红塔证券股份有限公司、东吴证券股份有限公司关于 南京证券股份有限公司向特定对象发行A股股票 发行过程和认购对象合规性的报告 中国证券监督管理委员会（以下简称"中国证监会"）以《关于同意南京证 券股份有限公司向特定对象发行股票注册的批复》（证监许可〔2025〕2425号） 文件，同意南京证券股份有限公司（以下简称"发行人""公司"或"南京证券"） 向特定对象发行股票的注册申请。 红塔证券股份有限公司（以下简称"保荐机构（联席主承销商）"或"红塔 证券"）、东吴证券股份有限公司（以下简称"联席主承销商"或"东吴证券"） 作为南京证券本次向特定对象发行A股股票（以下简称"本次发行"）的联席主 承销商，对本次发行的发行过程和发行对象合规性进行了核查，认为南京证券本 次发行过程及认购对象符合《中华人民共和国公司法》（以下简称"《公司法》"）、 《中华人民共和国证券法》（以下简称"《证券法》"）、《上市公司证券发行 注册管理办法》（以下简称"《发行注册管理办法》"）、《证券发行与承销管 理办法》（以下简称"《承销管理办法》"）和《上海证券交易所上市公司证券 发行与承销业务实施细则》（以下简称"《实施细则》"）等有关法律、 ...

证券代码：601990 证券简称：南京证券 公告编号：临 2025-047 号 特此公告。 南京证券股份有限公司董事会 2025 年 12 月 19 日 1 发行情况报告书披露的提示性公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 南京证券股份有限公司（以下简称"公司"）本次向特定对象发行 A 股股 票（以下简称"本次发行"）的发行承销总结及相关文件已经上海证券交易所备 案通过，公司将依据相关规定尽快办理本次发行新增股份的登记托管事宜。 本次发行的具体情况详见公司同日在上海证券交易所网站披露的《南京证券 股份有限公司向特定对象发行 A 股股票发行情况报告书》及相关发行文件。 南京证券股份有限公司 关于向特定对象发行 A 股股票 ...

Core Viewpoint - The audit report for the Nanjing Securities Shenzhou Tiantianli Money Market Fund indicates that the financial statements are prepared in accordance with the specified basis and are deemed to present a true and fair view of the fund's financial position as of November 16, 2025, prior to the change of management [1][3]. Group 1: Audit Opinion - The audit opinion states that the financial statements of the Nanjing Securities Shenzhou Tiantianli Money Market Fund are prepared in all material respects according to the basis described in the financial statement notes [1]. - The audit was conducted in accordance with Chinese CPA auditing standards, ensuring independence and adherence to professional ethics [2]. Group 2: Management Responsibilities - The fund management is responsible for preparing the financial statements in accordance with the specified basis and for maintaining internal controls to prevent material misstatements due to fraud or error [5]. - The management must assess the fund's ability to continue as a going concern and disclose relevant matters [5]. Group 3: Financial Statements Overview - As of November 16, 2025, the fund's net asset value per share is 1.0000 RMB, with a total of 636,979,038.42 shares [8]. - The financial statements include the balance sheet, income statement, and changes in net assets for the period from January 1, 2025, to November 16, 2025 [9]. Group 4: Fund Management Changes - The fund will change its management from Nanjing Securities to Fuanda Fund Management Co., Ltd. effective November 17, 2025, following a resolution passed by the fund's shareholders [14][58]. - The fund's investment strategy will continue to focus on cash and short-term financial instruments, including bank deposits and government bonds [14][15]. Group 5: Accounting Policies - The financial statements are prepared based on the going concern assumption and do not include comparative data or a complete set of disclosures typically required [17]. - The fund's accounting policies comply with the relevant Chinese accounting standards and regulations [17][49].

特此公告。 南京证券股份有限公司董事会 2025 年 12 月 12 日 证券代码：601990 证券简称：南京证券 公告编号：临 2025-046 号 南京证券股份有限公司 2025 年度第三期短期融资券兑付完成公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 南京证券股份有限公司（以下简称"公司"）于 2025 年 8 月 6 日发行了 2025 年度第三期短期融资券，发行金额为人民币 15 亿元，票面利率为 1.58%，期限 为 126 天，兑付日期为 2025 年 12 月 11 日（详见公司于 2025 年 8 月 8 日披露的 《南京证券股份有限公司 2025 年度第三期短期融资券发行结果公告》）。 2025 年 12 月 11 日，公司完成了本期短期融资券的本息兑付工作。 1 ...

