai Securities for 6 billion yuan through their respective private placements [2][4] Group 2: Characteristics of the Private Placements - A common feature among the three firms is the active participation of their controlling shareholders in the subscription process, aligning with current regulatory encouragement for major shareholders to increase their stakes [4][5] - The fundraising targets have been refined to focus more on enhancing services to the real economy, with Tianfeng Securities allocating funds for wealth management, trading, and debt repayment [4][5] Group 3: Regulatory Environment and Guidance - The recent approvals reflect a response to the regulatory emphasis on capital efficiency and the need for securities firms to focus on their core responsibilities while serving the real economy [6][7] - Regulatory bodies have reiterated the importance of prudent financing practices, urging firms to carefully determine the scale and timing of fundraising efforts to protect the interests of all investors, particularly minority shareholders [6][7]

Group 1 - The announcement states that from June 4, 2025, Guoxin Jiali Fund will begin selling certain funds managed by the company [1][2] - The applicable fund range is subject to compliance with the fund contract, prospectus, and related business announcements [4] - Investors can consult details through various channels, including the websites and customer service numbers of both Guoxin Jiali Fund and the company [5][6] Group 2 - The company has signed sales agreements with multiple securities firms and fund sales companies, which will also start selling its funds from June 4, 2025 [2][3] - A comprehensive list of sales institutions includes major securities firms and fund sales companies, indicating a broad distribution network [3][10] - The announcement emphasizes that the specific dates, processes, and fee discount activities for fund sales will be determined by the sales institutions [4]

Core Viewpoint - The recent acceptance of capital increase applications by several listed securities firms, including Zhongtai Securities, indicates a thawing in the previously stagnant environment for securities firms' private placements, aligning with regulatory encouragement for firms to focus on their core responsibilities and enhance their service capabilities to the real economy [2][4][11] Group 1: Zhongtai Securities' Capital Increase - Zhongtai Securities plans to raise no more than 6 billion yuan through a private placement, with its controlling shareholder, Zaozhuang Mining Group, participating in the subscription [1][2] - The issuance will not exceed 30% of the company's total share capital prior to the issuance, amounting to no more than 2.091 billion shares [2] - The funds raised will be allocated to various areas, including information technology, alternative investment, market-making, wealth management, and debt repayment [3] Group 2: Regulatory Environment and Trends - The recent trend shows that three securities firms, including Zhongtai, Tianfeng, and Nanjing Securities, have updated their capital increase plans, all involving their controlling shareholders and focusing on enhancing services to the real economy [2][8] - The regulatory environment has shifted to support securities firms in supplementing capital through reasonable means, reflecting a broader policy direction [4][10] - The participation of state-owned shareholders in these capital increases is seen as a dual benefit, enhancing the firms' capital strength while supporting local economic development [9] Group 3: Changes in Fund Allocation - The revised capital increase plans from Zhongtai and Nanjing Securities indicate a shift in fund allocation towards core business areas, including compliance and risk control, as well as debt repayment [5][10] - The emphasis on aligning fundraising purposes with regulatory encouragement highlights the ongoing scrutiny and expectations from regulatory bodies regarding the financing strategies of listed securities firms [10][11]

券业再融资市场迎来阶段性"解冻"。五月份以来，中泰证券、南京证券、天风证券三家券商定增事宜相继获得进展。这一现象背后并非简单的政策放松，而 是券商在监管引导下主动调整业务结构，深化服务实体经济功能的体现。三家券商定增项目的推进，反映出再融资正从传统的"规模扩张"模式转向"提质增 效"导向。 服务实体经济功能的深化 券商再融资的核心目标正在发生根本性转变。传统的规模扩张思路让位于服务实体经济的功能导向。三家券商在定增方案中均明确表达了这一理念转变。 中泰证券表示，将利用定增募资向全资另类投资子公司中泰创投增资，推动优质项目落地，提高直接融资效率。公司还计划加大对国债、地方政府债、企业 债等证券的投入力度，通过多元化的投资组合更好地服务实体经济发展。这种资金配置方式体现了券商从单纯的资本扩张转向精准服务的战略调整。 南京证券的定增计划更加突出了对科技创新企业的服务功能。公司明确提出要加强对代表新质生产力、"专精特新"等科技创新企业的服务力度。通过股权投 资引导资本投早、投小、投长期、投硬科技，有效发挥证券公司中介作用，服务地方科技创新和产业创新融合。 天风证券的定增方案则聚焦于深化服务实体经济、深耕湖北辐射全国的 ...

2025 年 5 月 27 日，公司完成了本期短期融资券的本息兑付工作。 特此公告。 南京证券股份有限公司董事会 2025 年 5 月 28 日 1 证券代码：601990 证券简称：南京证券 公告编号：临 2025-015 号 南京证券股份有限公司 2024 年度第五期短期融资券兑付完成公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 南京证券股份有限公司（以下简称"公司"）于 2024 年 11 月 22 日发行了 2024 年度第五期短期融资券，发行金额为人民币 10 亿元，票面利率为 1.92%， 期限为 183 天，兑付日期为 2025 年 5 月 27 日（详见公司于 2024 年 11 月 26 日 披露的《南京证券股份有限公司 2024 年度第五期短期融资券发行结果公告》）。 ...

Core Viewpoint - The recent announcement by Nanjing Securities regarding its A-share issuance indicates a potential easing of restrictions on refinancing for listed brokerages in the A-share market [1][4]. Group 1: Financing and Capital Raising - Nanjing Securities has initiated a non-public offering of A-shares, aiming to raise up to 5 billion yuan, with its controlling shareholder, Zijin Group, planning to subscribe for 500 million yuan [1][2]. - The company has revised its fundraising plan to allocate funds across seven key areas, including investment banking, wealth management, and compliance risk control [2][3]. - The recent trend shows a slight relaxation in the refinancing pace for listed brokerages, with successful fundraising activities from other brokerages like Guolian Minsheng and Tianfeng Securities [4][5]. Group 2: Financial Performance - For the year 2024, Nanjing Securities reported a revenue of 3.147 billion yuan and a net profit of 1.002 billion yuan, marking year-on-year increases of 27.12% and 47.95%, respectively, achieving the highest figures since its IPO in 2018 [1][6]. - The company's net capital stood at 15.225 billion yuan by the end of 2024, reflecting a 1.04% increase from the previous year, ranking it 34th among 49 listed brokerages in A-shares [1][6]. - The company experienced growth across all four main business lines in 2024, with notable increases in securities and futures brokerage, investment banking, and asset management [6][7]. Group 3: Business Strategy and Market Position - Nanjing Securities has focused on enhancing its capabilities in investment banking and wealth management, with specific allocations for improving technology and compliance risk management [3][6]. - The company has successfully managed to maintain a competitive edge in the market despite a tightening financing environment, evidenced by its performance in underwriting convertible bonds and restructuring projects [7].