2025年12月11日，公司完成了本期短期融资券的本息兑付工作。 格隆汇12月11日丨南京证券(601990.SH)公布，公司于2025年8月6日发行了2025年度第三期短期融资 券，发行金额为人民币15亿元，票面利率为1.58%，期限为126天，兑付日期为2025年12月11日。 ...

2025年12月11日，公司完成了本期短期融资券的本息兑付工作。 格隆汇12月11日丨南京证券(601990.SH)公布，公司于2025年8月6日发行了2025年度第三期短期融资 券，发行金额为人民币15亿元，票面利率为1.58%，期限为126天，兑付日期为2025年12月11日。 ...

南京证券公告称，公司于2025年8月6日发行2025年度第三期短期融资券，发行金额15亿元，票面利率 1.58%，期限126天。2025年12月11日，公司完成了本期短期融资券的本息兑付工作。 ...

12月11日，上交所发布关于南京证券股份有限公司2025年面向专业投资者公开发行科技创新短期公司债 券（第一期）上市的公告。 依据《上海证券交易所公司债券上市规则》等规定，上交所同意南京证券股份有限公司2025年面向专业 投资者公开发行科技创新短期公司债券（第一期）于2025年12月12日起在上交所上市，并采取匹配成 交、点击成交、询价成交、竞买成交、协商成交交易方式。该债券证券简称为"25宁KS1"，证券代码 为"244367"。根据中国结算规则，可参与质押式回购。 来源：市场资讯 ...

Group 1 - The fifth Jiangsu Capital Market Summit was held in Nanjing, focusing on the theme "Aggregating Capital Power to Support Industrial Innovation," with nearly 200 attendees from government, academia, financial institutions, and listed companies [1] - The "Jiangsu 700+ Listed Companies High-Quality Development Report" was released, indicating that Jiangsu has 717 listed companies, accounting for approximately 13.12% of the total number of A-share companies and 8.01% of the total market value [1] Group 2 - A strategic cooperation agreement was signed between Jiangsu Provincial Sports Bureau and China Construction Bank Jiangsu Branch, marking a significant step in the integration of the sports industry and financial capital [2] - The "Xinhua Jiangsu 100 Index," which selects 100 quality listed companies in Jiangsu, has achieved a cumulative return of 33.92% since its launch in July 2023, outperforming the CSI 300 Index by 17.64 percentage points [2] - The summit also announced various awards, including "Outstanding Investment Value Enterprises," "Excellent Service Institutions for Listed Companies," and the "ESG Golden Jasmine" cases, along with the "Jiangsu Gold Medal Secretary" list [2]

Core Viewpoint - The transition period for the transformation of "publicly offered collective products" is nearing its end, prompting several brokerage firms to change the management of their collective products to avoid liquidation and successfully convert them into public fund products [1][4]. Group 1: Changes in Management of Collective Products - As of November, at least 25 publicly offered collective products have officially changed their management to public fund companies, with notable changes including products from Guangfa Fund, Huafu Fund, and others [1][3]. - The process for changing management involves obtaining approval from the China Securities Regulatory Commission (CSRC) and holding a meeting for product holders to vote on the change [3][4]. - The changes not only involve the management but may also affect product names, investment strategies, and fee structures [3][4]. Group 2: Shift in Focus for Brokerage Asset Management - Brokerage asset management firms are increasingly abandoning the pursuit of public fund licenses, with several firms like Guangfa Asset Management and Guotou Securities Asset Management withdrawing their applications [6][7]. - The reasons for this shift include the lengthy wait for license approval, high initial investment costs for establishing independent operations, and the competitive landscape of the public fund industry [7][9]. - Firms are now focusing on differentiated strategies in private asset management and wealth management, which are seen as more advantageous compared to the public fund sector [2][8]. Group 3: Strategic Implications of the Transition - The transition to changing management for collective products is viewed as a necessary response to regulatory compliance requirements, allowing firms to retain clients and avoid fund liquidation [4][5]. - The current trend indicates a move away from "license worship" towards a more rational understanding of the profitability challenges associated with public fund operations [7][9]. - Brokerage firms are now concentrating on creating value-driven products that cater to specific client needs, emphasizing absolute returns and tailored investment strategies [10].